Transcript Document
EXCiPACTTM Certification
3rd Party Certification for Pharmaceutical
Excipient Suppliers
EFCG Update at CPhI, 9th October 2012
Frithjof Holtz, Merck KGaA
EXCiPACTTM Certification
EXCiPACTTM
Voluntary international Good Manufacturing and Good Distribution Practice
(GMP/GDP) certification scheme for pharmaceutical excipients
Ensures current GMP and GDP requirements applied to pharmaceutical excipients
through a recognized auditing and certification process
Motivation for the voluntary 3rd party certification scheme:
Regulators expect Market Authorization Holders to comply with GMP regulation
and to secure their supply chain
One way to achieve this is by an increase of periodical, physical audits
The economical burden associated with these requirements impacts both suppliers
and users but benefits outweigh costs
EXCiPACT approach
international in scope
makes use of the existing best practice, standards and guides
the industry response to help mitigate the risks and address the auditing challenge
Contributors:
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EXCiPACTTM Certification Principle
ISO 9001 certification
successful EXCiPACTTM 3PAO
audit
GMP / GDP
(IPEC Guides)
EXCiPACTTM certification
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EXCiPACTTM Certification
Products and Services
Products
Approval/Qualification of 3rd
party audit companies issuing
the EXCiPACTTM certificate
Excipient GMP Annex to ISO
9001 and/or ANSI standard
Excipient GDP Annex to ISO
9001 and/ or ANSI standard
Requirements for auditor
competency and 3rd party
audit organizations providing
certification
Services
Oversight of pharmaceutical
excipient manufacturer and
distributor - Certification
Auditor competency;
development and
qualification
Website with certification
status, including data on
compliance, list of registered
auditors
Managed by EXCiPACT Association, a not-for-profit organisation
www.excipact.org
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EXCiPACTTM Certification
The process and relationship
Excipient
user
EXCiPACT
Association
3rd Party Audit
Organisation
Excipient
Supplier
Excipient
user
Legal Agreement with 3rd Party Agreement with supplier Supplier passes audit report
Audit Organisations (3PAO)
Provides audit report
to excipient user
Publish on website
and certificate to supplier User verifies audit report
Certificates
and certificate with EXCiPACT
Certified bodies
Certified Auditors meeting
competency criteria
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EXCiPACTTM Certification
Cost savings for stakeholders
Cost for EXCiPACTTM
Audit
Audit fee
Certificate fee
Internal cost
TOTAL
15,000 €
5,000 €
5 – 10,000 €
25 – 30,000 €
TOTAL COST in 3 years
30,000€
BENEFIT
Excipient Supplier
Pharmaceutical
Company
Audit reduction of 25-50% at
12 audits per year assumed
20,000 – 50,000 € per year
Audit reduction of 25-50%
50,000 – 100,000 €
per year
TOTAL SAVINGS in 3 years
60’000 – 150,000 €
TOTAL SAVINGS in 3 years
150,000 – 300,000 €
30,000 – 120,000 €
150,000 – 300,000 €
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EXCiPACTTM
Progress since CPhI 2011 (1 of 2)
Launched publically in January 2012: 150+ delegates plus
support from FDA and MHRA
Legal basis for EXCiPACT Association established, base funding
completed, and operational processes/staff in place
4 x 2 day auditor training courses completed
Legal Agreements close to signature with 3rd Party Audit
Organizations
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EXCiPACTTM
Progress since CPhI 2011 (2 of 2)
Pilot audits planned to check the performance of GMP
and GDP standards
Equivalent NSF-ANSI standard close to agreement
Public webinar well received
Many presentations and articles written to raise industry
awareness
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EXCiPACTTM and the EU Falsified
Medicines Directive (FMD)*
“… the holder of the manufacturing authorisation shall ensure that the excipients are suitable for
use in medicinal products by verifying the appropriate good manufacturing practice on the basis
of a formalised risk assessment …”
If the Commission would propose an excipient risk assessment similar to the previous concept
of “certain excipients”, viz., classifying excipients as of low, medium or high risk.
then …
EXCiPACTTM may replace the auditing of low and medium risk excipients by pharmaceutical
companies
and …
could permit pharmaceutical companies to perform audits on high risk excipients or specific
needs
*Directive 2011/62/EU of the European Parliament and of the Council of 8 June 2011 amending Directive 2001/83/EC on the
Community code relating to medicinal products for human use, as regards the prevention of the entry into the legal supply chain
of falsified medicinal products
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EXCiPACTTM Certification
Thank you
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