Transcript IQI SFY2016
IQI SFY2016
Specifications Manual Updates – 3Q2015 Discharges
Revised 06/24/2015
Removal of SUB-3 Alcohol and Other Drug Use Disorder Treatment Provided
or Offered at Discharge
Table of
Contents
New Data Elements:
Alcohol Use Status
Brief Intervention
Removed Data Elements
Table of
Contents
Arrival Date
Arrival Time
Cognitive Impairment
Data element was removed and has been integrated into the Tobacco
Use Status and Alcohol Use Status data elements
Delivery Date
Delivery Time
Performance Measures
Criteria
OBS 4: Early Elective Delivery
OBS 5: Exclusive Breast Milk Feeding
OBS 6: Cesarean Section: Nulliparous Women
TOB 1: Tobacco Use Screening
TOB 2: Tobacco Use Treatment Provided or Offered
TOB 3: Tobacco Use Treatment Provided or Offered at Discharge
NBS 1: Timely Collection of Newborn Screening Specimen
NBS 2: Timely Submission of Newborn Screening Specimen to the
AR Department of Health Public Health Laboratory
Submission Measures
SUB 1: Alcohol Use Screening
SUB 2: Alcohol Use Brief Intervention Provided or Offered
Outcome Measures
OP 10: Abdomen CT – Use of Contrast Material
OBS 4: Elective Delivery
Numerator Statement
Included Populations
Measure
Information
Form
Cesarean section as defined in Appendix A, Table 11.06 and all of the
following: not in Labor, no history of a Prior Uterine Surgery
Denominator Statement
Excluded Populations
Gestation Age <37 Weeks or UTD
Data Elements
Prior Uterine Surgery
Updated Algorithm
OBS 5: Exclusive Breast Milk Feeding
No Changes
OBS 6: Cesarean Section: Nulliparous Women
Measure
Information
Form
Denominator Statement
Excluded Populations
Gestation age <37 Weeks or UTD
Updated Algorithm
NBS 1: Timely Collection of Newborn Screening Specimen
No Changes
NBS 2: Timely Submission of Newborn Screening Specimen to the
AR Department of Health Public Health Laboratory
No Changes
TOB 1: Tobacco Use Screening
Denominator Statement
Excluded Populations
Patients less than 18 years of age
Measure
Information
Form
Data Elements
Tobacco Use Status
Updated Algorithm
TOB 2: Tobacco Use Treatment Provided or Offered
Data Elements
Comfort Measures Only
Updated Algorithm
TOB 3: Tobacco Use Treatment Provided or Offered at
Discharge
No Changes
Measure
Information
Form
SUB 1: Alcohol Use Screening
SUB 2: Alcohol Use Brief Intervention Provided or Offered
Please read measure information and email me with any
questions.
Measure
Information
Form
OP 10: Abdomen CT: Use of Contrast Material
Claims Based
Thresholds for SFY2016 are based on Hospital Compare data
Will use 3rd and 4th Qtrs 2015 Medicaid Claims for the SFY2016
program.
Data Elements with No
Changes
Alphabetical
Data
Dictionary
Admission Date
Birth Date
Birth Time
Clinical Trial
Discharge Date
Discharge Disposition
First Name
ICD-9-CM Other Diagnosis
Codes
ICD-9-CM Other Procedure
Codes
ICD-9-CM Other Procedure
Dates
ICD-9-CM Principal
Diagnosis Code
ICD-9-CM Principal
Procedure Code
ICD-9-CM Principal
Procedure Date
Last Name
Patient Identifier
Prescription for Tobacco
Cessation Medication
Reason for No Tobacco
Cessation Medication at
Discharge
Referral for Outpatient
Tobacco Cessation
Counseling
Sex
Tobacco Use Treatment
FDA-Approved Cessation
Medication
Admission to NICU
Alphabetical
Data
Dictionary
Removed, “…to receive critical care services…” from the Suggested
Data Collection Question
Notes for Abstraction:
If the newborn is admitted to the NICU for observation or transitional
care, select allowable value “no.” Transitional care is defined as a stay
of 4 hours or less in the NICU
If an order to admit to the NICU is not found in the medical record,
there must be supporting documentation present in the medical record
indicating that the newborn received critical care services in the NICU
in order to answer “yes.” Examples of supporting documentation
include, but are not limited to the NICU admission assessment and
NICU flow sheet.
Alcohol Use Status
Alphabetical
Data
Dictionary
The patient must be screened for alcohol use within the first three
days of admission
The CAGE tool is not an acceptable screening tool for this measure
set
An example of an Audit-C form is attached
New Data Element – Please email me with any questions
Brief Intervention
Alphabetical
Data
Dictionary
Definition: A brief intervention focuses on increasing the patient’s
understanding of the impact of substance use on his or her health
and motivating the patient to change risky behaviors.
The components of the intervention include feedback concerning
the quantity and frequency of alcohol consumed by the patient in
comparison with national norms; a discussion of negative physical,
emotional, and occupational consequences; and a discussion of the
overall severity of the problem.
The qualified health care professional engages the patient in a joint
decision-making process regarding alcohol use and plans for followup care are discussed and agreed to.
New Data Element – Please email me with any questions
Comfort Measures Only
Notes for Abstraction
Alphabetical
Data
Dictionary
New – Discussion of comfort measures
State-authorized portable orders (SAPOs)
Documentation of an inclusion term in the following situations should
be disregarded. Continue to review the remaining physician/APN/PA
documentation for acceptable inclusion terms. If the ONLY
documentation found is an inclusion term in the following situation,
select value “4.”
See list of these inclusion terms on page 100
If there is physician/APN/PA documentation of an inclusion term in one
source that indicates the patient is Comfort Measures Only, AND there
is physician/APN/PA documentation of an inclusion term in another
source that indicates the patient is NOT CMO, the source that indicates
the patient is CMO would be used to select value “1,” “2,” or “3” for this
data element.
See examples on page 101
Alphabetical
Data
Dictionary
Comfort Measures Only – continued
Suggested Data Sources – New
Consultation notes
History and physical
Inclusion Guidelines for Abstraction - New
Terminal extubation
Alphabetical
Data
Dictionary
Exclusive Breast Milk Feeding
Notes for Abstraction
If the newborn received drops of water or formula dribbled onto the
mother’s breast to stimulate latching and not an actual feeding, select
“Yes.”
Gestational Age
Alphabetical
Data
Dictionary
Notes for Abstraction
If the patient has not received prenatal care, select allowable value
“UTD.”
If the gestational age entered by the clinician in the first document
listed above is obviously incorrect (in error) but it is a valid number, or
two different numbers are listed in the first document, and the correct
number can be supported with other documentation in the other
acceptable data sources in the medical record, the correct number may
be entered.
Alphabetical
Data
Dictionary
Hospital Stay > 24 Hours
This is the actual time the baby leaves the hospital
Suggested Data Sources – New
Nurses’ discharge documentation
Alphabetical
Data
Dictionary
Labor
Notes for Abstraction
Documentation of labor by the clinician should be abstracted at face
value. There is no requirement for acceptable descriptors to be present
in order to answer “yes” to labor.
Documentation of regular contractions or cervical change without
mention of labor cannot be used to answer “yes” to labor.
Alphabetical
Data
Dictionary
Parity
Notes for abstraction (page 123)
If the number for parity documented in the EHR includes the delivery
for the current hospitalization, parity should be answered as one
number less than the number documented.
If primigravida is documented select zero for parity.
Alphabetical
Data
Dictionary
Prior Uterine Surgery
Inclusion Guidelines for Abstraction – New
History of cornual ectopic pregnancy
Alphabetical
Data
Dictionary
Reason for No Tobacco Cessation Medication During the Hospital
Stay
Notes for Abstraction
The timeframe for documenting a reason for not administering FDAapproved tobacco cessation medications must have occurred within the
first three days of admission. The day after admission is defined as the
first day.
Reason for Not Exclusively Feeding Breast Milk
Allowable Values
Alphabetical
Data
Dictionary
1. There is documentation by physician/advanced practice nurse
(APN)/physician assistant (PA)/certified nurse midwife
(CNM)/international board certified lactation consultant
(IBCLC)/certified lactation counselor (CLC) of a reason for not
exclusively feeding breast milk during the entire hospitalization due to
a maternal medical condition with which breast milk feeding should be
avoided.
2. There is documentation by physician/APN/PA/CNM/IBCLC/CLC/RN
that the newborn’s mother’s initial feeding plan for the hospitalization
included formula upon admission of the newborn.
Reason for Not Exclusively Feeding Breast Milk – Continued
Notes for Abstraction
Alphabetical
Data
Dictionary
Last Bullet, page 137 – Bottle is a method of feeding and is not the
same as formula. Bottle cannot be used interchangeably for formula,
since breast milk can also be fed via a bottle. – I am still seeing a lot of
“bottle” documentation instead of “formula.”
The notes for abstraction have changed. Please read all and email me
if you have any questions.
Suggested Data Sources – New
Nursing Assessment
Inclusion Guidelines for Abstraction
2nd bullet, page 138 – Newborn and mother will be separated after
discharge from the hospital, and the mother will not be providing care
for the newborn after the hospitalization. Some examples include, but
are not limited to: adoption, foster home placement, surrogate
delivery, incarceration of the mother.
Specimen Collection
Must be done prior to discharge
Alphabetical
Data
Dictionary
Specimen Collection Date, Specimen Collection Time, Specimen
Submission, Specimen Submission Date, Specimen Submission Time
Suggested Data Sources for all NBS Data Elements
Hospital’s laboratory report: As long as there is a copy of the NBS tool
in the medical record
Arkansas Department of Health Newborn Screening Results Report
Note: This can only be used to document the date and time the specimen
was collected and that it was submitted. Do not use the “Received” date or
time when abstracting the date and time of submission.
Tobacco Use Status
Alphabetical
Data
Dictionary
Documentation of the adult patient’s tobacco use status within the
past 30 days prior to the day of hospital admission.
Allowable Values – New
6. The patient was not screened for tobacco use during the first three
days of admission because of cognitive impairment
Notes for Abstraction
Last bullet, page 153 – If there is documentation that the patient has
temporary cognitive impairment due to acute substance use (e.g.,
overdose or acute intoxication) value “6” cannot be selected.
See examples on page 153
Tobacco Use Treatment Practical Counseling
Alphabetical
Data
Dictionary
Definition: The components of practical counseling require
interaction with the patient to address the following: recognizing
danger situations, developing coping skills, and providing basic
information about quitting.
There must be documentation in the medical record that the patient
received all components of practical counseling in a face to face
setting.
Appendix A
Appendices
Table 11.01 Complication Mainly Related to Pregnancy
Table 11.02 Normal Delivery and Other Indications for Care
Table 11.03 Complication Mainly in the Course of Labor and Delivery
Table 11.04 Complication of the Peurperium
Table 11.05 Medical Induction of Labor
Table 11.06 Cesarean Section
Table 11.06.1 Planned Cesarean Section in Labor
Table 11.07 Conditions Possibly Justifying Elective Delivery Prior to
39 Weeks Gestation
Table 11.08 Outcome of Delivery
Table 11.09 Multiple Gestations and Other Presentations
Appendix A – Continued
Appendices
Table 11.10.3 Liveborn Newborn
Table 11.20.1 Single Liveborn Newborn
Table 11.21 Galactosemia
Table 11.22 Parenteral Infusion
Table 11.23 Premature Newborns
Table 12.3 Pregnancy
Appendix B
Hospitals with a Qualifying Level III NICU
Appendices
Appendix C
Table 9.1 FDA-Approved Tobacco Cessation Medications
Appendix H
Table 2.6
Table 2.6 Qualifiers and Modifiers Table
Qualifiers
Modifiers
• Qualifiers are words used as adjectives to
indicate some uncertainty about whether or
not a condition really exists.
• The following qualifiers should be
abstracted as negative findings, unless
otherwise specified in a data element’s
guidelines – Consider this list allinclusive:
ο And/or (+/-; e.g., “ST abnormalities
consistent with ischemia and/or injury”),
except when comparing only Inclusions
(e.g., “ST segment elevation and/or STEMI”)
ο Cannot exclude
ο Cannot rule out
ο Could/may/might be
ο Could/may/might have
ο Could/may/might have been
ο Could/may/might have had
ο Could/may/might indicate
ο Or, except when comparing only
Inclusions
ο Possible
ο Questionable (?)
ο Risk of
ο Ruled out (r’d/o, r/o’d)
ο Suggestive of
ο Suspect
ο Suspicious
ο Vs., except when comparing only
Inclusions
• Quantitative modifiers are adjectives that
quantitatively describe a condition.
• The following quantitative modifiers should
be abstracted as negative findings, unless
otherwise specified in a data element’s
guidelines- Consider this list all-inclusive:
ο Borderline
ο Insignificant/not significant/no significant
ο Minor
ο Scant
ο Slight
ο Sub-clinical
ο Subtle
ο Trace
ο Trivial
Example:
If the in-hospital echocardiogram report
documents “questionable LVSD,” this should
be abstracted as a negative finding.
Note: These guidelines apply only to those data elements that refer to them in their Guidelines
for Abstraction Exclusion list(s).
AUDIT-C
e-form
Example
Questions and Answers
~~~~~~~~~~~~~~~~~~~~~~~~QUESTION DETAILS~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
QUESTION:
What defines a patient as needing a Brief intervention?
Could you clearly define what a Brief Intervention is? Is it simply informing the patient of the
consequences of use or must it include a outline of steps that must be done in order to mark "YES"?
ANSWER:
No, the brief intervention must be performed by personnel specially trained. Information on training,
technical assistance, and a variety of services in the area of Screening, Brief Intervention & Referral to
Treatment (SBIRT) is available at: http://www.hospitalsbirt.webs.com/
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Q&A
~~~~~~~~~~~~~~~~~~~~~~~~QUESTION DETAILS~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
QUESTION:
SUB 3
This measure addresses BOTH alcohol and drug use disorder diagnosed patients. SUB 1 & 2 focus
specifically on ETOH abuse.
Does this mean that any patient that has an alcohol or drug use disorder dx have to have a med received
or refused at discharge OR referral received or refused, to meet this measure?
ANSWER:
Yes, that is correct.
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~QUESTION DETAILS~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
QUESTION:
Alcohol Use Status
In the body of this data element it stipulates "the first three questions of the AUDIT, The AUDIT-c, ask
about alcohol consumption and can be used reliably and validly to identify unhealthy alcohol use." My
question is the AUDIT-C stipulates that if the patient scores a certain number, then the remainder of the
test needs to be taken. Will JUST the three questions of the AUDIT-C be sufficient To meet the measure,
or will the entire assessment test results need to be shown to meet the measure?
ANSWER:
You need to complete the entire screen if directed to do so in order to determine if the patient has
unhealthy alcohol use. Answer no screen was done if this is not followed.
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~QUESTION DETAILS~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
QUESTION:
Brief intervention
Can the terms "brief intervention" please be defined? Is it simply making the patient aware of
substance Abuse options and or intervention with FDA approved drugs during the inpatient stay?
What documentation is required for the Discharge Planning aspect ? Can an RN or other certified
personnel Document this? If a social worker or case manager is not certified (either as an RN or social
worker or Case Manager Does another party who is, document this?
Thank you)
ANSWER:
Anyone who is specially trained can perform the brief intervention. Information on training, technical
assistance, and a variety of services in the area of Screening, Brief Intervention & Referral to Treatment
(SBIRT) is available at: http://www.hospitalsbirt.webs.com/
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Q&A
~~~~~~~~~~~~~~~~~~~~~~~~QUESTION DETAILS~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
QUESTION:
Data Element Name: Alcohol Use Status:
Is there a specific numeric level that defines "acute Intoxication" Does each hospital determine that
level Or is the state legal level the determining factor?
Thank you
ANSWER:
Until 10/1/15 discharges there must be documentation by the clinician that the patient was acutely
intoxicated based on lab report. Beginning with 10/1/15 a blood alcohol concentration of .08 or more
alone can be used to answer "yes" for acute intoxication.
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
~~~~~~~~~~~~~~~~~~~~~~~~QUESTION DETAILS~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
QUESTION:
Patients on VENT
The terminology used in the Data Elements do not appear to address patients who are on vent support,
specifically in the case of patients that may be documented as "acute intoxication." They are
documented as acute on admission, sometimes they remain on the vent and never resolve. How do we
answer this for this scenario?
ANSWER:
If the patient is on a ventilator for the entire first 3 days after admission, they are receiving sedation
which makes them cognitively impaired and thus excluded from SUB-1 which is required before you
know whether a brief intervention is needed.
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~