Transcript File
Consumer Rights and
Responsibilities and Legal and
Ethical Issues in Health Care
It is important to be aware of and follow legal
regulations for your own protection, the
protection of your employer and the
safety and well-being of your patient.
Being an advocate
We must be an advocate for our patients and
respect their rights
Sometimes we are the only ones that can
speak up for them
Patient advocates began years ago as a way to
make sure that every patient received the care
they deserved
HS-NE-1d, HS-NE-7a
Health Care Consumer Rights
Documents that detail rights given to consumers
Patient’s Rights -given to those in a hospital
Client’s Rights -given to those receiving care in their homes
Resident’s Rights -given to those in a skilled care facility
Legislated by OBRA of 1987
Health care workers must be familiar with the rights of those
they are taking care of
Knowing and supporting these rights contributes to more
effective care
Includes being an advocate and letting your supervisor know if
someone is doing things to violate patient/resident/client rights.
HS-NE-7a
Health Care Consumer Rights
Each document is similar and emphasizes the right
to:
Be treated with dignity and respect (being given privacy
and confidentiality)
Receive continuity of care
Be informed of resources for resolving conflicts or
grievances
Have Informed Consent
Make personal choices to accommodate their needs
Permission for and purpose of procedures, advance directives,
and any risks involved with their care
HS-NE-3b, HS-NE-3c, HS-NE-3d
Residents have the right to
Be free from abuse
Be free from restraints
Privacy and confidentiality
Participate in social,
religious, and community
activities
Share a room with a spouse
Free choice
Physician
Treatment
Medication administration
Participate in research
HS-NE-3b, HS-NE-3c, HS-NE-3d,
HS-NE-3e, HS-NE-3f
Voice grievances and file
complaints
Assistance organizing,
getting to and participating
in family and resident
groups
Manage personal funds
Visit with their family and
friends
Use personal possessions
and be ensured they are
cared for and secure
Patients have the right to
Considerate and
respectful care
Information about
diagnosis and
prognosis
Know who is involved
in their care
Make decisions
regarding their care
Have an advance
directive
Privacy and
confidentiality
Be informed of
resources for filing
grievances and conflict
Continuity of care
HS-NE-3b, HS-NE-3c, HS-NE-3d,
HS-NE-3e, HS-NE-3f
Clients have the right to
Be treated with dignity
and with respect
Receive a timely
response to requests of
service
Participate in planning
of care
Expect confidentiality
Have your property
treated with respect
Know how to make a
complaint
Be informed of
termination of services
Be informed of the
treatment required,
how much it will cost
and how payment will
be handled
HS-NE-3b, HS-NE-3c, HS-NE-3d,
HS-NE-3e, HS-NE-3f
Responsibilities of Health Care
Consumers
Maintain personal
health care records
Provide information
regarding past
hospitalization and
medications
Inform physicians if
they will have trouble
following the treatment
plan
Accept responsibility
for managing their own
health
Ask for clarification if
they do not understand
Live a healthy lifestyle
and avoid unnecessary
risks
Accept financial
responsibility for
payment
Ethical vs. Legal Standards
Will you be held liable?
Ethical Standards
Involve the moral right
or wrong of an action
Guides to moral
behavior
You as a SNA agree to
live up to these
standards-to give safe,
correct care and to do
no harm
Legal Standards
Involve the legality of
your behavior
Guides to lawful
behavior
When not obeyed, the
NA can be held liable
for injury or damage
and face fines and/or
imprisonment
The Golden Rule
“Do Unto Others As You Would Have Them
Do Unto You”
Let this guide your NA practice
Placing your personal comfort and convenience
ahead of your patient’s interests ahead of your
own, you fulfill your legal and ethical obligations
and protect your patient’s safely and reduce your
risk of legal liability
HS-NE-7e
Ethics in the Workplace
There are many ethical questions that come up in
healthcare:
Is euthanasia (assisted death) ever justified?
Does an unborn baby have rights?
When does human life actually begin?
How will a choice be made when there is only one organ
but two people who could benefit?
Should the body organs of a brain-dead person be
harvested for transplants in the living?
Should food and water be withheld to speed death when
the patient has expressed this is his wish?
We must Respect Certain Things
Respect for Life
One of the basic rules of ethics is that life is
precious!
When death is certain, our objective must be to
keep the dying person comfortable
People have come to appreciate each persons
individual wishes and the quality of their
remaining time
We must Respect Certain Things
Respect for the Individual
Each person is a unique individual!
This uniqueness is demonstrated by differences in:
Age, race, religion, gender, sexual preference, culture, attitudes,
background, response to illness
These differences that make each person special, may also
make dealing with that person challenging or difficult.
You must learn to accept and work with each person in
the best possible way
We must give care to a person based on their need and
nothing else
We must Respect Certain Things
Omnibus Budget Reconciliation Act of 1987
Patient information is confidential and
must not be shared!
Only discuss patient information in appropriate
places and not:
In the patient’s room
With anyone in your family or community
During lunch or coffee breaks
HS-NE-7b, HS-NE-7c
We must Respect Certain Things
Patient information is confidential!
Only discuss information with the proper people
During conference or report with your supervisor out
of earshot of visitors or other patients
Do not discuss patient information with:
Other patients, family members or friends
Tactfully inform those asking:
That you do not know all the details of the patient’s
condition
By firmly but politely indicating that you do not have the
authority to share that information and redirecting them to
the proper authority
HS-NE-7b, HS-NE-7c
HIPAA
Health Insurance Portability and Accountability Act
(HIPAA) was enacted by the U.S. Congress in
1996.
“Improved efficiency in healthcare delivery by
standardizing electronic data interchange, and
protection of confidentiality and security of
health data through setting and enforcing
standards.”
http://www.hipaadvisory.com/REGS/HIPAAprimer.htm
http://www.hhs.gov/ocr/hipaa/consumer_summary.
pdf
HS-NE-7c
Ombudsmen
A Long Term Care Ombudsman:
Resolves complaints made by or for residents of long term care
facilities
Educates consumers and long term care providers about residents'
rights and good care practices
Promotes community involvement through volunteer opportunities
Provides information to the public on nursing homes and other long
term care facilities and services, residents' rights, and legislative and
policy issues
Advocates for residents' rights and quality care in nursing homes,
personal care, residential care and other long term care facilities
Promotes the development of citizen organizations, family councils
and resident councils.
http://www.ltcombudsman.org/
HS-NE-7c
We must Respect Certain Things
We must respect each person’s religious beliefs!
Inform the nurse of requests for clergy visits
Avoid imposing your own beliefs on your patients
Respectfully treat the patient’s religious articles
Know when the chapel is open for use
Know correct information about the type of chaplain
services provided in your facility
When clergy visits we should be
Helpful, escort them to the patient’s bedside, draw the curtain or
close the door for privacy and leave the room
Tipping
Tipping is not allowed as part of our ethical code
The care we give patients should be based on the
ethical code and not the patient’s race, creed, or
ability to pay.
The salary you receive is the only payment you
should expect for services you provide to the patient.
Firmly but courteously refuse the money. If the
patient continues to insist, continue to politely refuse
and report this to your supervisor.
Legal Issues
You can be certain that you do not break these laws if you:
Stay within your scope of practice
Do only those things you have been taught
Carry out procedures carefully and as you were taught
Keep your skills/knowledge up to date
Request guidance from your supervisor before engaging in a
questionable situation
Keep the safety of the patient foremost in your mind
Make sure you fully understand your directions
Perform your job according to facility guidelines
Stay within OBRA guidelines
Maintain in-service requirements of OBRA
DO NO HARM TO THE PATIENT
Respect your patient’s belongings
Negligence
Failing to exercise the degree of care considered
reasonable under the circumstances, when that
failure results in unintended injury to a person
Basically this is carelessness and caused by hurrying
or not focusing on the task at hand
A patient falls because you did not put up siderails
A patient is burned because you did not check bath water
temperature
You transfer a patient by your self when you know you
need to have another NA help you
A patient is burned when you did not check the
temperature of an enema solution that you prepared
HS-NE-7d, HS-NE-3f
Malpractice
Improper, negligent, or unethical conduct that
causes harm, injury or loss to a patient
Practicing within your scope of practice
Following facility policies and procedures
Doing things as you were taught
Being discreet
Respecting confidentiality
Avoiding gossip
Be kind and polite to patient.
If a patient complains about something you have done,
apologize and promptly correct the problem without
getting defensive!
Theft (Misappropriation of Property)
Taking anything that does not belong to you
Aiding and abetting
If you see someone stealing and do not report it
You work closely with patients and their belongings
Honesty and integrity are the hallmarks of a sincere and
conscientious NA. Opportunities for poor practice, illegal
activities and neglect are always present. Resist any
temptation to lower your standards.
HS-NE-7d
Defamation
Making false statements about someone to a
third party and the character of the first person
is injured
Libel
Making false statements in writing
Slander
Making false statements verbally
False Imprisonment
Restraining a person’s movements or actions
without proper authorization
Using physical or chemical restraints or threatening
to do so in order to make a patient cooperate
Chemical restraints are psychoactive meds that affect the
patient’s mobility (sedatives)
Physical restraints is anything that
A patient cannot remove easily
Restrict a patient’s movement
Does not allow the patient normal access to his body
Wrist/arm/leg/ankle restraints, vest or jacket restraints or hand
mitts, geriatric chairs, wheelchair or chair safety belts, bed rails,
tucking in or tying a sheet tightly so that a patient’s movement is
restricted
HS-NE-3f
Assault and Battery
Assault-intentionally attempting or threatening to touch a
person’s body
Battery-actually touching a person without their permission
We must have a patient’s informed consent to provide care
To avoid this
Inform the patient of what you plan to do
Make sure the patient understands
Always give the patient the opportunity to refuse
Report a patient’s refusal to your supervisor
Never carry out a procedure on your own against a patient’s wishes
Avoid forcing a patient a patient against his wishes (coercion)
Many times if you wait awhile and go back, you will be able to do
your procedure
HS-NE-3f
Abuse
Defined as any act or failure to act that is nonaccidental and causes or could cause harm or
death to a patient
Can be verbal, sexual, physical, psychological, or
involuntary seclusion
Violates ethical and legal standards
Suspected abuse musts be reported to police and
state agencies
Penalties can be severe, from fines to imprisonment
Caregiver stress is often the cause*
HS-NE-7d, HS-NE-3f
Abuse
Verbal Abuse
Use profanity with patient
Raise your voice in anger
Call the patient names
Tease or embarrass the
patient
Use threatening or obscene
gestures
Make written threats or
abusive statements
Use inappropriate words in
relation to a patient’s race or
nationality
Sexual Abuse
Can be any behavior that is
seductive, sexually
demeaning, harassing or
reasonably interpreted as
sexual by the patient
Tormenting or teasing a
patient with sexual gestures
or words
Touching a patient in a
sexual way
Suggesting that the patient
engage in sexual acts with
you
HS-NE-7d, HS-NE-3f
Abuse
Physical Abuse
Handling a patient
roughly
Hitting, slapping,
pushing, kicking or
pinching a patient
Performing the wrong
treatment on the patient
HS-NE-7d, HS-NE-3f
Psychological Abuse
Making the patient
fearful of you*
Threatening the patient
with harm
Threatening to withhold
care
Making fun of or
belittling the patient in
any way (using terms
like “honey”)
Abuse
Involuntary Seclusion
Separating a patient
against their will
Shutting the door when
the patient requests it
left open
Continually placing a
patient’s Geri chair far
from others
Leaving the patient
without a call bell
HS-NE-7d, HS-NE-3f
Involuntary seclusion
may be used as part of
a therapeutic plan to
reduce agitation.
Avoid using words like
uncooperative,
belligerent or hostile
Always describe the
exact action you see
Abuse
Suspected abuse must be reported.
Could be statements made by the patient,
unexplained bruises, poor personal hygiene,
changes in personality
Failure to report abuse can cause you to be
held liable
You report your suspicions to your supervisor
Abuse can be done by
Families, the spouse, the patient
HS-NE-7d, HS-NE-3f
Abuse is Often a Result Of Stress
Recognize the signs of stress
Difficulty sleeping
irritability or anxiety
Loss of appetite, or loss or interest in work
Drug or alcohol misuse
Ways to reduce stress
Identify the cause of stress
Talk with your supervisor about your feelings
Consider asking for a change of patient assignment
Request counseling
HS-NE-7d, HS-NE-3f
Neglect
Failure to provide the services or care
necessary to avoid physical harm, mental
anguish or mental illness
May be accidental or intentional
Bedsores caused by failure to turn patients
Failure to carry out personal hygiene (bathing,
dressing, changing, shaving)
Failure to help those who need assistance eating
Failure to provide water
Failure to perform ROM to a patient
HS-NE-7d, HS-NE-3f
Invasion of Privacy
Taking liberties with a person or personal rights of
another
Protect your patient’s privacy by
Keeping them covered when doing procedures
Knocking and pausing before entering a room
Drawing curtains when providing care
Leaving while visitors are with the patient
HS-NE-7b
Not listening to telephone calls
Abiding by the rules of confidentiality
Not forcing a patient to accept your beliefs or views
Not discussing the patient with anyone outside of work
Summary
In conclusion, there are many aspects of
healthcare where we can easily violate
patient/resident/client rights without even
thinking about it.
Remembering the legal and ethical
responsibilities you have toward those you
care for will ensure that you are not violating
the rights of those who need our care.