Transcript Chapter 9
Chapter 9:
Legal and Ethical Aspects in
Clinical Practice
Copyright © 2012, 2007 Mosby, Inc., an affiliate of Elsevier Inc. All rights reserved.
Historical Review
Roman Law
Concerned with legal status of mentally
disabled
Middle Ages
Incompetence decided by jury
Mentally ill committed to care of friend
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Historical Events
United States
1600s
1752
1841
Late 1800s
1900–1950s
Cared for by families or wandered
First hospital for mentally ill
Dorothea Dix crusades
Civil commitment
State hospital populations
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Historical Events, cont’d.
1963: Community Mental Health Act
Deinstitutionalization
Lack of community treatment resources
Expanded commitment laws
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Historical Events, cont’d.
Managed Behavioral Health
Treatment access restricted
Carve outs to control costs
Insurance benefits meager
Premature discharges
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Commitment
Voluntary
Patient consents to admission
Patient may request discharge
Emergency
Risk of harm to self or others
Short term
Longer-term judicial or civil
Protects community from persons posing a threat
Mandatory outpatient treatment
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Least Restrictive Alternative
Use least restrictive environment
Use least restrictive treatment
Evolved to:
Use least restrictive environment
Use most clinically appropriate treatment
Use most cost-effective interventions
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Confidentiality and Privileged
Communication
Confidentiality
Protection and privacy of health information
guaranteed by HIPAA
Signed release necessary
Privileged Communication
No forced disclosure in court of certain
information given to professionals
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Tarasoff
Duty to Warn and Protection
A treating mental health professional has a
duty to warn potential identifiable victims.
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Rights of Patient
Vote
Manage financial affairs
Make contracts
Seek advice of attorney
Send and receive unopened mail
Wear own clothes
Receive visitors
Make phone calls
Have Informed consent regarding treatment and
research participation
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Right to Be Restraint Free
Seclusion and Restraint
CMS standards:
Client right to be restraint free is paramount
Use only when less restrictive alternatives fail
One hour rule
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Right to Treatment
A nondangerous individual cannot be
hospitalized without being provided with some
form of treatment.
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Right to Refuse Treatment
Medications
Voluntary and involuntary patients can refuse
medication.
In emergency situations, if potential danger is
present, patient can be medicated against
his or her will.
ECT
Requires informed consent.
State laws vary regarding refusal.
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Right to Advocacy
Nursing Responsibilities
Obtain authorization for treatment.
Inform client of right to appeal for denial of
care.
Provide data for utilization review.
Report violation of rights.
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Competency to Stand Trial
Does the person understand:
The criminal charges?
The legal process?
The consequences of the charges?
Can the person advise an attorney and
defend the charges?
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Criminal Responsibility
M’Naghten Rule (Insanity Defense)
Refers to person’s state of mind at the time of
the offense.
To be found guilty, person must be able to
form intent.
If unable to form intent because of mental
illness, person cannot be found guilty.
If not guilty, person is usually evaluated for
commitment to a hospital for treatment.
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Guilty but Mentally Ill
Possible plea in some states
Person found guilty, but mental illness caused
commission of offense
Sent to prison and treated for mental illness
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Malpractice
A health professional omits or commits an act that
a reasonable prudent professional would not do.
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Elements of Malpractice Suit
Based on Negligence
Legal duty to provide a certain standard
of care
Breach of duty
Proximate cause
“But-for” test
Substantial factor test
Proven injury
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Documentation in the Medical
Record
Legal document
Communication with other professionals
Validation that professionals adhered to
scope of practice
Validation for reimbursement
Support for ongoing care/chosen care level
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Other Malpractice Lawsuits
Involving Health Professionals
Sexual misconduct
Wrongful death actions for:
Suicide
Homicide
Injury to third party
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Ethics
Explores moral problems raised about
specific issues.
Ethical dilemmas in psychiatric nursing often
relate to conflicts between mental health law
and nurses’ personal beliefs.
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Ethical Principles
Autonomy
Beneficence
Distributive justice
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