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Drug Delivery Systems
基金委-董建华处长
高分子研究进展与国家自然科学基金近况
12月25日下午2:30,地点: 18层大楼1楼
院士系列学术报告: 颜德岳;江明;曹镛
高分子研究进展与国家自然科学基金近况
12月27日上午8:30,地点: 18层大楼1楼
Content
• Introduction to Drug Delivery Systems (DDSs)
• Mechanisms of Polymer-based DDSs
• Progress in DDSs
• Gene Delivery and gene therapy
Drug Delivery Systems (药物控制释放体系)
• 定义:药物控制释放是指在较长的时间内(至少12h),按照预定速
度向全身或某一特定器官连续释放一种或多种药物,并且在一段固定
时间内,使药物在血浆和组织中的浓度能稳定某一适当水平(该浓度
是使治疗作用尽可能大而副作用尽可能小的最佳水平)。而传统的给
药方式(口服或注射)往往使血液中药物大幅度波动,即有时超过有
效治疗指数而带来副作用,有时未达到有效治疗范围而失去疗效。
• 与传统的给药方式相比,药物控制释放具有以下潜在的优点:
(1)可连续保持药物浓度在一个理想的疗效范围;
(2)由于可靶向释放药物到某一特定细胞或组织而减少毒副作用;
(3)可能减少所需药物剂量;
(4)减少给药频率;
(5)对于蛋白质和多肽药物,其体内半衰期短,可方便地进行药物释
放而不至于失去药物活性。
药物控释的途径:
• 经口(ingestion): 口服经胃肠道、消化道等;体腔内粘膜给药(眼内、
口腔、舌下、鼻腔、直肠等)
• 注射(injection):动脉注射及静脉点滴给药;皮下及肌肉注射
• 透皮(transdermal)
发展阶段:
• 1950’s,传统型药物制剂
• 1950-70’s,缓释型药物制剂
• 1970’s,控释型药物制剂
• 1980’s,靶向型、智能型药物制剂
Mechanisms of Polymer-based Drug Delivery Systems
I. Diffusion Mechanism
• In some cases (a, reservoir systems), the drug is surrounded by a
polymer membrane, such as a capsule or microcapsule.
Fig. a: reservoir systems; b, matrix systems.
• In other cases (b, matrix systems), the drug is uniformly distributed
through the system.
• In both cases, diffusion of the drug through the polymer backbone or
pores in the polymer membrane is the rate-limiting mechanism.
• Release rates from membranes are determined by the steady-state
Fick’s Law diffusion equation:
Here D is the concentration-independent drug diffusion coefficient in
the membrane: 扩散系数(m2/s)
J* is the drug molar flux:J为扩散通量 atoms/(m2·s)或kg/(m2·s)
dc/dx: is the drug concentration gradient within the membrane.
Examples
Non-biodegradable polymer
• “Norplant” commodity: the silicone capsule containing contraceptives
that are released by diffusion through polymer for 5 years. (Mr <400)--reservoir system (membrane-controlled diffusion);
• Ethylene-vinyl acetate (EVA), PSt, Ethyl-cellulose, Hydrogels (PVA)---matrix system (interconnecting pores);
Biodegradable polymer
• PLGA system: combination of diffusion and polymer matrix
degradation.
II. Solvent-Activated Mechanism
• The osmotically controlled release system involves a tablet containing an
osmotic agent surrounded by a semipermeable membrane (permeable to
water but impermeable to salt or drug). The membrane contains a single
laser-drilled hole. The external solvent, water, enters the tablet through the
membrane at a constant rate and drives the drug out through the laserdrilled hole at a constant rate.
Fig. c: osmotic system.
• An equation that describes release rates from these systems:
where K is a constant equal to the product of the membrane’s hydraulic
permeability and its reflection coefficient, II is the osmotic pressure of the
osmotic agent of the core formulation, C is the drug concentration inside
the osmotic tablet core, and l is the membrane thickness.
• Examples: EVA, PMMA, PAA, Cellulose derivatives membranes.
III. Chemical Reaction Mechanism
• In this case, water or enzymes cause degradation of a polymer which is
used to encapsulate a drug (erodible or degradable system) or cleaves a
bond between the drug and polymer, releasing the drug (pendant chain
system).
Fig. d: polymeric drug conjugates.
Examples
• From a chemical standpoint, bioerodible systems can be distinguished by
three dissolution mechanisms: (1) water-soluble polymers insolubilized by
degradable cross-links; (2) water-insoluble polymers solubilized by
hydrolysis, ionization, or protonation of pendant side groups; and (3)
water-insoluble polymers solubilized by backbone-chain cleavage to small
water-soluble molecules.
• The most commonly used biodegradable polymer is poly(lactic acid) or
lactic/glycolic copolymers (type 3).
• Others include poly(vinylpyrrolidine) (type l), copolymers of methyl vinyl
ether (n-butyl half-ester) and maleic anhydride (type 2), poly(anhydrides)
(type 3), poly(ortho esters) (type 3), poly(ecaprolactone) (type3), and
poly(amino acids) (type 3).
Progress in Drug Delivery Systems
I. 靶向药物释放(Targeted Drug Delivery)或称部位导向
释放(Site-specific Drug Delivery)
• 主动靶向:利用对药物制剂表面修饰的生物识别分子,如细胞-表面
特异糖类、糖肽、糖酯、抗体(抗原)、酶等;
• 被动靶向:利用体系本身差异,如粒子大小、表面性质等影响其在体
内的运行途径;
• 磁性导向:利用药物制剂具有的顺磁性,在服药后通过强磁场控制制
剂的行径。
(A). Block-copolymer Nanospheres
Scheme 1. Architecture of block-copolymer nanospheres which
spontaneously form by self-assembly in water.
Scheme 2. Schematic representation of the enhanced permeation
retention model, which explains the selective accumulation of
nanocarriers in the porous tumor tissue.
(B)
Fig. Magentically controlled system.
II. 自调节的药物释放(Self-Regulated Drug Delivery)
(A) 反馈控制药物释放(Feedback-Controlled Drug Delivery)
• 反馈控制药物释放体系是指对特定刺激物的浓度产生响应而释放药物
的体内植入装置。
• 目前,最广泛研究的调节装置是葡萄糖响应胰岛素释放体系。
• Kim和其合作者利用刀豆球蛋白A(ConA)与葡萄糖和糖基化胰岛素的
竞争性和互补结合行为,系统研究了这一体系。其设想是将生物调谐与
控制释放相结合,ConA为一外源性凝集素,对特异糖类的结合亲和性
甚高。因此,可利用对硝基苯基糖衍生物使胰岛素糖基化,以提高
ConA与胰岛素的结合性,这样可以防止低血糖条件下胰岛素的释放。
(B) 刺激敏感的药物释放(Stimuli-Sensitive Drug Delivery)
• 刺激敏感的药物释放是指能感知环境的变化并产生响应的药物释放。这
些刺激主要是物理或化学信号。化学信号包括pH、代谢物及离子因素,它
们将会改变体系中高分子链之间或高分子链与溶质之间的作用力。物理刺
激包括温度或电势,它们将为分子运动提供能量并且改变分子间相互作用。
• 近来,人们发现含弱酸/碱基团的聚合物水凝胶,其溶胀体积随溶液 pH、
离子强度而变化,从而影响介质对其扩散、渗透的能力。这种凝胶作为药
物载体,可组成pH响应性药物释放体系。例如聚(甲基丙烯酸-2-羟基乙
酯-共-甲基丙烯酸-2-二乙基氨基乙酯)共聚物。根据pH值变化,该体系能
产生膨账或收缩而导致开-关机理来控制药物释放速度。
• pH-敏感的高分子能用在靶向癌药物释放体系中,因为据报道癌细胞周围
的pH低于正常细胞周围的 pH。这种pH 值的差异来自于癌细胞活跃的代
谢功能或癌细胞表面存在的大量神经酸衍生物。
Fig. pH or temperature controlled system.
pH-sensitive Hydrogels
Fig. 4. pH-dependent ionization of polyelectrolytes.
Poly(acrylicacid) and poly(N ,N-diethylaminoethyl
methacrylate).
Fig. 5. Schematic illustration of oral colon-specific drug delivery
using biodegradable and pH-sensitive hydrogels.
口服结肠定位给药系统
Gene Delivery/Therapy
• Introduction
• Progress in non-viral gene delivery
• Prospects in gene delivery
I. Introduction
(A) The basic concept of gene therapy is disarmingly simple
— introduce the gene, and its product should cure or
slow down the progression of a disease.
• 基因治疗可以定义为“把基因作为药物来治疗疾病”或“为达到治疗的目
的,通过载体把核酸传送到病体”.
• 如果一位病人由于缺少某种已知基因而患病,那么把缺少基因通过一种特
定的载体输送到病变细胞或组织内,使之表达,有可能会直接纠正基因缺乏,
从而达到治愈疾病的目的;如果无法从基因的角度确定病人的病因,但其病理
研究已十分清楚,那么可以利用载体把适当的基因或某些核酸类药物(如
antisense oligonucleotides 或mRNA) 输送到病变细胞, 通过其他途径破
坏该病的机制。
• 自从1980年出现第一个关于哺乳动物基因转移的报告后,到1994年底,
已有300多人参加了基因治疗的临床实验。体内的基因治疗对于一些人类
疾病有着潜在的能力,如遗传性单一基因紊乱、复合性基因紊乱。
(B) Classification and Characteristics
•
The vectors available now: the non-viral and viral vectors.
• These techniques are categorized into two general groups: naked DNA
delivery by a physical method, such as electroporation and gene gun
and delivery mediated by a chemical carrier such as cationic polymer
and lipid.
• Viral vectors suffer from several drawbacks:
(1) a need for packaging cell lines (细胞系),
(2) problems with safety, toxicity,
(3) the elicitation of an immune response,
(4) the lack of cell-specific targeting,
(5) viral vector systems are rapidly cleared from the circulation, limiting
transfection to ‘first-pass’ organs, such as the lungs, liver and spleen.
• Viral vectors have been implicated in the death of at least one patient,
leading the suspension of clinical trials.
Non-viral Vectors
Advantages of non-viral vectors
• they are easy to prepare and to scale-up,
• they are more flexible with regard to the size of the DNA being
transferred,
• they are generally safer in vivo,
• they do not elicit a specific immune response and can therefore be
administered repeatedly,
• they are better for delivering cytokine genes because they are less
immunogenic than viral vectors.
Disadvantages and Current Status
• less efficient in delivering DNA and in initiating gene expression,
particularly when used in vivo.
• for this reason, few nonviral vectors have reached clinical trials,
including naked DNA, DNA–cationic-LIPOSOME complexes
(lipoplexes),DNA–polymer complexes and combinations of these.
Table 1. Non-viral vectors in gene therapy clinical trials
(C) Properties of the ideal gene therapy vector
Goals: the ideal gene delivery system should be specifically
targeting, biodegradable, non-toxic, non-inflammatory, nonimmunogenic and stable for storage. It should also have a large
capacity for genetic material, efficient transfection and the capacity
to be produced in high concentrations at low cost.
• Easy production
The vector should be easy to produce at high titre on a commercial
scale. (such as concentration technology for delivery in small
volumes), and should have a reasonable shelf-life for transport and
distribution.
• Sustained Expression
The vector, once delivered, should be able to express its genetic
cargo over a sustained period or expression should be regulable in
a precise way. Different disease states have different requirements
(for example, regulated expression in diabetes and lifetime
expression in haemophilia,血友病).
• Immunologically inert
The vector components should not elicit an immune response after
delivery. A humoral (体液) antibody response will make a second
injection of the vector ineffective, whereas a cellular response will
eliminate the transduced cells.
• Tissue targeting
Delivery to only certain cell types is highly desirable, especially where
the target cells are dispersed throughout the body, or if the cells are
part of a heterogeneous population (such as in the brain).
• Size capacity
The vector should have no size limit to the genetic material it can
deliver. The coding sequence of a therapeutic gene varies from 350
base pairs for insulin, to over 12,000 base pairs for dystrophin(营养不
良).
• Replication, segregation or integration
The vector should allow for site-specific integration of the gene into
the chromosome of the target cell, or should reside in the nucleus as
an episome (附加体, 游离体, 游离基因); that will faithfully divide and
segregate on cell division.
Progress in non-viral gene delivery
Progress in non-viral gene delivery
• Naked DNA delivery by physical method: to overcome safety issue
and to realize efficient gene expression in vivo;
• Gene delivery using a chemical carrier: to establish functional gene
delivery in vivo;
• Nonviral vector modifications with peptides to increase intracellular
gene delivery;
• Reduction of immune responses by modifying the administration
protocol or the composition of the DNA;
• Design of tissue-specific, self-replicating and integrating plasmid
expression systems to facilitate long-lasting gene expression.
I. Naked DNA delivery by physical method: to overcome
safety issue and to realize efficient gene expression in vivo
Figure 1 Overview of nonviral gene delivery technologies.
Table 2. Methods of non-viral gene transfer
• Electroporation (电穿孔)
The application of controlled electric fields to facilitate cell
permeabilization, is used for enhancement of gene uptake into cells after
injection of naked DNA. In addition, electroporation can achieve longlasting expression and can be used in various tissues. Skin is one of the
ideal targets because of the ease of administration.
• Gene gun
Gene gun can achieve direct gene delivery into tissues or cells. Shooting
gold particles coated with DNA allows direct penetration through the cell
membrane into the cytoplasm and even the nucleus, bypassing the
endosomal compartment.
• Ultrasound
Ultrasound can increase the permeability of cell membrane to
macromolecules such as plasmid DNA. Indeed, enhancement of gene
expression was observed by irradiating ultrasonic wave to the tissue after
injection of DNA. Since ultrasound application is flexible and safe, its use
in gene delivery has a great advantage in clinical use.
• Hydrodynamic injection
Hydrodynamic injection, a rapid injection of a large volume of naked DNA
solution (eg 5 mg plasmid DNA injected in 5–8 s in 1.6 ml saline solution
for a 20 g mouse) via the tail vein, can induce potent gene transfer in
internal organs, especially the liver.
• Blood Occlusion
Significant gene expression can be achieved in the liver by transiently
restricting blood flow through the liver immediately following peripheral
intravenous injection of naked DNA. Occlusion of blood flow either at
vena cava or at hepatic artery and portal vein increased the expression
level in the liver. Presumably, the injected DNA is internalized into the
hepatic cells by receptor-mediated mechanism as proposed by Budker et
al or via a nonreceptor-mediated pathway.
II. Gene delivery using a chemical carrier: to
establish functional gene delivery in vivo
Novel carriers to achieve high-level gene expression and functional delivery
have been designed. Gene carriers can be categorized into several groups:
• those forming condensed complexes with the DNA to protect the DNA
from nucleases and other blood components;
• those designed to target delivery to specific cell types;
• those designed to increase delivery of DNA to the cytosol or nucleus;
• those designed to dissociate from DNA in the cytosol;
• those designed to release DNA in the tissue to achieve a continuous or
controlled expression.
• Lipids and polymers are mainly used for gene delivery.
(A) Lipid-mediated gene delivery
• Liposome-based gene delivery, first reported by Felgner in 1987, is still
one of the major techniques for gene delivery into cells. In 1990s, a large
number of cationic lipids, such as quaternary ammonium detergents,
cationic derivatives of cholesterol and diacylglycerol, and lipid derivatives
of polyamines, were reported.
• However, the development of novel types of lipid molecules appears to
be saturated, and most of the efforts have shifted to improving efficacy by
the modification listed above, as well as to specific in vivo applications.
Fig. 1. Cationic-lipid–DNA complexes. Cationic lipids and DNA are mixed to
form complexes that can enter cells by endocytosis. Once inside the cell, the
DNA is released and transported to the nucleus.
• Cationic-liposome-mediated gene transfer has, however, been
successfully used in vitro and in vivo in gene therapy experimental
models, and has also been evaluated in several clinical protocols.
• In several phase-I human trials, direct in vivo injection of a pDNA–
lipid complex expressing the major-histocompatibility (组织相容性)complex-class-I gene, HLA-B7, produced a clinical response in HLAB7-negative melanoma patients.
• An interleukin [白(细胞)介素,白细胞间素]-2-expressing pDNA–lipid
complex was evaluated in a phase-I and -II trial of patients with
melanoma (黑素瘤), sarcoma (肉瘤) or renal cell carcinoma.
(B) Polymer-mediated gene delivery
Fig. 2. Structure of a cationic polymer. Poly-L-lysine (PLL) is
shown as a representative example. PLL is a linear, biodegradable
molecule that can be modified easily.
1. Gene delivery process
• Like cationic lipids, cationic polymers such as poly-L-lysine (PLL)
derivatives,and polyethyleneimine, polyamidoamine and polymethacrylate
dendrimers, form electrostatic complexes with the negatively charged DNA.
These complexes can be taken up by cells.
• For successful transfection, a plasmid must be delivered to the nucleus, a
process that requires cellular uptake of polymer–DNA (polyplexes) or lipid–
DNA complexes.
• This is most likely to occur via endocytosis, followed by endosomal
escape and transport to the nucleus.
• A DNA–cationic-carrier complex requires endosomal and/or lysosomal
release because it is entrapped in these organelles after its cellular uptake.
• The polyplex or lipoplex must dissociate, either in the cytosol or in the
nucleus, and this might be a crucial step in the transfection process.
Fig. 2. Current systems are invariably taken up into endosomes where they
would eventually be degraded. After escaping into the cytoplasm (胞质) the
nucleic acid (plasmid DNA) needs to gain entry into the nucleus to be able to
utilise the nuclear transcription machinery and initiate gene expression.
Access to the nuclear machinery can in principle occur during cell division
when the nuclear envelope disappears through the nuclear pores which allow
shuffling of suitable molecules between nucleus and cytoplasm.
2. Other Polymer-based systems
• Polymer-based systems (e.g. using collagen, lactic or glycolic acid,
polyanhydride or polyethylene vinyl coacetate) provide several potential
advantages for the therapeutic delivery of DNA (or of drugs).
• First, DNA encapsulation within the polymer can protect against
degradation until release.
• Second, injection or implantation of the polymer into the body can be used
to target a particular cell type or tissue.
• Third, drug release from the polymer and into the tissue can be designed
to occur rapidly (a bolus delivery) or over an extended period of time;
• Thus, the delivery system can be tailored to a particular application. The
choice of polymer and its physical form determine the time-scale of release.
3. Control over DNA delivery
• Control over DNA delivery can be achieved by the formation of both
synthetic and natural polymers in a variety of geometries and
configurations, such as reservoirs, matrices, and microspheres.
• Microspheres (or pellets) can be delivered in a minimally invasive
manner (e.g. by direct injection or by oral delivery),
• Matrices can be implanted at the appropriate site, for example, for
applications in tissue repair and wound healing.
4. Targeting of gene transfer
Targeting of gene transfer has also been achieved by modification of
gene carriers using cell targeting ligands,
• such as asialoglycoproteins for hepatocytes (肝细胞),
• anti-CD3 and anti-CD5 antibodies for T cells,
• transferrin (转运蛋白) for some cancer cells, insulin, or galactose.
• In addition, a targeted folate-expressing, cationic-liposome-based
transfection complex has been shown to specifically transfect folatereceptor-expressing cells and tumours, suggesting that this is a
potential therapy for intraperitoneal (腹膜内的) cancers.
5. Drawbacks and Modification
• However, intrinsic drawbacks with cationic carriers, such as solubility,
cytotoxicity and low transfection efficiency, have limited their use in vivo.
These vectors sometimes attract serum proteins and blood cells when
entering the circulation, resulting in dynamic changes in their
physicochemical properties.
• Polyamidoamine and polyethyleneimine dendrimers have a high
transfection efficiency in vitro and in vivo, but are cytotoxic and have low
solubility when complexed with DNA.
• The attachment of polyethylene glycol to PLL provides a biocompatible
protective coating for the DNA complex.
• More complex gene transfer systems use cationic amphiphiles, such
as polymeric polyethylimines, polyamidoamine ‘starburst’ dendrimers,
polylysine conjugates and cationic liposomes, which can be combined
with naked DNA, mRNA or larger DNA fragments to produce complex
particles. Polycation addition leads to electrostatic neutralization
of anionic charges, and condenses the polynucleotide structure thereby
protecting it against nuclease digestion.
• pDNA and cationic amphiphiles can be formulated in different ratios to
produce complexes of diverse size and surface-charge properties.
• Additionally, complexes bearing a net positive charge display
enhanced binding to negatively charged cell membranes, leading to
increased cellular uptake.
(C) Viral–non-viral hybrid vectors
Fig. 3. Viral–non-viral hybrid vectors. DNA is bound to a poly-L-lysine
(PLL)–transferrin conjugate (a) to form a PLL–transferrin–DNA complex (b).
Transferrin (red) binds to specific receptors on the surface of some cancer
cells, thereby targeting gene delivery to these cells (c). Inactivated
adenovirus (腺病毒)particles (blue) are added to this complex, possibly
aiding entry into the cell and protecting the DNA against endosomal
degradation.
Progress in hybrid vector
• Hybrid vectors incorporate viruses or viral peptides into traditional
cationic-amphiphile-based vector systems. The efficiency of synthetic
vectors can be improved using artificial nucleic-acid carriers incorporating
functional elements that mimic viruses.
• For example, the adenovirus hexon protein enhances the nuclear
delivery and increases the transgene expression of polyethyleneimine–
pDNA vectors.
• Non-viral vectors have also been designed to mimic the receptor
mediated cell entry of adenoviruses;
• Formulations that combine the merits of both viral and non-viral systems,
such as a virus–cationic-liposome–DNA complex, ‘haemagglutinating virus
of Japan’ liposomes, and cationic-lipid–DNA mixed with the G glycoprotein
from the ‘vesicular stomatitis virus’ envelope, have been developed.
(D) Peptide-based gene delivery system
• Amphiphilic a-helical peptides, containing cationic amino-acids, can
be used as gene carriers into cells.
•These peptides are readily available, owing to recent developments
in production methods, allowing the design and synthesis of
functional gene carrier molecules, such as carbohydrate-modified
peptides, for targeted gene delivery.
•Furthermore, the use of peptide-based gene carriers enables the
construction of well-defined molecules, which cannot be achieved
using polymer-based carriers.
(E) Nanoparticle-based gene delivery system
• Novel polymeric delivery systems (e.g. nanospheres), which can be
administered in novel ways (e.g. aerosols,气溶胶), are being developed.
• The smaller the size of the condensed DNA particles, the better the in
vivo diffusion towards target cells and the trafficking within the cell.
• Individual plasmid molecule can be collapsed to a nanoparticle
using designed detergents. For example, in mice, nanoparticle-based
gene delivery, targeted to the neovasculature using an integrin-targeting
ligand, resulted in tumour regression.
(F) A physical and chemical combination: magnetofection
• The association of non-viral gene vectors with supramagnetic
nanoparticles, targeted by application of a magnetic field, increased
efficacy by up to several-hundred-fold.
• The high TRANSDUCTION efficiency observed in vitro was
reproduced in vivo using magnetic-field-guided local transfection in the
gastrointestinal (胃与肠的) tract and in blood vessels.
Prospects in gene delivery
• Physical techniques for gene delivery into cells such as electroporation,
with and without adjuvants (佐剂), will be significantly optimized;
• Knowledge of the interaction of naked DNA with serum components and
cell surface receptors will continue to accumulate. Immune responses
originating from CpG motifs and nonviral gene carriers will diminish;
• The structure of gene carriers will be further optimized and tailored for
specific uses such as systemic administration, local injection or organspecific delivery;
• Novel ligands for targeted delivery of DNA will be found;
• Translocation mechanisms for plasmid DNA within the cell will be identified
– these may provide novel strategies for efficient delivery;
• More tissue-specific, site-specific integrating or self-replicating plasmid
vectors are likely to appear.
Tissue Engineering
• Introduction
• Polymer scaffolds for tissue engineering
• Progress in tissue engineering
Introduction
Fig. 1. UNOS organ transplant statistics for 1990 to 1999 [6]
documenting the wait-listed patients (O) and transplants(●).
• 1980s, R&D in tissue engineering and biomaterials took off. As
part of this interest, several biomedical engineering departments
were established at major universities around the world.
• 1987 年春美国自然科学基金工程理事会在研讨生物工程前景时, 确立
了“组织工程”这一概念。1988 年在美国L ake Tahoe举行的专家小
组会上首次确定了“组织工程”的定义, 从而明确了“组织工程”的研
究范围和目标。同年美国国家科学基金会受理和资助了组织工程方面
的研究项目。
• 1995~ 1999 年间组织工程方面的论文达32684 篇, 涉及人体的各种
组织。国际刊物“组织工程”也于1995 年创刊。
• 据估计组织工程潜在市场大约是4000 亿美元。目前组织工程研究已
涉及到的组织有肝、心脏、胰腺、神经、血管、角膜、皮肤、韧带、
软骨和硬骨等。
组织工程:利用工程学和生命科学的基本原理, 开发能恢复、维持或改
善受损组织或器官功能的生物代替物。
因此,组织工程综合了细胞生物学、工程学、材料学和临床医学领域,
用活细胞和细胞外基质或骨架构造一个新的功能化组织或器官。
研究内容:种子细胞、生物材料、构建组织和器官的方法与技术、以及
组织工程的临床应用研究。
基本方法:将体外培养的高浓度的正常组织细胞扩增后吸附于一种生物
相容性良好并可被机体降解吸收的生物材料上,形成具有三维空间结构的
复合体。然后将这种细胞- 生物材料复合体植入组织器官的病损部位, 种
植的细胞在生物材料被机体逐渐降解吸收过程中继续生长繁殖,形成新的
具有相应形态和功能的组织和器官,达到修复创伤和重建功能的目的。
Typical tissue engineering approaches
Figure 1. Schematic illustration of typical tissue engineering approaches.
Cells are obtained from a small biopsy from a patient, expanded in vitro,
and transplanted into the patient either by injection using a needle or
other minimally invasive delivery approach, or by implantation at the site
following an incision (cut) by the surgeon to allow placement.
Polymer scaffolds in tissue engineering
I. Polymer Scaffolds
• Tissues or organs can be potentially engineered with a number of
different strategies, but a particularly appealing approach utilizes a
combination of a patient’s own cells combined with polymer scaffolds.
• A variety of tissues are being engineered using this approach including
fabricated artery, bladder, skin, cartilage, bone, ligament, and tendon.
• Several of these tissues are now at or near clinical uses.
II. Polymeric Hydrogels for Scaffolds
• An exciting alternative approach to cell delivery for tissue engineering is
the use of polymers (i.e., hydrogels) that can be injected into the body.
• This approach enables the clinician to transplant the cell and polymer
combination in a minimally invasive manner.
A. 组织工程中骨架的重要作用
在组织工程中骨架起中心作用, 它不仅为特定的细胞提供结构支撑作用, 而
且还起到模板作用, 引导组织再生和控制组织结构。
骨架的具体作用如下:
(1) 在植入时骨架可引导细胞到预定位置, 给工程化组织限定有限空间, 引导
组织再生过程。虽然分离出的细胞可以直接注入体内, 但不能形成有效的新
组织;
(2) 大多数哺乳动物细胞是固着型细胞, 如不给它们提供附着基质就会死去。
因此, 基质骨架致关重用;
(3) 基质或骨架的形貌能引导再生组织的结构, 如尺寸和形貌等, 故间接影响
再生组织的功能;
(4) 理想的基质骨架能引导特殊的细胞功能, 引导和调节细胞间的相互作用;
(5) 聚合物骨架提供机械支撑作用, 以抗击压力等外力, 在人体中维持组织形
状和骨架完整性。
(6) 高分子骨架还可构成宿主免疫系统分子的物理障碍, 避免人体免疫反应;
B. 组织工程多孔支架
组织工程多孔支架需要满足以下要求:
• 良好的生物相容性,即无明显的细胞毒性、炎症反应和免疫排斥;
• 合适的可生物降解吸收性, 即与细胞、组织生长速率相适应的降解吸收速
率;
• 合适的孔尺寸、高的孔隙率( > 90 %) 和相连的孔形态,以利于大量细胞的
种植、细胞和组织的生长、细胞外基质的形成、氧气和营养的传输、代谢
物的排泄以及血管和神经的内生长;
• 特定的三维外形以获得所需的组织或器官形状;
• 高的表面积和合适的表面理化性质以利于细胞粘附、增殖和分化,以及负
载生长因子等生物信号分子;
• 与植入部位组织的力学性能相匹配的结构强度,以在体内生物力学微环境
中保持结构稳定性和完整性, 并为植入细胞提高合适的微应力环境。
C. 组织工程多孔支架的孔形态
组织工程多孔支架的孔形态主要有纤维(网)、多孔海绵或泡沫、相连管
状结构等三种,相应地,其致孔方法和技术也各不相同。
• 纤维网:是由纤维构成的无纺布或者是由纤维编制成的孔径可变更的三
维骨架。
• 这种骨架的优点是表面积大, 有利于细胞粘附和养分的扩散, 因此对细胞存
活和生长有利; 缺点是骨架结构稳定性不好。
• 一种方法是纤维固定技术, 例如将PLA 溶液喷到PGA 网上, 溶剂挥发后
PLA 镶嵌在网络上, 加热使PGA 熔化, PGA 纤维在搭接处被焊接在一起。
冷却后PLA 被溶剂溶解掉。用此方法PGA 纤维不经任何化学和形状变化而
被焊接在一起, 结构得到稳定。
• 另一种方法是将PLA 溶液以雾状喷在网的表面, 溶剂挥发后形成一涂层。
这种复合结构综合了纤维的力学性能和PLA 的表面特性。
图2
PGA 网络镶嵌上PLA 的电镜照片
• 多孔泡沫或海绵支架的致孔方法主要有粒子致孔法、相分离法、气体发泡
法和烧结微球法等。
粒子致孔法:将组织工程材料和致孔剂粒子制成均匀的混合物,然后利用二者
不同的溶解性或挥发性,将致孔剂粒子除去,于是粒子所占有的空间变为孔隙。
• 致孔剂粒子可采用氯化钠、酒石酸钠和柠檬酸钠等水溶性无机盐或糖粒子,
也可用石蜡粒子或冰粒子。
• 最常用的方法是,利用无机盐溶于水而不溶于有机溶剂、聚合物溶于有机溶
剂而不溶于水的特性,用溶剂浇铸法将聚合物溶液/ 盐粒混合物浇铸成膜,然后
浸出粒子得到多孔支架。该法通常称为溶剂浇铸/ 粒子浸出法 (solution
casting/ particulate leaching)。
• 由Mikos 等作为纤维连结法的改进而提出,已成功地用于软骨细胞的培养和
软骨组织的生成。粒子浸出法制得的多孔支架的孔隙率可达91~93 % ,孔隙
率由粒子含量决定,与粒子尺寸基本无关;孔尺寸50~500μm ,由粒子尺寸决定,
与粒子用量基本无关;孔的比表面积随粒子用量增大和粒径减小而增大,变化
范围为0. 064~0. 119μm- 1 。
• 相分离法/ 冷冻干燥法:指将聚合物溶液、乳液或水凝胶在低温下冷冻,冷
冻过程中发生相分离,形成富溶剂相和富聚合物相,然后经冷冻干燥除去溶
剂而形成多孔结构的方法。因而,相分离法又往往称为冷冻干燥法,按体系
形态的不同可简单地分为乳液冷冻干燥法、溶液冷冻干燥法和水凝胶冷冻
干燥法。
图4
相分离法制备的PLA 电镜照片
Figure 1. SEM photomicrographs of
cross sections of PLLA sponges
prepared with the weight fractions
of ice particulates of 70% (a), 80%
(b).
• The pore shapes were almost
the same as those of the ice
particulates. The degree of
interconnection within the sponges
increased as the weight fraction of
the ice particulates increased.
II. Polymeric hydrogels for Scaffolds
A. Design Parameters for Hydrogels in Tissue Engineering
• Hydrogels in tissue engineering must meet a number of design criteria to
function appropriately and promote new tissue formation.
• These criteria include both classical physical parameters (e.g.,
degradation and mechanics) as well as biological performance parameters
(e.g., cell adhesion).
• The mechanical properties of hydrogels are important design parameters
in tissue engineering, as the gel must create and maintain a space for
tissue development.
• The interactions of cells with hydrogels significantly affects their adhesion
as well as migration and differentiation.
• An absolutely critical parameter is the biocompatibility of hydrogels.
B. Example: Alginate
• Alginate is a well-known biomaterial obtained from brown algae and is
widely used for drug delivery and in tissue engineering due to its
biocompatibility, low toxicity, relatively low cost, and simple gelation with
divalent cations such as Ca2+, Mg2+, Ba2+, and Sr2+ (Figure 5a).
• Alginate has found uses to date as an injectable cell delivery vehicle as
well as wound dressing, dental impression, and immobilization matrix.
• Alginate gel beads have also been prepared and used for transplantation
of chondrocytes, hepatocytes, and islets of Langerhans to treat diabetes.
• Alginate itself may not be an ideal material because it degrades via a
process involving loss of divalent ions into the surrounding medium, and
subsequent dissolution. This process is generally uncontrollable and
unpredictable. Therefore, covalent cross-linking with various types of
molecules and different cross-linking densities has been attempted to
precisely control the mechanical and/or swelling properties of alginate gels
(Figure 5b-d).
Figure 5. Chemical structure of (a) sodium alginate and various crosslinking molecules used in covalent crosslinking reactions, including (b)
adipic acid dihydrazide, (c) L-lysine, and (d) poly(ethylene glycol)-diamine.
Alginate can be oxidized with sodium periodate under mild reaction
conditions to infer main chain lability to hydrolysis as well (e).
• Another potential limitation in using alginate gels in tissue engineering is
the lack of cellular interaction.
• Alginate is known to discourage protein adsorption due to its hydrophilic
character, and it is unable to specifically interact with mammalian cells.
• Therefore, alginate has been modified with lectin, a carbohydrate specific
binding protein, to enhance ligand-specific binding properties.
• An RGD-containing cell adhesion ligand has also been covalently
coupled to alginate gels to enhance cell adhesion.
• These modified alginate gels have been demonstrated to provide for the
adhesion, proliferation, and expression of differentiated phenotype of
skeletal muscle cells (Figure 6).
Figure 6. Myoblast (成肌细胞) adhesion onto (a) unmodified and (b)
GRGDY-modified alginate hydrogels. Very few cells adhere to unmodified
alginate gels, while cells readily adhere, spread, and function on the
modified gels.
Progress in tissue engineering
I. Genetically Engineered Polypeptides Hydrogels
• In brief, one may insert DNA templates of predetermined sequences into
the genome of bacteria and produce polypeptides with predetermined
structure and controlled properties.
• This method enables one to design and engineer various sequences of
polypeptides with known functions, including elasticity, stiffness, degradation,
and cellular interactions.
• Silk-like polypeptides have been prepared by this technique, and a GlyAla-rich sequence has been introduced into these artificial proteins to form
reversible hydrogels in response to environmental changes of pH or
temperature.
• Elastin-mimetic polypeptides, comprised of a Gly-Val-Pro-Gly-any
amino acid sequence, have also been studied and considered to have
potential for artificial extracellular matrices in tissue engineering.
• This technique is not appropriate to economically produce biomaterials
in large scale at the current time, and one is also unable to easily modify
the polymer product as any change requires re-engineering of the entire
system.
II. Appropriate mechanical properties of hydrogels
• Another critical issue in the design of hydrogels for tissue engineering is
that many tissues (e.g., bone, muscle, and blood vessels) exist in a
mechanically dynamic environment.
• Many current hydrogels do not possess appropriate mechanical properties
for these mechanically dynamic environments.
• It has been previously demonstrated that mechanical signals result in
alterations of cellular structure, metabolism, and transcription and/or
translation of various genes.
• The gels must appropriately convey the mechanical signals to these
incorporated cells. It have recently reported that mechanical signals may be
exploited to control growth factor release from hydrogels, and this could
provide a novel approach to guide tissue formation in mechanically stressed
environments.
Fig. 5. VEGF release from alginate scaffolds resulting in
angiogenesis: (a) with mechanical stimulation of alginate gels and
(b) without mechanical stimulation of alginate gels. Arrows
indicate blood vessel formation in the muscle tissue surrounding
the implanted gels.
III. Tissue-Engineered Model Systems
Fig. A microfabricated bioreactor for perfusing 3D liver tissue engineered in
vitro. (A) A cross section showing tissue aggregates growing attached to the
inside walls of the narrow channels of the silicon-chip scaffold. (B) A
bioreactor containing a 0.2-mm-thick silicon-chip scaffold etched with 0.3mm-diameter channels. (C) Hepatocytes seeded onto the scaffold of the
bioreactor attach to the walls of the channels and reorganize to form 3D
structures that are reminiscent of liver. (D) Scanning electron micrograph
showing vessel-like structures assembled from endothelial cells at the fluidtissue interface in the bioreactor channels.
• Tissue engineering can be applied to the development of drugs
to treat many diseases that could be prevented or even cured if
such drugs were available today.
• The greatest impact of tissue engineering in the coming decade
will be for designing in vitro physiological models to study
disease pathogenesis and for developing molecular therapeutics.
• For example, the creation of tissues containing hierarchical cellcell interactions under appropriate mechanical stresses (including
perfusion shear as found in the microcirculation) will take in vitro
systems even closer to living tissues.
IV. 皮肤组织工程
• 人工皮肤是发展较快的一个领域。体外制造人工皮肤已不再是一个技术难
题, 目前已有数种产品应用于临床治疗。二度以上的烧伤和慢性溃疡等, 应
用组织工程皮肤技术有很好的疗效。
• 人工皮肤基本上可分为三个大的类型:表皮替代物、真皮替代物和全皮替
代物。目前, 表皮替代物由生长在可降解基质或聚合物膜片上的表皮细胞组
成。真皮替代物的基础是二倍体成纤维细胞的培养, 含有活细胞或不含细胞
成分的基质结构, 用来诱导成纤维细胞的迁移、增殖和分泌细胞外基质。而
全皮替代物包含以上两种成分, 既有表皮结构又有真皮结构。
• 人工复合皮肤替代物虽然包含了表皮与真皮两层结构, 但存在一个共同的
问题: 即缺乏毛囊、汗腺和皮脂腺等皮肤附属器。因此,组织工程化皮肤缺
少附属器是有待于解决的关键问题之一, 是今后皮肤组织工程研究的一个方
向。
• In 1981, a skin equivalent consisting of a silicone cover over a sponge of
porous collagen cross-linked with chondroitin was used successfully to treat
severe burns.
• In this decade, several products reached the market.
• In 1996, Integra’s Artificial Skin was approved for as an in vivo,
nonbiological tissue regeneration product.
• In 1997, Apligraf, produced by Organogenesis, is the first manufactured
living human organ, specifically multilayered skin, to be recommended for
approval by an advisory panel to the FDA. Apligraf was approved for the
treatment of venous leg ulcers in Canada, and was launched
there in August 1997 by NovartisPharmaceuticals Canada (Dorval, Canada).
• In 1998, the General and Plastic Surgery Devices Advisory Panel to the US
Food and Drug Administration recommended unconditional approval of
Apligraf (Graftskin) Human Skin Equivalent for the treatment of venous leg
ulcers.
Figure. Regeneration of two-dimensional (skin) tissues using stem cells.
Skin autografts are produced by culturing keratinocytes (角化细胞) under
appropriate conditions not only to generate an epidermal sheet, but also to
maintain the stem cell population. The epidermal sheet is then placed on top
of a dermal substitute comprising devitalized dermis or bioengineered
dermal substitutes seeded with dermal fibroblasts.
V. 血管组织工程
• 血管组织工程: 血管疾病是世界上发病率最高的疾病之一, 其主要的治疗手
段是血管移植术。有资料表明, 每年仅美国的血管移植手术就超过140 万例。
• 目前血管组织工程的热点在于制备管径小于6 mm 的小血管。
• 以前小血管移植失败的原因, 在急性期主要为血栓形成; 在慢性期主要为平
滑肌细胞向移植物管腔内增生以及吻合处形成血管翳导致管腔阻塞。
• 经过长期的探索, 发现血管内皮细胞是保持血管稳定性的天然调节物, 在血
管损伤后内皮细胞单层具有抗血栓形成和抑制平滑肌细胞增生的作用, 并且在
人和动物的血管移植模型中显示出提高血管通畅率的能力。
Promoting the formation of blood vessel network
• A critical future challenge facing this field is how polymers may be used
to promote blood vessel network formation in the tissue.
• One important approach to actively modulate the vascularization
process is the local delivery of either angiogenic factors or blood vessel
forming cells to the engineered site using hydrogels.
Examples: Various growth factors including vascular endothelial growth
factor (VEGF), basic fibroblast growth factor (bFGF), epidermal growth
factor (EGF), and bone morphogenetic protein (BMP) could be
incorporated into hydrogels depending on the desired tissue type.
• Delivery of plasmid DNA containing genes encoding the angiogenic
proteins may be another approach to enhance vascular network formation
in engineered tissues.
• Co-transplantation of endothelial cells, which comprise blood vessels,
along with the primary cell type of interest may allow one to rapidly form
blood vessels in an engineered tissue.
Fig. Schematic illustration of blood vessel formation promoted by
including growth factors (a) or by seeding endothelial cells (d) into the
polymer scaffold. Growth factors encourage existing blood vessels in
the surrounding host tissue to grow into the scaffold (b), and the
transplanted endothelial cells will form new blood vessels within the
scaffold and grow outward toward the host tissue (e). Ultimately, new
vessels combine with existing blood vessels to create functional blood
vessels capable of blood flow.
VI. 骨组织工程
• 骨缺损是临床常见的疾患, 骨移植已成为临床上仅次于输血的组织移植手术。
组织工程学技术为骨缺损的修复提供了新的方法, 其研究方法主要分为两种:
①将载体材料与成骨因子在体外复合, 然后植入体内, 通过成骨因子的作用诱
导种子细胞向成骨细胞方向分化, 进而形成新骨; ②将细胞在体外培养, 获得
足够数量的成骨细胞, 并与载体材料在体外组装后植入骨缺损部位。
• 生物活性陶瓷是目前广泛应用的骨替代材料之一 。这些材料包括羟基磷灰
石、双相羟基磷灰石、生物活性玻璃陶瓷等, 有良好的生物相容性, 耐磨, 弹
性模量接近骨骼, 可制成多孔结构。通过加入金属纤维或与生物高分子材料
复合物等增加韧性、强度的处理, 可具有常规陶瓷不可比拟的优点, 如强度高、
韧性好、表面光洁等。
• 骨形成是一个十分复杂的过程, 在众多的影响因素中生长因子的作用十分重
要。目前, 在已经确定对骨形成有明显作用的生长因子有骨形态发生蛋
白(BMP) 、胰岛素样生长因子( IGF) 、转化生长因子-β(TGF -β) 、碱性成纤
维细胞生长因子(bFGF) 以及血小板衍生生长因子(PDGF) 等。这些生长因子
在骨修复中起着促进细胞分裂、增殖、迁移和促进基因表达的作用。
Figure. Regeneration of three-dimensional (bone) tissues using stem cells.
Bone regeneration requires ex vivo expansion of marrow-derived skeletal
stem cells and their attachment to three-dimensional scaffolds, such as
particles of a hydroxyapatite/tricalcium phosphate ceramic. This composite
can be transplanted into segmental defects and will subsequently
regenerate an appropriate three-dimensional structure in vivo.
VII. 心肌组织工程
• 近年来, 国内外心肌组织工程研究取得了明显进展, 展现了良好的临床应
用前景。目前主要采用两条途径: ①直接将细胞种植到心肌内; ②通过将
细胞接种到可降解支架材料上, 在体外再造出心肌组织。
• 目前直接移植入心肌的细胞主要有三大类:同种异体细胞、转基因细胞和
自体细胞。同种异体或转基因来源的细胞常用人胚胎干细胞、异基因心
肌细胞以及转基因新生儿和胎儿心肌细胞等。
•人源的胚胎干细胞在治疗疑难疾病上具有巨大的潜力, 除了可用于治疗心
功能衰竭、帕金森病和阿尔茨默病之外, 还可作为发展基因治疗药物以及
研究人早期胚胎形成的重要工具。
• 心肌组织工程是一个相对较新的领域, 目前关于体外构建具有三维结构
的心肌组织的研究报道较少。