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Panel Survey of Hospitals: Sampling
and Estimation Challenges
Darryl V. Creel
Third International Conference on Establishment Surveys
Montreal, Quebec, Canada June 18-21, 2007
RTI International is a trade name of Research Triangle Institute
6110 Executive Blvd. ■ Suite 902
Phone 301-770-8229
■
Rockville, Maryland, USA 27709
e-mail [email protected]
Outline
Purpose of Survey
Survey Design
Frame Development
Substitution
Estimation
Purpose of the Survey
Level of Drug Use and Abuse
Monitor Drug Use and Abuse Changes over Time
Survey Design
Complete Survey Redesign (New Beginning 2004)
Start of a New Panel – Maximize Overlap with Previous Panel
Change in Stratification Scheme
Geography
Ownership
Size
Stratified SRS WOR of Hospitals
Review All Emergency Department Visits
Change in Case Eligibility
Annual Sample Updates to Account for New Hospitals
Change in Contractors
Survey Design
Possible Modification to the New Design
Could Not Review All Emergency Department Visits in Some
Hospitals
Added a Second Stage of Sampling to the New Design
Select Days within Month to Review Emergency Department
Visits for Eligible Cases
Retain Single-stage Design
Standard Errors – Worst Case Single-Stage SE 97% of TwoStage SE
Computational Time – Single-Stage ~ 300 Observations
Took 12 Minutes, Two-Stage ~ 70,000 Observations Took
31.5 Hours
Frame Development
American Hospital Association (AHA) Annual Survey Database
Good Coverage
Inaccuracies in the File
Incorrect FIPS Information Some for Counties in FL
Nonexistant Codes
Inaccuracies in the Documentation
Counts for Changes in the Population not Consistent
Only Use a Few Variables from AHA
Stratification
Eligibility Determination
Frame Development
Changes in Populations of Statistical Units (Struijs and Willeboordse)
Change of Characteristics
Change of Existence
Birth
Death
Change of Structure
Concentration
Merger
Takeover
Deconcentration
Break-Up
Split-Off
Restructuring
Track for Allocation Emergency Department Visits Counts
Substitution
Hospitals are Difficult to Recruit
Use Responding Not Sampled Hospitals from the Previous
Panel for Nonresponding Sampled Hospitals in Current Panel
until Number of Nonresponding Hospitals in Current Panel
Decreases
Substitution Only Occurs within a Sampling Stratum, i.e., Same
Geography, Ownership Category, and Size Category
Match Number of Emergency Department Visits as Closely as
Possible
Estimation
Main Focus on Analysis of Trends
Drug Classification Scheme Changes Constantly
Apply Most Recent Classification Scheme
Retrospectively for Trends
Estimation
Actual Zero Eligible Cases
Some Hospitals Not on Micro-data Set, i.e., No Eligible
Cases Found at Hospital During Charts Review
Hospitals on Micro-data Set May Not Have Specific Drugs,
e.g., PCP
Carries Through to Specific Analysis
Generate Data with a Zero Value
Statistician Involvement Across All Aspects of the Survey
SUDAAN – SAMPCNT Statement
Summary
Purpose of Survey
Survey Design
Frame Development
Substitution
Estimation
Statisticians Involved