Transcript IST FP 5

Austria and
the IST-Programme
Remarks – Lessons Learnt
IFIP IT-STAR-Meeting
16. Oct. 2003
Budapest
Mag. Michael WIESMÜLLER
Federal Ministry of Transport, Innovation and Technology
• IT-STAR-Meeting Budapest • 1/28 •
INDEX
• Some words on Austria
• FP 5 (IST) – what happened + some
results
• Conclusions from FP 5
• FP 6 (IST) – what is new?
• IST 6 Call 1 – main results
• Lessons learnt
• IT-STAR-Meeting Budapest • 2/28 •
Starting point:
Austria
Macro-Indicators
• IT-STAR-Meeting Budapest • 3/28 •
...just to remind you...
http://www.austria.gv.at/
AUSTRIA
EU-Member since 1995
Area ..........................
84.000 sq km
Population ................
8,1 Mill.
GDP/capita ...............
27.000 $ (=rank 5 in EU 15)
GERD/GDP ..............
1,95% (perhaps: 2,5% in 2005)
BERD/GOVERD/OTH
40% - 40% - 20%
GDP/EU-Share .........
2,42% (2001)
• D..................................
• S .................................
• NL................................
• FIN ..............................
• DK ..............................
• 23,9%
• 2,9%
• 4,7%
• 2,1%
• 1,6%
• IT-STAR-Meeting Budapest • 4/28 •
Some remarks on AT-Innovationsystem
http://www.tip.ac.at
• a lot of highly innovative SME‘s
• Growth of RTD > Growth of
GDP
• high productivity rate
• low unemployment-rate (1999:
Rank 2 in EU)
• Gov. Programme in order to
raise RTD/GDP (2,5% in 2005)
• „lack“ of RTD-intensive large-industry
(compared f.ex. with Scand, NL or IRL)
• low rate of industry research (BERD)
• prominent share of the public sector in
R&D (GOVERD)
• few RTD-employees
• Industrial structure with emphasis on
traditional (low- to mediumtech) sectors
Austria‘s famous old structures/high-performance Paradox:
AT is dominated by „traditional industries“ (metals, machinery, paper),
yet has steep increase of productivity, GDP growth is over average, low
unemployment, growing EU-market share a.s.o.
• IT-STAR-Meeting Budapest • 5/28 •
IST in the 5th
Frameworkprogramme
• IT-STAR-Meeting Budapest • 6/28 •
IST and FP 5 – the dimensions
Budgetbreakdown 5th FP
Total: 13,6 Bill. €
Austrian RTD-Expenditures
(1999)
Nuclear Energy
JRC
Quality of Life
IHP
Promotion of
SME's
3,6 Bill. €
Intern. Role
Energy,
Sustainable
develop.
IST
Growth
IST
KA1: Systems and services for the citizen
KA2: New methods of work + electronic commerce
KA3: Multimedia content and tools
KA4: Essential technologies and infrastructures
CPA: Cross Programme Actions
FET: Future and emerging technologies
RN : Research Networks
• IT-STAR-Meeting Budapest • 7/28 •
Keyfigures IST FP 5
EU
Submitted proposals.........................
Successful proposals........................
Submitted partners ...........................
Successful partners ..........................
Pass rate (rel. to proposals) ............
Funding (M€) ...................................
Costs Partner (M€) ..........................
Share funding NAS ..........................
AT
10.549.......... 1.294
2.687 ........... 300
72.733 ......... 2.001
18.503 ......... 449
25,5% .......... 23,2%
3.463 ...........
82
5.983 ........... 126
2,7%
• IT-STAR-Meeting Budapest • 8/28 •
IST FP 5 – an all over picture
subm itted Proposals
3000
80%
successful Proposals
2500
70%
Succesrate
60%
2000
50%
1500
40%
30%
1000
20%
500
10%
0
0%
KA1
KA2
KA3
KA4
CPA
FET
• IT-STAR-Meeting Budapest • 9/28 •
RN
SUP
IST FP 5 – Austrian Performance
300
80%
subm itted Proposals
successful Proposals
70%
AT-Succesrate
250
EU-Succesrate
60%
200
50%
150
40%
30%
100
20%
50
10%
0
0%
KA I
KA II
KA III
KA IV
CPA
FET
• IT-STAR-Meeting Budapest • 10/28 •
RN
SUP
IST FP 5 – Share of funding vs. share of GDP
30%
25%
share of funding
20%
GDP-Index (1998)
15%
10%
5%
0%
D
UK
F
I
EL
E
B
NL
S
A
• IT-STAR-Meeting Budapest • 11/28 •
FIN
DK
P
IRL
L
IST FP 5 – Cooperation NAS – EU 15
UK
100%
S
90%
P
80%
NL
70%
L
IRL
60%
I
50%
FIN
40%
F
30%
EL
20%
E
DK
10%
D
0%
B
BG
CY
CZ
EE
HU
LT
LV
MT
PL
• IT-STAR-Meeting Budapest • 12/28 •
RO
SI
SK
A
IST in FP 5 – Some conclusions (1)
• FP is proven mechanism for internationalisation
and networking of RTD-players
• Quantity of RTD-funding is highly relevant
on national level
• FP has advantages for smaller countries (competition
under controlled conditions, fair access)
• FP allows boost of national strenght
• Good mix between focus and broad coverage
• IT-STAR-Meeting Budapest • 13/28 •
IST in FP 5 – Some conclusions (2)
• Share of funding to NAS-countries
is very low (2,7% = approx. share of Sweden)
• Too much „small stuff“ (2.700 Contracts!)
• Time-to-contract problem: cycles of techn.
developm. are shorter than the programme
• Administrative overhead is tremendous
(INFSO Staff: 1.050)
• Impact on europ. competitiveness is too low
• Missing link to national activities
(coexistence instead of cooperation or intergration)
• IT-STAR-Meeting Budapest • 14/28 •
IST in FP 6
What‘s new?
• IT-STAR-Meeting Budapest • 15/28 •
FP 6 Budgets and structure
Budget 6.RP (2002-2006):
Thematic Priorities
Total: 16,3 Bill. €
Sustainable development
Global change and
ecosystems
6%
Sustainable surface
transport
5%
Sustainable Energy
Systems
7%
Citizens and Governance
in an open European
knowledge-based society
2%
Genomics and biotechnology for
health
Advanced genomics and
its applications for health
10%
Combating major diseases
10%
Food safety and
health risks
6%
Aeronautics and space
10%
Nanotechnologies,
intelligent materials, and
new production processes
12%
• IT-STAR-Meeting Budapest • 16/28 •
Information Society
technologies 3,6
32%
Bill. €
FP 5 vs. FP 6
5. RP
6. RP
Actiontyps
Instruments



RTD-Projects
Thematic Networks (TN)
Accomp. Measures (AM)
Take-ups

.... 12 more






Networks of Excellence (NoE)
Integrated Projects (IP)
STREPS
Coordinationsactions (CA)
Specific Support Actions (SSA)
• IT-STAR-Meeting Budapest • 17/28 •
New
Instruments
stairways of
excellence
IST – FP 6
Call 1
First Conclusions,
Statistics
on funding &
role of
instruments
• IT-STAR-Meeting Budapest • 18/28 •
Some draft conclusions form 1st Call
• Despite new regulations: several projects with top-quality
• Good coverage – good response to SO
• Oversubscription in tolerable margins
• IP: „center of gravity“ (60% of budget)
• NoE: instrument in „steep lerning curve“
• Ratio STREP – IP/NoE 1:3 instead of 1:2
• Considerable cuts of Giga-Projects (> 40 Mill. €)
• More industry and market driven
• Shortage of IP/NoE over 48 month
• SME-participation declining
• Accession and Associated Countries: still low funding share
• Lack of coordinators from large companies
• IT-STAR-Meeting Budapest • 19/28 •
Keyfigures 1st IST-Call*
*indicativ
EU
AT
Submitted proposals......................... 1.397 ...........
331
Successful proposals........................ 236 ............
61
Submitted partners ........................... 19.960 ...........
538
Successful partners........................... 4.098 ...........
122
Pass rate (rel. to proposals) ............. 17% ............ 21%
Indicative funding (in Mill. €) ............ 1.071 ........... 25-30*
Ratio instruments IP – NoE – old......
57% - 18% - 25%
Share funding ACC............................
3%
• IT-STAR-Meeting Budapest • 20/28 •
Instruments: where does the funding go to?
700
600
Funding in M€
500
400
300
200
100
0
IP
NoE
STP
• IT-STAR-Meeting Budapest • 21/28 •
SSA
CA
Results 1st Call: Projects - Instrument
800
25%
700
20%
600
500
15%
Submissions
400
Succesful subm.
300
Successrate
10%
200
5%
100
0
0%
IP
NoE
STP
• IT-STAR-Meeting Budapest • 22/28 •
SSA
CA
AT- Performance – Projects and Instruments
Submissions
140
Succesful subm.
120
Successrate
Prg.-average
30%
25%
AT- Successrate
100
20%
80
15%
60
10%
40
20
5%
0
0%
IP
NoE
STP
• IT-STAR-Meeting Budapest • 23/28 •
SSA
CA
SME-Performance (FP 5 – FP 6)
35%
RP 5
30%
RP 6
25%
20%
15%
10%
5%
0%
Share submission
Share successful
submission
• IT-STAR-Meeting Budapest • 24/28 •
Share funding
Instruments: „Winner & Loser“
Distribution of Funding/Instruments/Countries
(standardised to programme average/17 leading countries)
40%
30%
20%
IP
10%
NoE
0%
Old
Instr.
-10%
-20%
-30%
DE
FR
UK
IT
ES
BE
NL
GR
SE
AT
FI
CH
IL
• IT-STAR-Meeting Budapest • 25/28 •
NO DK
PT
IE
Instruments: „Winner & Loser“ ACC
Distribution of Funding/Instruments/Country
(standardised to programm-average/ACC Countries)
60%
40%
IP
20%
NoE
0%
-20%
Old
Inst.
-40%
-60%
PL
HU
CZ
SI
CY
RO
BG
MT
LT
EE
• IT-STAR-Meeting Budapest • 26/28 •
SK
LV
Lessons learnt & closing remarks
• Concentrate forces on „big shots“
• Money is in the IP‘s
• Create incentives for potential proposers
AT-example: funding for proposal preparation
• Improve information services to proposers at all levels
• Build a good and reliable NCP-Network
• Find strong EU-partners + try to establish
long-term commitments
• Improve networking at all levels
• Enhance visibility of national excellence to EU-Memberstates
• Integration is a long-term process
• Get involved in strategic planning on EU-level
• Try to mobilize Evaluators
• IT-STAR-Meeting Budapest • 27/28 •
Contact
Mag. Michael Wiesmüller
Federal Ministry of Transport. Innovation and Technology
Austrian ISTC-Delegate
[email protected]
Mag. Reinhard Goebl
Federal Ministry of Transport. Innovation and Technology
Austrian ISTC-Delegate
[email protected]
Dr. Klaus Bernhardt (NCP)
BIT
Austrian National Contact Point
[email protected]
• IT-STAR-Meeting Budapest • 28/28 •