Transcript Seminar 6
Legal Ethics: Advertising &
Solicitation
Seminar 6
Video
Reviews
History of Advertising
Ads vs. Solicitations
Communications
Direct Mail
Runners & Cappers
Video Reviews
http://www.youtube.com/watch?v=xGvYW
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Jackie
Chiles
http://www.youtube.com/watch?v=2tY3tSix
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http://www.youtube.com/watch?v=ZG6Pjrd
vX8s&feature=related
Turn
pain to rain
Video Reviews
http://www.youtube.com/watch?v=8QjnoW
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http://www.youtube.com/watch?v=62xreSr
25uI&feature=related
History of Advertising
Before the 1970’s, lawyers were not
allowed to advertise to the general public
Telephone directory ads could only show
contact information
Advertising was considered
“unprofessional”
Advertising vs. Solicitations
Advertising happens from a distance
Solicitation is typically face to face
Solicitation communications must be
labeled “advertisement”
Notable Cases
Bates v. Arizona
U.S. Supreme Court ruled that the 1st
Amendment protects lawyers’ right to
advertise
Because it is “commercial speech” it can be
regulated by the states
Zauderer v. Disciplinary Counsel
U.S. Supreme Court ruled that this graphic
ad assisted the public in recognizing a
potentially dangerous medical problem
Regulations:
Jurisdictionally Driven
Each State Regulates Solicitations and
Advertising
Iowa: Rule 7.2 Iowa:
http://www.iowacourtsonline.org/wfdata/frame
2397-1066/File1.pdf
Communications are Highly
Regulated
No false statements
No unjustified expectations
No misleading comparisons
Must be clearly labeled “advertisement”
Do not imply special privileges with
government
Do not imply a person or company is
dishonest
Communications are Highly
Regulated cont.
Some states do not allow endorsements
Keep copies of ads
Each ad must name at least one lawyer
Must say it is an advertisement
Do not use “certified” or other designation
unless it is true
Firm Names
Iowa Rule 7.5
States differ on the use of “trade names”
Cannot imply affiliation with government
Advertising in the 21st Century
Blogs are a form of advertising
Websites are a form of advertising
Chat rooms may involve advertising
Message boards can be used for
advertising
Disclaimers may not help
Advertising: Lawyers and
Paralegals
Lawyers advertising rules and paralegal
advertising rules are different
As a general rule, paralegals can only
advertise to lawyers, not to the public
If you see ads by paralegals in the phone
directory, they are committing UPL!
Must be truthful
Direct Mail Advertising
Typically form letters
Mailing lists are available through the
judicial system
Often used in foreclosures, mass disasters
Rule Against Solicitations
Do not by in-person, live telephone or real-time
electronic contact solicit professional
employment from a prospective client.
No
“Ambulance Chasing”
Hanging out at Hospitals
Hanging out at Prisons
Outside of Courtrooms
Solicitation Exceptions
Differ from state to state
Most states allow solicitation of family members
and former clients
Some states allow solicitation of lawyers
Prepaid legal service plans are also excepted
Runners & Cappers
Runners: person whose business it is to solicit
patronage or trade
Capper: lure, decoy, or steerer
Paying others to find clients is illegal
Paying a reward to police, doctors, court
personnel, etc. to refer clients is illegal
Planting plaintiffs or “creating” litigation is illegal
Finder fees are illegal, except in California.
Only
charge for work done.
Examples
Going door to door looking for clients is
solicitation
Walking around a hospital giving out your
business card is solicitation
Offering the services of your law firm is
solicitation (unless you are asked)