Transcript Seminar 6

Legal Ethics: Advertising &
Solicitation
Seminar 6
 Video
Reviews
 History of Advertising
 Ads vs. Solicitations
 Communications
 Direct Mail
 Runners & Cappers
Video Reviews

http://www.youtube.com/watch?v=xGvYW
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 Jackie
Chiles
http://www.youtube.com/watch?v=2tY3tSix
SlY&feature=related
 http://www.youtube.com/watch?v=ZG6Pjrd
vX8s&feature=related

 Turn
pain to rain
Video Reviews
http://www.youtube.com/watch?v=8QjnoW
4d_Io
 http://www.youtube.com/watch?v=62xreSr
25uI&feature=related

History of Advertising
Before the 1970’s, lawyers were not
allowed to advertise to the general public
 Telephone directory ads could only show
contact information
 Advertising was considered
“unprofessional”
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Advertising vs. Solicitations
Advertising happens from a distance
 Solicitation is typically face to face
 Solicitation communications must be
labeled “advertisement”
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Notable Cases
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Bates v. Arizona
 U.S. Supreme Court ruled that the 1st
Amendment protects lawyers’ right to
advertise
 Because it is “commercial speech” it can be
regulated by the states
Zauderer v. Disciplinary Counsel
 U.S. Supreme Court ruled that this graphic
ad assisted the public in recognizing a
potentially dangerous medical problem
Regulations:
Jurisdictionally Driven
Each State Regulates Solicitations and
Advertising
 Iowa: Rule 7.2 Iowa:

 http://www.iowacourtsonline.org/wfdata/frame
2397-1066/File1.pdf
Communications are Highly
Regulated
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No false statements
No unjustified expectations
No misleading comparisons
Must be clearly labeled “advertisement”
Do not imply special privileges with
government
Do not imply a person or company is
dishonest
Communications are Highly
Regulated cont.
Some states do not allow endorsements
 Keep copies of ads
 Each ad must name at least one lawyer
 Must say it is an advertisement
 Do not use “certified” or other designation
unless it is true

Firm Names
Iowa Rule 7.5
 States differ on the use of “trade names”
 Cannot imply affiliation with government

Advertising in the 21st Century
Blogs are a form of advertising
 Websites are a form of advertising
 Chat rooms may involve advertising
 Message boards can be used for
advertising
 Disclaimers may not help
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Advertising: Lawyers and
Paralegals
Lawyers advertising rules and paralegal
advertising rules are different
 As a general rule, paralegals can only
advertise to lawyers, not to the public
 If you see ads by paralegals in the phone
directory, they are committing UPL!
 Must be truthful
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Direct Mail Advertising
Typically form letters
 Mailing lists are available through the
judicial system
 Often used in foreclosures, mass disasters
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Rule Against Solicitations
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Do not by in-person, live telephone or real-time
electronic contact solicit professional
employment from a prospective client.
No
 “Ambulance Chasing”
 Hanging out at Hospitals
 Hanging out at Prisons
 Outside of Courtrooms
Solicitation Exceptions
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Differ from state to state
Most states allow solicitation of family members
and former clients
Some states allow solicitation of lawyers
Prepaid legal service plans are also excepted
Runners & Cappers
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Runners: person whose business it is to solicit
patronage or trade
Capper: lure, decoy, or steerer
Paying others to find clients is illegal
Paying a reward to police, doctors, court
personnel, etc. to refer clients is illegal
Planting plaintiffs or “creating” litigation is illegal
Finder fees are illegal, except in California.
 Only
charge for work done.
Examples
Going door to door looking for clients is
solicitation
 Walking around a hospital giving out your
business card is solicitation
 Offering the services of your law firm is
solicitation (unless you are asked)
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