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A Cross-Layer (Layer 2 + 3)
Handoff Management Protocol for
Next-Generation Wireless Systems
By
Shantidev Mohanty and Ian F. Akyildiz, Fellow, IEEE
Presentation By
Muhammed Syyid
NGWS
Next Generation Wireless System
Multiple kinds of wireless systems
deployed
UMTS (WAN)
802.11 (WLAN)
Bluetooth (PAN)
Satellite (Global)
Unification of systems to provide optimal
data availability
NGWS
NGWS Design Goals
Support for the “best” network selection
Mechanism to ensure high-quality and
security
Seamless inter-system mobility
Scalable architecture (any # of wireless
systems)
QoS provisioning
Mobility Management
Location Management
Track Location of users between
consecutive communications
Handoff Management
Keep connections active while moving
between base stations
Handoff in NGWS
Handoff in NGWS
Horizontal Handoff
Link Layer Handoff
IntraSystem Handoff
Vertical Handoff
InterSystem Handoff
Current Status
Link Layer Handoff
Efficient algorithms available in literature
InterSystems and IntraSystems
Handoff
Signaling Delay
Packet Loss
Goals for Seamless Handoff
Minimize Handoff Latency
Minimize Packet Loss
Limit Handoff Failure
Minimize False Handoff Initiation
Handoff Protocols By TCP/IP Layer
Network Layer
Mobile IP
Transport Layer
TCP-Migrate
MSOCKS (Split proxy & TCP SPLICE)
Modification of SCTP (Stream Control
Transmission Protocol)
SIP
Mobile IP
Issues
Triangular Routing
High Global Signaling Load
High Handoff Latency
Handoff Requirement Detection
Registration at New Foreign Agent (NFA)
Triangular Routing
Reasons for handoff latency
Proposed Solutions in Literature
Route Optimization
Hierarchical Mobile IP (HMIP)
Cellular IP
IDMP
HAWAII
High Global Signaling Load / Registration at NFA
Solution to Handoff Latency due to
Requirement Detection
Use Link Layer Information
Calculate probability of Handoff
Factors affecting handoff signaling
delay
Traffic Load on the network
Wireless Link Quality
Distance between user and home network
User’s Speed
Analysis of Current Systems
RSS: Received Signal Strength
BS: Base Station
MT: Mobile Terminal
OBS: Old Base Station
NBS: New Base Station
FA: Foreign Agent
OFA: Old Foreign Agent
NFA: New Foreign Agent
Sth: The threshold value of RSS to initiate handover
Sath: The Adaptive threshold value of RSS to initiate handover
Smin: The minimum value of RSS required for successful
communication
a: Cell Size
d: Cell Boundary
v: Speed of MT’s movement
: Handoff signaling delay
Movement during Handoff
Handoff Scenario
1) MT moves with speed v
2) RSS of the OBS decreases continuously
3) RSS drops below Sth at the point P marking
cell boundary d.
4) RSS < Sth triggers registration for NFA.
5) Pre-registration messages sent through OBS
to NFA (must be completed before signal
drops below Smin)
False Handoff
At point p, it can move in any direction with equal
probability
F()=1/2 where - < <
Handoff possible only when
[(- 1, 1)]
Where
1=arctan(a/2)/(d)=arctan(a/2d)
Probability of False Handoff Initiation is
Using S=Vt (Distance=Velocity X Time) i.e.
t=S/V or t=d/v
The largest possible distance to cover while
travelling to NBS is (a/2)2+(d)2
As velocity increases the time to cover
distance will decrease
When the time to leave the cell falls below
the handoff signaling delay, handoff will fail
Therefore Pf = 1
Using S=Vt (Distance=Velocity X Time) i.e.
t=S/V or t=d/v
As velocity increases the time to cover distance will
decrease
While the time to leave the cell is greater then
handoff signaling delay, handoff will succed
When d/v > the handoff will succeed
Therefore Pf = 0
False Handoff Initiation
As cell boundary d is increased, the probability
of false handoff initiation increases (keeping
cell size a constant)
As cell size a is decreased the probability of
false handoff increases (keeping d constant)
Cell sizes are currently trending towards
smaller size to cope with capacity and improve
data rates.
Hence, value of d must be carefully selected.
Handoff Failure and Speed
From the above, handoff failure depends on
speed (keeping a,d,Sth fixed).
As speed increases the probability of failure
increases
For intersystem handoffs the handoff
latency is higher making it more susceptible
to failure
Increasing the value of d/Sth reduces
the probability of failure
Handoff Failure & Signaling Delay
The higher the signaling delay the
greater the probability of failure (over
a constant d)
The higher the value of d the lower
the probability of failure for a single
value for signaling delay
Therefore to optimize and minimize
handoff failure , the distance (and
therefore Sth) must be adaptive to
signaling delay.
Analysis Summary
For Fixed value of d(and Sth) handoff
failure probability increases as MT’s
speed increases
For Fixed value of d(and Sth) handoff
failure probability increases as
handoff signaling delay increases
Large values of d(and Sth) increase
the probability of false handoff
initiation
CHMP
Derive information from link layer (2)
and network layer(3) to create
adaptive architecture
Titled proposed solution as CrossLayer (Layer 2+3) Handoff
Management Protocol or CHMP
CHMP Modules
Neighbor Discovery Unit
Determines BS’s neighboring the MT’s current
BS
Uses network discovery protocols
Speed Estimation Unit
Uses VEPSD (Velocity Estimation using the Power Spectral
Density of RSS) to estimate speed.
The doppler frequency is used to determine speed v
V=(c/fc)fm
where c= speed of light in free space
fc = carrier frequency of RSS
fm = maximum doppler frequency
Handoff Signaling Delay Estimation Unit
Estimates delays associated with intra/intersystem handoffs
Handoff Trigger Unit
Collects previously collected and
calculated information to determine
the appropriate time to initiate
handoff
Handoff Execution Unit
Triggers the Actual handoff at the
appropriate time calculated by the
Handoff Trigger Unit
Operation
Neighborhood Discovery
Determine neighbors using the
neighbor discovery unit.
If OBS and NBS have common FA
link-layer handoff occurs (CHMP is not
used)
IF OBS and NBS have different FA
(intrasystem) or belong to different
systems (intersystem) CHMP is used.
Handoff Signaling Delay Estimation
Unknown which BS the MT will move to
Using the neighborhood discovery step, compile list of
possible BS/FA’s.
Send an invalid Authentication Extension message to the
GFA (for intrasystem) or HA (intersystem).
GFA/HA respond with an HMIP Registration Reply indicating
registration failure.
The round trip response time is used to estimate the
handoff signaling delay.
Uses existing HMIP protocol without any extra
implementation
Causes extra signaling overhead but solution still improves
performance significantly.
Alternative delay estimation algorithms available in
literature if signaling overhead is not tolerable.
Handoff Anticipation
When the RSS continuously
decreases, a handoff is anticipated
Existing movement prediction
techniques used to estimate the next
BS
Retrieve estimated signaling delay
from the Handoff Delay Estimation
Unit.
Handoff Initiation
Estimate optimal moment to initiate
handoff
Estimate Sath using speed and
handoff signaling delay estimates.
Trigger handoff when RSS < Sath
Sath for intrasystems is referenced as
Sath1
Sath for intersystems is referenced as
Sath2
Pr(x) Received power at point x
Pr depends on various factors, including
frequency, antenna heights, antenna
gains etc
d0 is known as reference distance
Typical values for d0 are
1 km for macrocells
100 m for outdoor microcells
1m for indoor picocells
is the path loss exponent
Depends on cell size and local terrain
characteristics
Typical values range between 3-4 for macro and
2-8 for microcelluar environments
is a random variable representing
variation in Pr(x) due to shadowing
Typical value is 8dB
Pr(x)=Pr(d0)(d0/x) +
Sath=10log10[Pr(a-d)]
Handoff Execution
HMIP registration started when the handoff trigger is
received.
After registration the MT is switched to the NBS
Simultaneous Binding preserved for a limited time by
binding CoA of both OFA and NFA to the GFA for
intrasystem and HA for intersystem, this avoids the
ping-pong effect.
Packets are forwarded to both CoA’s
If the MT returns to the old BS there is no need to
carry out HMIP handoff again.
If the MT does not return to the old BS, it deregisters
from the old BS
CHMP Location
Implemented at MT referred to as Mobile Assisted network
controlled Hand Off (MAHO)
MT implemented components
Speed Estimation
RSS Measurement
Handoff Signaling Delay Estimation
Handoff Trigger Unit
Handoff Execution Unit
Network implemented components
Implemented at Network referred to as Network Assisted mobile
controlled Hand Off (NAHO)
Network implemented components
Speed Estimation
RSS Measurement
Handoff Signaling Delay Estimation
Handoff Trigger Unit
Handoff Execution Unit
MT implemented components
Types of Handoffs
Intersystem
Macro-Inter: Between a macro-cellular system
and another macro-cellular system
(Inter_MA_HO)
Micro-Inter: Between a microcellular system and
another microcellular system (Inter_MI_HO)
Macro-Micro-Inter: Between a macro-cellular
system and a micro-cellular system
(Inter_MAMI_HO)
Micro-Macro-Inter: Between a micro-cellular
system and a macro-cellular system
(Inter_MIMA_HO)
Usually Microcellular systems are
overlapped by macrocellular systems.
Therefore for Inter_MAMI_HO there is no
handoff failure
Intrasystem
Macro-Intra: Between two cells of a
macro-cellular system (Intra_MA_HO)
Micro-Intra: Between two cells of a
microcellular system (Intra_MI_HO)
Performance Evaluation
Relationship between Sath and Speed
Sath increases as speed increases
That is for a high speed MT handoff should
be initiated early
Sath increases as increases
When is large the handoff must start earlier
to allow time for registration/handoff to
complete
In order to compensate for Shadow fading
and errors in estimation, Sath was
increased by 10 percent
Relationship between Handoff Failure
Probability and Speed
When MT’s speed is known, there is a 70-80
percent reduction in Handoff Failure Probability
with CHMP
With CHMP in use probability of failure becomes
independent of speed
Comparing the figures for fixed RSS thresholds,
failure probabilities are different for intra and
intersystem handoffs
This further enhances the case for adaptive
thresholds
Relationship between Handoff Failure
Probability of CHMP and Handoff Signaling
Delay
There is a 70-80 percent reduction in Handoff
Failure Probability with CHMP compared to fixed
RSS schemes.
With CHMP in use probability of failure becomes
independent of
Probability of failure is limited to desired values
irrespective of speed and variation of handoff
signaling delay
Relationship between False Handoff
Initiation Probability of CHMP and Speed
Fixed value of RSS Threshold Sth is calculated
such that a user with highest speed is
guaranteed the desired value of handoff failure
probability.
Comparatively the adaptive CHMP reduces the
false handoff initiation probability by 5-15
percent
CHMP initiates handoff while preventing an early
handoff (minimizing false handoff initiation) and
late handoff (minimize probability of failure)
Conclusions
When a fixed value of RSS threshold (Sth) is
used handoff failure probability increases with
an increase in speed or handoff signaling delays
The adaptive CHMP Protocol estimates speed
and handoff signaling delay of possible handoffs
creating a dynamic RSS threshold (Sath)
CHMP significantly enhances the performance of
both intra and intersystem handoffs
CHMP reduces the cost associated with false
handoff initiation