Obstructive Sleep Apnea and Hypopnea Syndrome (OSAHS) in
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Transcript Obstructive Sleep Apnea and Hypopnea Syndrome (OSAHS) in
Anuj Chandra MD, D-ABSM
Medical Director- Advanced Center for Sleep Disorders
Adjunct Assistant Professor- University of Tennessee College
of Medicine Chattanooga, TN
Disclosures
I have no financial relationships with
commercial entities
When is snoring concerning ?
Habitual snoring: > 3 times/week without OSA
“Benign” poor concentration, school performances
History alone cannot differentiate habitual snoring from
OSA
When to treat snoring ?
Obstructive Sleep Apnea (OSA)
(American Thoracic Society)
Disorder of breathing during sleep characterized by
prolonged partial upper airway (Uaw) obstruction and/or
intermittent complete obstruction (obstructive apneas) that
disrupts normal ventilation during sleep and normal sleep
patterns
Sleep fragmentation
Intermittent hypoxemia
Intermittent hypercarbia
OSA: Epidemiology
Prevalence of snoring: 7-12%
Prevalence of OSA
Infants: 1 - 2%
Children: 2 - 4%
Adults:
Women 2 - 4%
Men
3 - 7%
Snoring
OSA
OSA
Lean
8 – 10%
2 – 3%
Gender
Prepubertal: M=F
Post pubertal: M>F
Peak incidence
- 1.5 – 5 years (coincides with ATH)
- Adolescence
Obese
50%
36%
60% (metabolic syndrome)
Risk factors for OSA
Obesity
Sickle cell disease
Male
Down syndrome
African-American
Prader Willi syndrome
Prematurity
Cranio-facial disorders
Cigarette smoke exposure
Neuromuscular disorders
Adenotonsillar hypertrophy
Cerebral palsy
Asthma
Allergic rhinitis
Pediatric OSA: Overview
Pathophysiology
Anatomy
Craniofacial size
Soft tissues
Fat distribution
Ethnicity
Neuromuscular
Airway collapsibility
Arousal threshold
Ventilatory control
Fluid shift
Lung Volume
Sleep
OSA
Thoracic pressure changes
Sleep Fragmentation
Hypercarbia
Intermittent Hypoxia
Gene trait, susceptibility
Environment, diet, exercise
Consequences
Metabolic
Cardiovascular
Neurocognitive
Autonomic
Anatomical factors
Craniofacial Factors/Syndromes
Crouzon
Apert
Treacher Collins
Hemi-hypoplasia
Ziteli and Davis. Atlas of Pediatric Physical
Diagnosis. 1997
Abnormal Dental Alignment
Obesity & OSA: Partners in Crime !
Fatty infiltrates of UAw
Risk of OSA in obese:
Decrease lung compliance
Odds ratio of 4.5
Increased resistive load
~ 36% - 55% have OSA
Affect upper airway patency
Post-T&A ~ 2/3rd have
residual OSA
OSA: Adverse Sequelae
Individual genetic and environmental susceptible factors influences the
ultimate expression of OSA sequelae….
OSA
Cardiovascular
Intermittent Hypoxemia
Hypercarbia
Sleep fragmentation
Metabolic
Respiratory Effort
Insulin resistance
Neuro-cognitive
Dyslipidemia
Endocrine
BP dysregulation
Endothelial Dysfunction
EDS, ADD, poor memory
Poor concentration
Nocturnal Enuresis
OSA:Neuro-behavioral consequences
Hyperactivity/Inattentive
Chervin et al, 2002; 109:449-
Poor school performance
Gozal et al, Pediatrics 1998: 102: 616-
Aggressive behavior
Gottlieb et al, Pediatrics 2003; 112:870-
Excessive daytime sleepiness uncommon with AHI <20/hr
Gozal et al, Pediatrics 2001; 108: 693-
Cognitive deficits co-vary with endothelial dysfunction
Gozal et al, Pediatrics 2010; 126; e1161-
Diagnosis of OSA
Evaluate symptoms and morbidity
History, questionnaires
Assessment for severity of obstruction
Polysomnogram (Sleep Study)
Assessment for site of obstruction:
Clinical examination
Radiological evaluation
UA endoscopy
Clinical features of OSAS
Night time symptoms
Snoring
Daytime symptoms
Excessive daytime
Apneas
Mouth breathing
Choking or snorting arousals
Paradoxical breathing
Restless sleep
Hyper-extended neck
Frequent awakening
Recent onset parasomnias
sleepiness
Morning headaches
Mid-afternoon dip
Hyperactivity
Attention deficits
Poor school performance
Aggressive behaviors
Chronic cough
Physical Examination
Weight
Nose:
BMI
Deviated septum
Neck circumference
Turbinates
Mouth
Bite
Tonsils
Malampatti/Friedman
Airway crowding
Macroglossia
Polyp
Adenoids
Face
Mid-face hypoplasia
Retro/micrognathia
Allergic shiners
Respiratory
Cardiac: S2 and murmurr
Staging of airways
Friedman Classification
Tonsils size
Polysomnography (Sleep Study)
EEG - For sleep stages
EMG – for chin tone and leg movements
EOG – eye movements
Nasal pressure
Airflow
Oro-nasal thermister
Chest and abdominal belts/summary – respiratory effort
Oximetry with waveform
Gas exchange
ETCO2 with waveform
Snoring microphone
EKG - heart rate and rhythm
Body position
Video
Grigg-Damberger et al, JCSM 2007: 3: 201
Indications for Sleep Studies
Indications
Respiratory
Sleep related breathing disorders
OSA
Central sleep apnea
Sleep Hypoventilation
Periodic breathing
Sleep hypoxemia
Non-Respiratory
Periodic limb movement of sleep (PLMS)
Narcolepsy
Nocturnal events
seizures vs. parasomnia
REM behavior disorders
Not indicated
Typical Parasomnias
Insomnia
Circadian rhythm sleep
disorders
Restless legs syndrome
Obstructive apnea
Severity of OSA
Children
Mild OSA
AHI 1 – 5/hour
Moderate OSA
5-10/hour
Severe OSA
> 10/hour
Adults
AHI > 5/hour with Symptoms
AHI > 15/hour (without Sx)
Mild: 5-15/hour
Moderate: 15-30/hour
Severe: > 30/hour
Classification of OSA severity on PSG
Principles and Practice of Pediatric Sleep Medicine 2nd Edn. 2014
Biomarkers of Pediatric OSA
Helps with screening (urine, saliva, blood, exhaled breath)
Early detection, cheap
Bedside and can be done in clinic
Follow up of response to medical or surgical intervention
Potential biomarkers:
Pediatrics: Combination of kallikrein-1, uromodulin, urocortin-3 and orosomucoid-1
appears to provide sufficient accuracy to be considered a potential OSA diagnostic test in
children.
Adults: IL- 6 and IL-10 appear to exhibit a favorable profile as biomarkers aiming to
discriminate patients with and without OSA.
Treatment of OSA in children
Life style changes
Weight loss: Diet, exercise
Positional
Alcohol avoidance
Pharmacological treatment
Inhaled steroids
Leukotriene antagonist
High flow nasal cannula
Oxygen
Surgical treatment
Adenoidectomy
Tonsillectomy
Supraglottoplasty
Positive airway pressure therapy
CPAP
Bi-PAP
Pharmacological Treatment
Effect of Intranasal Budesonide on OSA
OAHI (/hr TST)
Randomized double blind placebo controlled trial with the cross over
design on children with mild OSA
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PRE
POST
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0 5 10 15 20 25 30 35 40 45 50
Tx Group
0
62 recruited, 48 completed
Budesonide or Placebo
6 weeks on treatment
2 week washout
6 weeks other treatment
5
10 15 20 25 30
Control
Kheirandish-Gozal et al, Pediatrics 2008
Anti-inflammatory therapy outcomes for
mild OSA
Retrospective analysis 2-14 years old
2007 – 2012
Mild OSA
Combination ICS and oral montelukast x 12 weeks
N = 3027, 836 fulfilled criteria, 752 received Rx
Overall beneficial effect > 80%
Normalization of PSG 62% (17% no change)
Non responders: age > 7 years and obesity
Kheirandish-Gozal Chest 2014
Adeno-tonsillectomy
First line of therapy
Recent data: 25-60% have residual OSA
Discrepancy between tonsillar size & OSA severity
No consensus AHI cut-off to perform T&A
Adenoidectomy alone: 30% likely for 2nd surgery within 3 yr2
Complications: pain, bleeding and death
1. Guilleminault et al. J Pedriatr 1989
2. Brietzke, Katz and Roberson et al: Int J Ped Otorhinol 2006
Washtenaw County Adenotonsillectomy Cohort
Giordani et al, J Int Neuropsych Soc 2012; 18: 212-
Follow-up at 1 year:
Sleep Variables
Apnea
Index
Subjective
Sleepiness
MSLT
OSA
(n=40)
5.6
0.1
49%
rare
15.6
17.5
Snoring
(n=38)
0.2
0.1
27%
rare
15.9
17.3
17.4
17.3
Surgical
Controls
(n=27)
0.1
Rare
Improvement over time. No Differences at Follow-up vs. Controls
High Risk Groups for Residual
OSA after T&A
Older children: > 7 years
Obese children
Severe baseline OSA
Syndromic patients:
Down syndrome, Prader Willi,
Craniofacial syndromes (Treacher Collins, Pierre Robin)
Neuromuscular disorders: hypotonia, cerebral palsy
Significant Allergies and Asthma
Orthodontic disorders
12 obese children
BMI ~ 35
Age: 10 years
Range of AHI: 2-36/hour
High flow nasal cannula (20 L/min) room air
2 PSGs: on and off Nasal cannula
High flow NC group:
AHI reduction: 11+3 to 5+2 per hour) P<0.001
EEG arousal, RR, desaturation were also noted
Pediatrics 2009
Positive airway pressure therapy
First described use in OSA in 1981
Considered the "gold standard" of therapy
Treatment, not cure
Stents UAw open, preventing dynamic collapse
Increases FRC, pulmonary reserve
Indications
Residual OSA
Surgery contraindicated
Hypoventilation
Pediatric CPAP mask
Resmed Infant Bubble Mask
Pixie nasal mask
Respironics Petit Gel Full Face Mask
Mini Me 2
Pixie nasal mask
Other upper airway surgeres
NASAL CAVITY
Septoplasty, Turbinate reduction
NASOPHARYNX
Revision adenoidectomy
PALATE and OROPHARYNX
Uvulopalatopharyngoplasty (UPPP)/ Expansion pharyngoplasty
ORAL CAVITY
Tongue reduction
HYPOPHARYNX
Lingual tonsillectomy, Tongue base reduction / Glossoptosis
procedures
LARYNX
Supraglottoplasty, dilatation of subglottic stenosis
Rapid maxillary expanders:
Increase in the width of the palate,
nasal cavity, corrects deviated septum
Age 5-13 years
Mandibular repositioning devices
Role of Bariatric Surgery in Adolescence
Failed clinical treatment with multidisciplinary and
adequate therapy
Body Mass Index:
BMI > 40 kg/m2 with comorbidities (DM2, HTN,
dyslipidemia)
BMI > 50 kg/m2 without comorbidities
Good comprehension and cognition to follow all
necessary procedures before and after surgery
Not pregnant in year before surgery
Good family support.
Bariatric surgery
Most centers: Age >16 years
Roux-en-Y gastric bypass & adjustable gastric ban
Sleeve gastrostomy
Kalra et al 2005
34 obese adolescents
19 patients had AHI > 5/hour
10 had repeat sleep study
After significant weight loss (mean, 58 kg), OSA severity
markedly decreased in all patients
Baseline median AHI vs. after weight loss = 9.1 vs. 0.65 per hr
Take home messages
OSA is very common in children, but under recognized &
under treated
Carries many short & long term health risks, some of which
are unique to children and may be irreversible
Consider medical management for mild OSA
Although A&T is effective, recent data shows increasing
number of children with residual OSA despite surgery
Consider referral to pediatric sleep specialist when indicated
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American Academy of Pediatrics: Guidelines
for Pediatric OSA
Screening of all children for snoring
Specialty referral of complex high-risk patients
Urgent evaluation of cardio-respiratory failure
PSG as gold standard for diagnosis
Adenotonsillectomy as first-line treatment
Inpatient monitoring of high-risk patients
Post-operative reevaluation to determine if additional treatment is
required
Pediatrics 2002;109:704
Childhood Parasomnias
Undesirable events or experiences occurring:
At entry into sleep
Within sleep
During arousal from sleep
Parasomnia Classification
Disorders of Arousal (from NREM sleep)
Parasomnias Associated with REM Sleep
Other Parasomnias
Sleep Terrors
•
•
•
•
Peak age: 5-7 years
Prevalence rate of 2.0 - 6.5%
Most will later sleepwalk
Usual duration in children:- 4 years
– 50% end by age 8
– 36% continue into adolescence
Sleep Terrors
•
•
•
•
Begin abruptly from NREM sleep
Episodes of agitation and apparent terror
Heralded by a blood-curdling scream or cry
Followed by confusion, agitation and autonomic
disturbances
• Patient difficult to arouse
• If patient can be awakened, may describe:
– Vague sense of terror
– Isolated or fragmented dream imagery
Parasomnias Associated with REM Sleep
• Nightmares
• Sleep paralysis
• REM Sleep Behavior Disorder
Nightmares
75% of children experience nightmares
10 - 50% of children have nightmares severe
enough to disturb their parents
Proportion of children reporting nightmares
reaches a peak around ages 6-10 years and
decreases thereafter
Nightmares: Clinical Characteristics
• Usually during last half of night
• Complex dream mentation: - “Good dream gone bad”
• Emotional reaction more significant than autonomic
response
• Fully alert upon awakening
• Responsive to comforting
Nightmares: Precipitating Factors
• Anxiety / Stress
• Personality – association with creativity
• Post-traumatic stress disorder
Nightmares: Treatment
• Explanation and reassurance
• Sleep hygiene
• Behavioral therapies
Nightmares vs Sleep Terrors
Nightmares
•
•
•
•
•
•
•
•
REM sleep
Most common
parasomnia
Second half of night
Delayed return to sleep
Easily comforted
Detailed narrative
description of episode
Mild autonomic activity
Alert upon awakening
Sleep Terrors
•
•
•
•
•
•
•
•
NREM sleep
2.0 - 6.5% prevalence
First half of night
Rapid return to sleep
Resists comforting
Fragmented recall /
amnesia
Intense autonomic
activity
Confusion on waking
Enuresis: Definition
Persistent bedwetting more than twice a month
past the age of five years
Primary enuresis:
Patient has never been dry on a regular basis
Secondary enuresis:
Patient becomes enuretic after being dry for at
least six months
Enuresis: Declines with Age
Enuresis: Theories
Plasma Vasopressin
(pg/ml)
4
3
2
1
0
8:00 AM 12 Noon 4:00 PM 8:00 PM
Normals
12 Mid
4:00 AM 8:00 AM
Enuretics
Enuresis: Other Theories
Functionally small bladder capacity
Dysfunctional detrusor activity
Higher arousal threshold
Percentage of Children with Frequent Enuresis
Enuresis and Pediatric OSA
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Obstructive sleep apnea
should be considered in
the differential diagnosis
of enuresis in children
50
40
Frequent enuresis is
30
more common in
children with a higher
apnea hypopnea index
(AHI)
20
10
0
AHI < 1
AHI > 1
Enuresis: Evaluation
History
Developmental milestones
Family history
Physical / neurological exam
Urinalysis
Evaluation of urinary stream and bladder
capacity
Enuresis: Behavioral Treatment
Limit fluids / caffeine near bedtime
Positive reinforcement
Hypnosis and imagery
Bladder stretching
Sphincter training
Scheduled wakings
Urine alarms
Enuresis: Pharmacologic Rx
DDAVP (Desmopressin)
Effective in most patients
Tablets and nasal spray
Low frequency of side effects: Concern for diabetes insipidus
Hyponatremia
Imipramine
ECG abnormalities
Possible behavior problems
Disorders of Arousal
Arousals from NREM sleep
First half of night, typically short duration
Prolonged or multiple episodes may occur
Confusion / automatic behavior
Difficult to awaken during event
Fragmented imagery
Rapid return to sleep after event
Amnesia of events
Disorders of Arousal
Abrupt Arousal
Partial or complete arousal from sleep
Confusional Arousals: Clinical
Characteristics
•
•
•
•
Occur on arousal from NREM sleep
May not recognize parents
May cry, yell, or moan
Speech often unintelligible,
sounds like words
• Most common words: “No, No!”
Sleepwalking: Clinical Characteristics
• Quiet wandering (injury unlikely)
• Agitated wandering (injury more likely)
• Behaviors of variable complexity
• Inappropriate behaviors
• Most sleepwalkers have few daytime effects
Disorders of Arousal: Familial Basis
– 60% of children have positive family history
– 10-fold increased prevalence in first-degree
relatives of an affected individual
Disorders of Arousal: Evaluation
Video-PSG needed if:
– Spells have atypical features
– Spells are stereotyped
– Patients describe potentially injurious behavior or
have injured themselves or others
PSG needed if OSA is suspected
Disorders of Arousal: Treatment
Allow episodes to run their course:
Interfere only to prevent injury
May try to lead the patient calmly to bed
Emphasize sleep hygiene
Secure the bedroom to prevent injury:
Consider ground floor bedrooms
Window and door locks, pad bedrails
Remove sharp objects or toys on bedroom floor
Alarms or barriers at door/stairs
Medications may be necessary in severe cases
Pediatric RLS
An urge to move legs, caused by discomfort as
described in child’s own words
Begins or worsens during periods of inactivity
Partially or totally relieved by movement
Worse in the evening or night
Biological parent / sibling with definite RLS
Periodic limb movements of five or more per
hour of sleep on PSG
Pediatric RLS: Clinical Features
Attention sought for “growing pains”
These present as:
Sleep onset problems
Sleep maintenance problems
Daytime irritability and attention problems may
occur, likely due to sleep deprivation
Family history is positive for RLS
Iron deficiency may play a role as in adults
Pediatric RLS: Prevalence
“Night-Walkers” Survey
138 adults with RLS (mean age 60 years)
18% reported symptoms began before age 10 years
25% reported symptoms began before age 20 years
Childhood RLS case reports
Walters AS. Neurology 1996;46:92
Pediatric RLS: Treatment
Strict sleep hygiene is necessary to avoid sleep
deprivation
Limiting setting often required (day and at
bedtime)
Treatment of iron deficiency
Medications:
Clonazepam 0.25 to 1.0 mg qHS
Insomnia
Complaint of:
Difficulty initiating sleep (bedtime resistance)
Maintaining sleep (inability to sleep
independently)
Daytime impairment:
Inattention, mood disturbance
Problems with memory and concentration
Impaired performance (at school in children)
Behavioral Insomnia of Childhood
Symptoms meet criteria of insomnia
Pattern consistent with either:
Sleep-onset association type
Limit-setting type
Behavioral Insomnia of Childhood
Evaluation
History
Precise description of the problem
Parent response and interaction with child
Typical night, not extremes
Careful description of bedtime routines,
including naps
Evaluate the 24-hour schedule
(weekday, weekend, vacation)
Behavioral Insomnia of Childhood:
Sleep-onset Association Type
•
•
Child begins to associate
sleep onset with
circumstances that are
problematic and demanding
of the caregiver.
Child is unable to fall asleep
without these associations
either at initial sleep onset or
during nocturnal
awakenings.
Treatments for
Sleep-onset Association Type
Education
Awakenings during the
night are normal
Sleep onset
associations are
learned
Sleep onset
associations are
present at all ages
New sleep onset
associations can be
taught
Behavioral treatment
•
•
•
•
•
•
Place child in crib/bed awake
and leave room
If child is upset, return to
comfort
Do not pick up the child;
comfort verbally
Stay in room briefly, leave
before child sleeps
Increase time between
responses
Same routine for awakenings
and naps
Treatments for
Sleep-onset Association Type
• Usual response between
three to five nights
• If symptoms persist,
consider:
–
–
–
–
–
Instructions not followed
Co-existing problems
Error in diagnosis
More time needed
Modifying the technique
• Modified techniques:
– Eliminate associations in
stages
– Parents present longer
– Limit physical contact
– Gradually withdraw
Behavioral Insomnia of Childhood:
Limit-setting Type
•
•
Refusal to go to bed
at an appropriate
time or following a
nighttime awakening
Insufficient or
inappropriate limit
setting
demonstrated by the
caregiver
Behavioral Insomnia of Childhood
Limit-setting Type: Favorite Delay Tactics
“Mommy …”
“Daddy, I need…”
I’m hot.
I’m cold.
I’m scared.
I’m not sleepy.
I’m thirsty.
My tummy hurts.
I hear something.
I have to go to the bathroom.
Fix my blanket.
I need to be tucked in again.
A drink.
One more kiss.
One more hug.
The light on.
The light off.
To tell you something
A band-aid.
My mommy.
You to cover me up.
You to rub my back.
A tissue.
Some medicine
Behavioral Insomnia of Childhood:
Limit-setting Type
•
•
•
Bedtime refusals,
stalling and repeated
demands
May also occur at
naptime and nighttime
awakenings
May be straightforward
or complex
Treatment of Limit-setting Type
Emphasize the importance
of limit-setting
Teach general limit-setting
guidelines (day as well as
night)
Specific and individualized
techniques (gate, progressive
door closure)
Positive reinforcement (star
chart)
Thank you
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