Lecture slides - CSE, IIT Bombay

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Lexicon
(An Interacting Subsystem in UG)
Part-II
Rajat Kumar Mohanty
Email: [email protected]
IIT Bombay
November 16, 2004
Levels of Representation in UG
Lexicon
D-Structure
Move -alpha
S-Structure
PF
(phonetic form)
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LF
(logical form)
Lexicon
Overgeneration
 Subcategorization Restriction
 Selectional Restriction
 Lexicon and Syntax
 Lexical Derivation

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Overgeneration

Ungrammaticality
 The
boy relied on the girl.
 * The boy relied the girl.
 *The boy relied.

Grammatically Sound but Semantically
Odd
 *The
boy frightens sincerity.
 *Sincerity kicked the boy.
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Overgeneration

PS Rules for the given sentences
S  NP VP
VP V (NP) (PP)
NP Det N
V  rely
Det  the
N boy, girl
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Subcategorization Frames



Specify the categorial class of the lexical item
Specify the environment
Examples
kick:
[V; _ NP]
cry: [V; _ ]
rely: [V; _PP]
put: [V; _ NP PP]
think: : [V; _ S` ]
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Subcategorization Rules


Make a specific lexical item sensitive to the
subcategorization properties of the lexical item
Select a frame depending upon the
subcategorization properties of the verb
Subcategorization Rule:
V
y
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{
/
_NP]
_]
_PP]
_NP PP]
_S`]
}
Subcategorization Rules

The boy relied on the girl.
1. S  NP VP
2. VP  V (NP) (PP) (S`)…
3. NP  Det N
4. V  rely / _PP]
5. P  on / _NP]
6. Det  the
7. N  boy, girl
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Selectional Restrictions

Selectional Rules

A selectional rule specifies certain selectional
restrictions associated with a verb (presumably other
categories: N, A, P).
V
V
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y /
frighten /
{
[+/-ABSTARCT] __
__ [+/-ANIMATE]
[+/-ABSTARCT] __
{ __
[+ANIMATE]
}
}
Lexical Insertion Rule (LIR)

Insert lexical item X under terminal node Y,
where Y corresponds to the categorial
properties of X, and YP corresponds to the
subcategorization properties of X.
YP (verb phrase)
Y
|
X (verb: compose)
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NP
LIR Conditions

LIR performs the operation of inserting lexical
items under terminal nodes subject to two
conditions:
The terminal node must match the categorial class
of the lexical item.
 The phrase containing the terminal node must
match the subcategorization properties of the lexical
item.

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LIR Conditions



rely: [V; __PP]
believe: [V; __S`]
hit: [V; __NP]
VP2
VP1
V
rely
*believe
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PP
V
believe
*rely
VP3
S`
V
hit
*rely
*believe
NP
Lexical Derivation

Whether derivationally related categories such as
translate and translation have separate lexical
entries?

Option

There is one lexical entry for the base form and the
complex N is derived from it by a productive rule.
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Lexical Derivation

Consider the following examples
Translate + ion  translation
 Select + ive  selective
 Computer + ize  computerize
 Elevate + or  elevator
 Correct + ness  correctness
 Correct + ly  correctly

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Lexical Derivation

Lexical derivation affects
Categorial properties of the lexical item
 Subcategorization properties of the lexical item


Examples

John translated the book.


Translate: [V; __NP]
The translation of the book

Translation: [N; __(PP)]
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Lexical Derivation



Lexical derivation rules must apply at a stage
prior to LIR.
The stage at which lexical derivation rules apply
is the lexicon (not merely a list of lexical
entries).
Syntactic component does not include lexical
derivation that affect the categorial and
subcategorization properties of lexical items.
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Lexical Derivation

Affixes are part of the lexicon with categorial
and subcategorization information.
-ion:
-ize:
[N; V_]
[V; N_]
[N]
-hood: [N; [A]
{ }
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__ ]
Lexical Derivation
N
V
create
N
N
-ion
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N
-ion
V
A
V
select
V
select
A
-ive
N
computer
V
-ize
Righthand Head Rule

Righthand Head Rule (RHR) for English
complex categories
 The head of a complex word is its right most
morpheme.
A
N
V
select
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A
N
-ion
-al
Types of Subcategorization

Subcategorization by affixes targets lexical
categories (viz., V, N, A, etc.) to create a complex
terminal category.

Subcategorization by lexical categories targets
phrasal categories (viz., VP, NP, AP, etc.) to create
a syntactic phrase.
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Types of Subcategorization

Subcategorization

Morphological
(relevant to the rules which form complex terminal
categories in the lexicon)

Syntactic
(relevant to the rules of Syntax)
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Types of Affixes

Derivational (under rules of Morphology)
V
N
computer

V
-ize
Inflectional (under rules of Syntax)
N[pl]
N
computer
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V[past]
-s [pl]
V
computerize
-ed [past]
Exercises
1. Workout the subcategorization frame of each
of the lexical items: aspire, declare, conduct, aware,
transport, arrange, deliver, silent
2. Write the selectional rules for the following
verbs: cry, rely, put, think, abandon, aspire
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Exercises
3. Consider the following examples
John believes that Mary left early.
 *John believes if Mary left early.
 *John wonders that Mary left early.
 John wonders if Mary left early.

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Exercises
4. Suggest a formal way of encoding the property
of the verbs believe and wonder .

Tips:
Workout the subcategorization frame
 Write the subcategorization rules
 Assign selectional restrictions

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Exercises
5. Say if the following examples are ungrammatical
violating the subcategorization requirements of
the lexical items.
This problem, I can solve.
 I can solve.
 I can solve this problem.
 He comes from London.
 He comes from.
 We need someone to generate on new ideas.

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Exercises
6. Assign a tree structure to each of the complex
categories listed below.










Musical
Establishment
Modernization
Interpretations
Colonized
Unhappiness
Stupidity
Formal
Fixable
organic
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Exercises
7. Assign a tree structure to each of the
compounds listed below.
Crybaby
 Bankroll
 Overestimate
 Dryclean
 Drycleaner
 Bluebottle

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Exercises
8. State the categorial and subcategorization
properties of each of the suffixes listed below.
-er
 -ize
 -or
 -ly
 -al
 -ness
 -ity

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Exercises
9. Find out the simple lexical items and the
complex terminal categories from the given list.








Formality
officially
Table
Tree
Specified
Single
Useful
exactly
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Exercises
10. Look at the tree and state the categorial and
subcategorization properties of the affixes.
N
V
N
de-
V
A
N
nation
November
16, 2004
-tion
V
A
-al
-ize
Sources and further reading



Comsky, Noam. 1965. Aspects of the Theory of
Syntax. CUP, Cambridge.
Comsky, Noam. 1981. Lectures on Government
and Binding. Foris, Dordrecht.
Ouhalla, Jamal. 1994. Introducing Transformational
grammar. Arnold, London.
November 16, 2004
THANK YOU
November 16, 2004