What is Probation?
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Transcript What is Probation?
Chapter 14
Community Corrections:
Probation, Intermediate Sanctions,
and Restorative Justice
What is Probation?
The most common form of Community Based Corrections
A criminal sentence
Mandates placement of an offender in the community
Under the supervision of an agent of the court
History of Probation
Roots can be traced to English Common Law
John Augustus is credited with the idea of modern probation
1878: Massachusetts authorizes a probation officer for Boston
Federal government authorizes probation in 1925
Philosophy of Probation
Based on the premise that the average offender is not a danger to
society
Use of it eliminates the negative effects of the imprisonment process
(socialization into prison life)
Gives offenders a second chance
Extent of Probation
Approximately 2,000 adult probation agencies in the U.S.
Just over _ are part of state government
Others are organized at the county or municipal level
Offenders on probation were convicted of:
Felonies (approximately 54%)
Misdemeanors (45%)
Others (1%)
How Does Probation Work?
Prison sentence is suspended
Promise of good behavior for a specified period of time (a contract
between the offender and court)
Rules or conditions of probation are set
Community supervision
Probation may be revoked
Probation Eligibility
Eligibility determined by law; may be limited
Felons, misdemeanants and juvenile delinquents are normally
eligible
Recommendation to the court from Probation Department after a
presentence investigation report
Conditions of Probation
Standard set of conditions apply (e.g., not to move out of the
jurisdiction)
Special conditions can be added (e.g., drug treatment or drug
testing)
Conditions try to balance the needs of treatment & rehabilitation vs.
supervision & enforcement
Can’t set capricious or cruel conditions
Functions of a Probation Officer
Supervise or monitor cases assigned by the court
Attempt to rehabilitate through specialized treatment techniques
Investigate lives of convicted offenders to enable the court to make
intelligent sentencing decisions (presentence investigation report)
Occasionally collect fines due the court or oversee the collection of
delinquent payments, such as child support
Interview complainants and defendants to determine whether
criminal action should be taken, whether cases can be decided
informally, and whether diversion should be advocated (typically in
juvenile probation matters)
Presentence Investigation Report
Often mandated by law
Contents vary - social history
Assesses risk
Presentence Investigation Report (cont.)
Typical factors:
Age
Employment status
Drug abuse history
Prior felonies
Address changes
Is Probation Successful?
Probation cost about $2,000/year; incarceration costs about
$20,000/year
Evidence is mixed – about 60% of probationers nationally successfully
complete their probationary sentence
Recidivism - what does it mean?
Re-arrest
Reconviction
Technical violations
Serious offenders most likely to recidivate
Probation recidivism is lower than prison recidivism
Legal Rights of Probationers
Civil rights of probationers
Probationers don’t have all the 5th Amendment protections that
others have
Probationers may lose some 4th Amendments rights regarding
searches and seizures
Rights of probationers during the revocation process
Entitled to counsel in revocation-of-probation proceedings
Require a formal revocation hearing
If probation is revoked, may not be required to serve more time in
prison that he or she would have if originally incarcerated
What’s the Future of Probation?
Flexible
Alleviates prison overcrowding
Cost effective
Allows for the imposition of probation fees
Fines as a Criminal Sanction
Used more often in lesser offenses or when financial profits were
high
Fines may discriminate against the poor
Many fines go uncollected
Day fines are geared to an offender’s net daily income, as well as
number of dependents and the seriousness of the crime in an effort
to make sentences more equitable
Forfeiture as a Sanction
Can be used in civil & criminal cases
Seizure of goods & instrumentalities related to the commission or
outcome of a criminal act
Zero tolerance
Proportionality
Restitution
Pay back to victims or community service
Used in 30% of probation cases; the average is $3400; 60% make
full payment in 3 years
Qualified success
Widens the net of social control
Shock Probation & Split Sentencing
Community release after sampling prison life
Split sentence means jail term is a condition of probation
Shock probation usually involves resentencing after a short prison
stay
Intensive Probation Goals
Diversion from prison
Maintain control of the individual
Facilitate reintegration into the community
Intensive Probation Supervision
Considered as probation plus
Relies on great degree of client contact by probation officer (smaller
case loads)
Criteria for use vary throughout U.S.
Many systems use very specific conditions, e.g., mandatory curfew,
employment, drug testing, community service, etc.
Effectiveness varies
House Arrest
Offender required to spend extended periods of time in one’s own
home as an alternative to incarceration
Little standardization throughout U.S. in how house arrest is
administered
Electronic Monitoring
Often used to ensure compliance with house arrest
Similar recidivism to traditional systems
Costs are lower (capital vs. labor)
Overcrowding is reduced
Issues of privacy and liberty
Compliance technologies vary
Residential Community Corrections
Combines reintegration & control goals
Usually involves a nonsecure building
Houses pretrial & adjudicated adults
Residents:
Work and/or
Attend school and
Participate in corrections program
Day Reporting Centers
A location that nonresidential clients report to on a daily basis for
supervision and treatment
Often used for probation failures
Success rates vary for different kinds of clients
Why Use CBC?
Incarceration is more costly
No evidence incarceration rehabilitates
CBC maintains family & community ties
Broader possibilities exist to balance the severity of the crime with
punishment
Restorative Justice
Resolution of conflict between the offender and victim should be
resolved in the community
Goal is to mediate conflict
The Center for Restorative Justice and Peacemaking provides links
and information on the ideals of restoration and programs based on it
principles.