Transcript Realignment 301 PowerPoint with Notes

Presenters
Robert Manchia, San Mateo, Human Services
Andrew Pease, San Diego – Health & Human
Services
Dorothy Thrush, San Diego – Public Safety
Agenda
Realignment Overview & Structure
Growth & Forecasting
Group Discussions
Realignment Overview &
Structure - 1991
1991 REALIGNMENT STRUCTURE - STATE
SALES TAX/VLF DISTRIBUTIONS
Sales Tax/VLF
Source: ½ cent Sales Tax; Source: 74.9% Vehicle
License Fees
Sales Tax/VLF Growth
Account
Sales Tax/VLF Base
Account
Mental Health
Subaccount a
($1.12 billion base funding
from 2011 Realignment)
CalWORKs
MOE b
(capped at $1.12
billion)
Social Services
Subaccount
Health
Subaccount
County
Allocations
If CalWORKs MOE has reached cap, funds in excess go to Mental Health
(Revenues in Excess of Base Payments)
CMSP
(Base Account)
CMSP
(County Shares)
Sales Tax
Caseload
Subaccount
(1st call on Growth)
CMSP Growth
(2nd call on Growth;
4.027% plus 4.027%
of caseload growth
paid if over $20M)
General
Growth
(remaining
Growth)
Mental Health
Health
Social Services
(approx. 40%)
(approx. 52%)
(approx. 8%)
AB 85: Redirection of County
Health Realignment Funds
Created in 2013 as part of the State Budget Process
Based on premise that counties would have savings to
their indigent health programs due to the expansion of
Medi-Cal to childless adults beginning January 1, 2014
State wanted to reclaim these county savings in order
to help fund increase state Medi-Cal costs
Redirected Health Realignment funds are used to offset state General Fund obligations for CalWORKS
AB-85 Impacts
Redirection of Health Realignment
New accounts (Child Poverty & Family Support)
Type of County formula
VLF and Sales Tax Swap
Changes/Redirection in Growth
Health Sales Tax
(to fund Family Support
Subaccount)
Social Services
Sales Tax
Second: Transfer Up To $1.0 B
First: Transfer Up To $1.0 B
AB 85: Sales Tax and Vehicle License Fee
Swap (W&I Code 17600.15(d)
Health VLF
AB-85 Redirection
of Realignment Funding
Formula Counties
Max Counties (Orange, San Diego, SLO, Santa Cruz, Tulare)
60/40 Counties
CMSP Board and Counties
1991 REALIGNMENT STRUCTURE - STATE
SALES TAX/VLF DISTRIBUTIONS
Sales Tax/VLF
Source: ½ cent Sales Tax; Source: 74.9% Vehicle
License Fees
Sales Tax/VLF Growth
Account
Sales Tax/VLF Base
Account
Mental Health
Subaccount a
($1.12 billion base funding
from 2011 Realignment)
CalWORKs
MOE b
(capped at $1.12
billion)
Social Services
Subaccount
County
Allocations
Health
Subaccount
Sales Tax - Family
Support
Subaccount
($300 M in 2013-14)
If CalWORKs has reached cap, funds in excess go to Mental Health
(Revenues in Excess of Base Payments)
CMSP
(Base Account)
CMSP
(County Shares)
Child Poverty and
Family Supplemental
Support Subaccount
(Base is $0 in 2013-14)
Sales Tax
Caseload
Subaccount
(1st call on Growth)
CMSP Growth
(2nd call on Growth;
4.027% plus 4.027%
of caseload growth
paid if over $20M)
Mental Health
Health
(approx. 40%)
(approx. 18.45%)
General
Growth
(remaining
Growth)
Child Poverty &
Family
Supplemental
Support
(remaining growth)
AB 85: State to County Transfer
State
NEW
County
Account
Family Support
Subaccount
Child Poverty & Family
Supplemental Support
Subaccount
Family Support
Account
Child Poverty & Family Supplemental Support
Subaccount: Key Dates
Governor’s January Proposed Budget & May Revise:
Department of Finance calculates grant increases based
on projected revenue and cost for all fiscal years.
January
February
March
April
October 1: Effective date for any grant
increases.
May
June
October
1) If projected revenue is equal to or less than the cost of all grant increases, no
additional grant increase will be provided. (Section 11450.025 (b) (4))
2) Additional grant increases will not be provided until and unless the ongoing
cumulative costs of all prior grant increases provided are fully funded by the Child
Poverty and Family Supplemental Support Subaccount. (Section 11450.025 (d) (2))
3) Counties shall not be required to contribute a share of cost to cover the costs of
grant increases. (Section 11450.025 (e))
MHS Accounts & CalWORKS MOE
Go Over Hand-Out
See Hand-out #7:
“MH Realignment
And CalWORKs
MOE”
CalWORKS MOE Reconciliation
Spreadsheet
SAMPLE CALWORKS MOE
WORKSHEET (April reconciliationCompleted in June 2014 )
AA190 for April 2014
Warrant Release Date
Mar 28, 2014
AA190 for July 2014
Warrant Release Date
June 25, 2014
Realignment Overview &
Structure - 2011
Support Services
Local Revenue Fund 2011
State Structure
Local Revenue Fund 2011
Mental Health Account
(1991 Mental Health
Responsibilities)
Support Services Account
Law Enforcement Services
Account
County Intervention Support
Services Subaccount
Trial Court Security
Subaccount
District Attorney and Public
Defender Subaccount
Protective Services
Subaccount
Community Corrections
Subaccount
Juvenile Justice Subaccount
Behavioral Health
Subaccount
Women and Children’s
Residential Treatment Special
Account (subset of BH
Subaccount)
Enhancing Law Enforcement
Activities Subaccount
Enhancing Law Enforcement
Activities Growth Special
Account (Residual VLF revenue
Juvenile Reentry Grant
Special Account
Youthful Offender Block
Grant Special Account
Sales and use Tax Growth
Account
(Excess revenues above
base allocations)
Support Services Growth
Subaccount
Protective Services
Growth Special Account
Behavioral Health
Services Growth
Special Account
Mental Health
Subaccount
Law Enforcement Services
Growth Subaccount
Trial Court Security
Growth Special
Account
Community Corrections
Growth Special
Account
Juvenile Justice
Growth Special
Account
above the capped allocation)
District Attorney &
Public Defender
Growth Special
Account
State Structure for Support Services
for FY 2013-14
Local Revenue Fund 2011
$6,377,624,000
Support Services Account
$2,829,353,586
Protective Services Subaccount
(63% or up to capped allocation)
$1,836,990,532
County Intervention Support
Services Subaccount
Behavioral Health Subaccount
(37% or up to capped allocation)
$992,363,053
Women and Children’s Residential
Treatment Special Account
(subset of BH Subaccount)
$5,104,000
Sales and Use Tax Growth Account
(Excess revenues above base allocations)
$278,811,530
Support Services Growth
Subaccount (65%) $181,227,494
Protective Services Growth
Special Account (40% for CWS
and 22% general)
$112,016,714
Behavioral Health Services
Growth Special Account (33%)
$60,149,405
* Growth amounts are estimates
Mental Health Subaccount
(5%) $9,061,375
County Local Revenue Fund 2011
Support Services
County Local Revenue Fund 2011
Support Services Account
Support Services Reserve Subaccount
(Local option – subject to direction of BOS)
Behavioral Health Subaccount
Drug Court
Drug Medi-Cal
Nondrug Medi-Cal
Protective Services Subaccount
Early and Periodic Screening, Diagnosis & Treatment (EPSDT)
MH Managed Care
Adoptions
Adult Protective Services
Child Abuse Prevention, Intervention & Treatment (CAPIT)
Child Welfare Services
Foster Care
Ability to transfer
up to 10% of the
lesser subaccount
between these
Subaccounts
County Women and Children’s
Residential Treatment Services
Special Account
2011 Realignment - Annual Allocation
Go Over Hand-Out
See Hand-out #10:
“Annual Allocation
Realignment 2011”
SUPPORT SERVICES
Realignment Overview &
Structure - 2011
Law Enforcement
Law Enforcement Accounts
 Key Facts - Base & Growth in Law
Enforcement
 What’s Next
 What’s New
 Focus on : Trial Court Security and
AB 109
What Happened in 2011?
Realigned Source of Funding
 Juvenile Probation and Camps
 YOBG and Juvenile Reentry
 Trial Court Security
 Multiagency Juvenile Justice – JJCPA
 COPS
 Booking Fees
 Rural/small county sheriff
 Cal EMA programs
Realigned Responsibilities from the State to
the Counties with a Funding Source
 AB 109 – Community Corrections
County Local Revenue Fund 2011
Law Enforcement Services
County Local Revenue Fund 2011
Law Enforcement
Services Account
Trial Court Security
Subaccount
Community
Corrections
Subaccount
Juvenile Justice
Subaccount
District Attorney and
Public Defender
Subaccount
Youthful Offender
Block Grant Special
Account
Juvenile Reentry
Grant Special
Account
Enhancing Law
Enforcement
Activities Subaccount
Local Innovation Subaccount
(Beginning FY 15-16 each County shall
transfer 10% from Trial Court Security
Growth Special Account, Community
Corrections Growth Special Account, DA
and Public Defender Growth Account, and
Juvenile Justice Growth Special Account)
Key Facts – State Level Accounts
Law Enforcement Accounts are Part of the Larger Account
Structure
Certain Accounts Receive Guaranteed Amounts
 Not Law Enforcement, but Impacts Law Enforcement : Sales Tax
revenues are directed to the Mental Health Account first
 Sales Tax revenues provide a backfill if VLF falls short of the
guaranteed level for the ELEAS account
Most Accounts Do not Have Guaranteed Amounts - These
Depend on Actual Sales Tax Receipts
Key Facts – State Level Accounts
“Base” amounts are targets, not
guarantees for the Sales Tax accounts
If revenues are sufficient “Growth” funds are distributed
after “Base” is achieved
Base Amounts Defined
Law Enforcement
target
Is a
amount that must be achieved before
funds can flow to a Growth Account
Is not a minimum, not a guaranteed amount, not
related to workload
A “Rolling Base” is a Base amount that is adjusted each
year by the amount received in the Growth Account in a
previous year
All funds received in a fiscal year flow to the “Base”
requirement first
What’s Next in Law Enforcement
The Local Innovation Subaccount
Must be established at the Local Level in FY 15-16
 Transfers begin in FY 15-16
Transfer 10% of the moneys received from these
State Growth Accounts to the Innovation
Subaccount
Trial Court - Community Corrections - District
Attorney & Public Defender - Juvenile Justice
Allowable Uses – By the Board of Supervisors – as
would spend any funds in these accounts
What’s New – Legislative Changes
Assembly Bill (AB) 1468 – Public Safety
FY 2013-14 Session
Trial Court Security
Supplantation definitions
Alternative Custody Programs
Juvenile Justice Data Workgroup
Juvenile Reentry Grant
Youthful Offender Block Grant
Enhancing Law Enforcement Activities Subaccount
(ELEAS)
Trial Court Security
Account: A Rolling Base, No Reporting,
Distribution Percentages in Statute, Same
Percentage for Base and for Growth
Key Issues : Shift in Dynamics - New Facilities
and Change in Service Levels
NEW: Appropriation in Budget.
Application to
Department of Finance. Due March 1, 2015
AB 109 Statewide Allocations
($ in Millions)
FY 11-12
• $354.3
FY 12-13
• $842.9
FY 13-14
• $998.9 and $86.7 Growth
FY 14-15
• $934.1 and $73.2 Growth
FY 15-16
• $934.1 and $151 Growth (*)
Recap of Previous Allocation Formulas
(*) Growth
Amount is
an estimate
AB 109 County Allocations
Long Term Formulas – Base Funding Factors *
Guided by CAO Developed Key Principles
Information Distributed 9/3/14 – in your packets
Caseload 45%
• Jail (1170(h) – 22.5%
• Probation (PRCS and Felony Probation
Caseload) – 22.5%
Crime and Population 45%
• County Population – 22.5%
• Total Part 1 Crimes – 22.5%
Special Factors 10%
• Poverty – 10%
• Small County Minimums
• Impacts of State Prisons
* Percentages Approximate – See RAC Materials
AB 109 County Allocations
FY 14-15
Base – Modified Base Formula
Growth – FY 13-14 Dollars, Modified Growth Formula
FY 15-16
Base - County Base Shares are Set
Growth – FY 14-15 Dollars, One Time Transition /
Stabilization / Performance Formula
FY 16-17
Base – County Base Shares are Applied
Realignment Overview &
Structure - 1991 & 2011
Similarities & Differences
1991 Realignment Programs
•AB 8 County Health Services
•Local Health Services
•California Children’s Services
•Indigent Health
•CalWORKs
•Employment Services
•County Services Block Grant
•In-Home Supportive Services
•Foster Care
•CWS
•Adoptions
•County Stabilization Subvention
•County Juvenile Justice
Subvention (AB90)
•Mental Health
•EPSDT
•Managed Care
2011 Realignment Programs
•Foster Care
•CWS
•Adoptions
•Adult Protective Services
•Child Abuse Prevention, Intervention &
Treatment (CAPIT)
•Women and Children’s Residential Treatment
•Drug Medical
•Nondrug Medical
•Drug Court
•Mental Health
•EPSDT
•Managed Care
•Law Enforcement
•Trial Court Security
•District Attorney and Public Defender
•Juvenile Justice
•Community
Corrections
•Local Public Safety
Subventions
Intersection of Realignment Programs
1991 Realignment
•AB 8 County Health
Services
•Local Health Services
•California Children’s
Services
•Indigent Health
•CalWORKs
•Employment Services
•County Services Block
Grant
•In-Home Supportive
Services
•County Stabilization
Subvention
•County Juvenile
Justice Subvention
(AB90)
2011 Realignment
Shared
•Foster Care
•CWS
•Adoptions
•Mental Health
•EPSDT
•Managed Care
•Adult Protective Services
•Child Abuse Prevention,
Intervention & Treatment
(CAPIT)
•Women and Children’s
Residential Treatment
•Drug Medical
•Nondrug Medical
•Drug Court
•Law Enforcement
•Trial Court Security
•Juvenile Justice
•District Attorney and
Public Defender
•Community
Corrections
•Local Public Safety
Subventions
1991 Realignment Program Ratios
Program
Old
Share
New 1991
Share
(non-Fed)
(non-Fed)
CalWORKs Aid Payments
11%
5%
CalWORKs Eligibility
50%
30%
Foster Care
5%
60%
Child Welfare Services
24%
30%
Adoptions Assistance
0%
25%
CalWORKs Employment Services
0%
30%
In-Home Supportive Services
3%
35%
County Services Block Grant
16%
30% total
California Children’s Services
25%
50% total
Impact of 2011 Realignment to 1991
Sharing Ratios
Program
1991
Share
(non-Fed)
New 2011
Share
(non-Fed)
Foster Care
60%
100%
Child Welfare Services
30%
100%
Adoptions Assistance
25%
100%
Adoptions Eligibility
0%
100%
Adult Protective Services
MOE
100%
Child Abuse Prevention,
Intervention, & Treatment (CAPIT)
16%
100%
Similarities and Differences 1991 &
2011
Base Restoration
Growth allocated
Programs
County Intervention
Reserve Account
Services Account
VLF vs. Sales Tax
CWS
Transfer Abilities
Fiscal Years
Reporting Requirements
Constitutional
Fed/Court Changes
Flexibility
Protections
Realignment Growth
Flow of 1991 Realignment - Theory and
Reality
See Hand-out #11:
“1991 Realignment
(Sales Tax and VLF) –
Full Funding Assertion”
AB-85 Growth Impacts
Social Services no longer receives general growth
Health Realignment will receive significantly less growth
Growth diverted to Child Poverty & FSS
Mental Health not impacted
1991 REALIGNMENT STRUCTURE - STATE
SALES TAX/VLF DISTRIBUTIONS
Sales Tax/VLF
Sales Tax
Caseload
Subaccount
(1st call on Growth)
Mental Health
(approx. 40%)
Sales Tax/VLF Growth
Account
Sales Tax/VLF Growth
Account
(Revenues in Excess of Base Payments)
(Revenues in Excess of Base Payments)
CMSP Growth
(2nd
call on Growth;
4.027% plus 4.027%
of caseload growth
paid if over $20M)
Health
(approx. 52%)
General
Growth
(remaining
Growth)
Social Services
(approx. 8%)
Sales Tax
Caseload
Subaccount
(1st call on Growth)
CMSP Growth
(2nd call on Growth;
4.027% plus 4.027%
of caseload growth
paid if over $20M)
Mental Health
Health
(approx. 40%)
(approx. 18.45%)
General
Growth
(remaining
Growth)
Child Poverty &
Family
Supplemental
Support
(remaining growth)
1991 Realignment Caseload Growth Funding
Reflects mandated growth in social services programs
Amount based on program expenditures, not caseload
Calculation based on change in County cost due to
mandated cost increases (i.e. growth in caseload)
 Determined by comparison of County specific costs from
two years ago compared to last year
 Increased costs generally = more caseload growth
State Department of Social Services and Health Care
Services calculate draft amounts for each county
Counties Review to validate amounts and recommend
adjustments
1991 Realignment Caseload Growth
Tools
PROJECTED REALIGNMENT CASELOAD GROWTH
SAN DIEGO
Fed Eligible
CalWORKs
Payments
Fiscal
Year
2013-14
2014-15
2015-16
2016-17
2017-18
$
$
$
$
$
(105,201)
(108,357)
(111,608)
(114,956)
(118,405)
Non-Fed Eligible
CalWORKs
Payments
$
$
$
$
$
(3,995)
(4,114)
(4,238)
(4,365)
(4,496)
CalWORKs
Admin &
CC Stage II
$
$
$
$
$
(116,600)
(120,098)
(123,701)
(127,412)
(131,235)
Foster Care
Admin
$
$
$
$
$
(25,924)
(27,739)
(29,680)
(31,758)
(33,981)
CalFresh
Admin
$
$
$
$
$
(1,713,541)
(585,377)
(626,353)
(670,198)
(717,112)
Foster Care
Assistance
$
$
$
$
$
(599,634)
(293,821)
(290,882)
(287,974)
(285,094)
CWS
$
$
$
$
$
(30,683)
669,169
689,244
709,922
731,219
FPP
$
$
$
$
$
73,959
79,136
84,676
90,603
96,945
IHSS Svcs
PCSP
MOE
AAP
$
$
$
$
$
202,581
206,633
210,766
214,981
219,281
$
$
$
$
$
1,029,783
1,632,442
1,689,577
1,748,712
1,809,917
County Share
Growth/Reduction
$
$
$
$
$
(1,289,255)
1,447,874
1,487,801
1,527,555
1,567,039
2011 Realignment Growth
See Hand-out #12:
“2011 Realignment
Growth Chart”
SUPPORT SERVICES
Growth Amounts in Law Enforcement
Formulas Applied at the State Account Level
• Sales Tax and Related Accounts
Support Services
Growth
Subaccount
Law Enforcement Services Growth
Subaccount
65%
35%
Trial Court Security
10%
Juvenile Justice
10%
Community
Corrections
75%
District Attorney /
Public Defender
5%
• When is Growth Distributed to Counties?
Growth Amounts in Law Enforcement
Formulas Applied at the State Account Level
VLF and Related Accounts
Citizens Options Public
Safety
JJCPA
27.08%
Juvenile Probation
38.40%
Juvenile Camps
7.44%
27.08%
Estimates of Available FY 13-14 Growth
The Question of Budgeting Growth
Realignment Forecasting
2011 Realignment Forecasting Tool
Forecasting VLF & Sales Tax
See Hand-out #13:
“Prop 172 &
Realignment
Tracking”
Group Discussions
Preparing for Economic Fluctuations (downturns)
Discuss strategies in setting up your county to handle
future recessions and shortfalls in realignment
Leveraging the flexibility of Realignment among
programs
Discuss opportunities in the integration of realignment
among health and human services programs
Preparing for Economic Fluctuations
What is a reasonable Reserve amount?
What are different ways a county can set up a reserve(s)?
How can counties allocate realignment in such a way to be able
to maneuver quickly to economic fluctuations? (turning off the
spigot when the funding dries up)
Flexibility/Integration
Where are the intersections/integration opportunities between
the programs that allow choices in which Realignment pot to
use?
SB-163 Wrap Around Services?
Katie A.?
Mental Health Managed Care Offset?
AB-109?
What Else?
Contact Information
PRESENTERS
 Robert Manchia, Deputy Director of Finance, San Mateo County Human
Services; (650) 802-6491; [email protected]
 Andrew Pease, Finance Director, County of San Diego, Health & Human
Services Agency; (619) 515-6548; [email protected]
 Dorothy Thrush, Finance Director, County of San Diego, Public Safety
Group; (619) 531-4599; [email protected]