Transcript 工作汇报 - WIPO

Innovation and Technology Transfer
LIU Jian
International Cooperation Department
The State Intellectual Property Office of P.R.China
November 2009, Geneva
Overview
I. China’s Innovation System and Its Development

Innovation Strategy and Building Innovation-oriented Country

Further Promoting China’s National Innovation System
II. Intellectual Property Promoting Innovation and Technology Transfer

New Developments in China’s IP System

Commercialization and Technology Transfer of Innovative
Achievements Far from Sufficiency

National IP Strategy for Innovation and Technology Transfer

Major Problems in Technology Transfer
III. Enhance Cooperation for Innovation and Technology Transfer
2
I. China’s Innovation System and Its Development
New National Strategy and Building Innovation Country
The “Outline of National Medium- and Long-term Science and
Technology Development Plan(2006-2020)”

Promulgated in January 2006 in China

Initiated in July 2003

Its formulation work was headed by Premier Wen Jiabao

Over 20 ministries and departments and more than 2000
experts involved in formulation of the Outline
3
I. China’s Innovation System and Its Development
Reasons for adoption of the innovation strategy

create an innovation-oriented country

maintain long-term and rapid economic growth

realize sustainable development

upgrade industrial structure and transform the mode of growth,
from resource and labor-driven to innovation-driven economy

Improvement of competitiveness
4
I. China’s Innovation System and Its Development
Main Goals
By 2020, China will be one of the innovation-oriented countries

R&D investment is 2.5% of GDP

Contribution rate of science & technology progress to economic growth
will exceed 60% (900 billion RMB)

Dependency ratio for foreign technologies will decrease to below 30%

Annual number of granted domestic invention patents and SCI papers will
rank among world top 5
5
I. China’s Innovation System and Its Development
Building independent innovative capacity includes three aspects

Capacity to make original innovation in the domain of basic research such as
scientific discovery, and technological inventions

Capacity to integrate existing technology, emerging technology and inventions
in order to create new products or business lines with market competitiveness

Capacity to absorb, digest and improve imported technologies, and to recreate IPR based on these technologies
6
I. China’s Innovation System and Its Development
Main priorities of science and technology innovation

R&D in fields of energy, water resources and environment protection

Improvement of people’s living and health standards is a major mission of
science and technology innovation

Development and exploitation of the pre-competitive “common” technologies
in order to upgrade industrial structure and provide technological support to
SMEs

Reinforcing development and research of basic and pioneering technologies
for sustainable development
7
Further Promoting China’s National Innovation System
Improve the legal framework favorable for innovation

Laws for Promoting Scientific Progress and Commercialization

Laws for Enterprise Innovation

Intellectual Property Laws
8
Further Promoting China’s National Innovation System
Incentive Policies for Innovation

To adopt favorable public financial policies and to increase R&D input
To
establish and improve risk capital and investment capital market

Science and Technology-oriented SMEs Innovation Found

Promotion of commercialization and technology transfer

To cultivate a favorable innovation culture

Others
9
National R&D Expenditure (1995-2008)
National R&D Expenditure (1995-2008) (100 million RMB)
5000.0
4570.0
4500.0
4000.0
3664.0
3500.0
3003.1
3000.0
2500.0
1966.3
2450.0
2000.0
1287.6
1500.0
895.7
1000.0
500.0
1539.6
1042.5
348.7
0.0
1995
2000
2001
2002
2003
2004
2005
2006
2007
2008
Source：China's science & technology statistics and China Statistic Year Books
10
National R&D /GDP (1995-2008) (%)
National R&D/GDP (1995-2008) (%)
2.00
1.80
1.60
1.40
1.20
1.00
0.80
0.60
0.40
0.20
0.00
1.23
1.00
1.31
1.23
1.33
1.42
1.49
1.52
2006
2007
2008
1.07
0.60
1995
2000
2001
2002
2003
2004
2005
Source：China's science & technology statistics and China Statistic Year Books
11
II. Intellectual Property Promoting Innovation and
Technology Transfer
New Developments in China’s IP System
-filings for invention patent from 63,000 in 2001 to 289,838 in 2008,
an average annual growth of 24%
-a total of 828,328 filings for invention, utility model and design in
2008, up by 19%
-PCT applications rank No. 6 in 2008
-more domestic applications for invention filed than foreign ones
since 2003
12
New Developments in China’s IP System
19%
1,000,000
828328
800,000
573178
600,000
400,000
203573
200,000
0
2001
2002
2003
2004
2005
2006
2007
2008
Total applications of three kinds of patents in 2001-2008
13
The Development of China’s
IPR System
300,000
250,000
194579
200,000
Total
150,000
Domestic
95259
100,000
Foreign
50,000
0
2001
2002
2003
2004
2005
2006
2007
2008
The applications for invention patents in 2001-2008
14
New Developments in China’s IP System
No.7
United States
United States
Japan
Japan
Germany
Germany
Republic of Korea
Republic of Korea
France
France
United Kingdom
China
China
United Kingdom
Netherlands
Netherlands
2007
14%
4,614
2007
No.6
(6089)
2008.1-2008.8
2008
2009.1-2009.8
2008
PCT received
15
New Developments in China’s IP System
Examiner
►
From 2001 to June 2009,
SIPO has all together
recruited 3,815 examiners for
substantive examination
4,659
70
%
Total: 8,324
16
II. Intellectual Property Promoting Innovation and
Technology Transfer
Not Sufficient Commercialization and Technology Transfer

Receiving a large number of patent applications, and the
number keeps increasing

Among all utilized patents in China, 91% is self-utilized by the
right owners, while the ratio of transferred and licensed is only
below 10%.

Easier to file, harder to commercialize and transfer
17
II. Intellectual Property Promoting Innovation and
Technology Transfer
National IP Strategy

China has implemented its national IP strategy, under which
diversified and comprehensive policy tools have been adopted
to promote innovation and effective utilization of innovative
achievements

Establishment of local patented technology exhibition and trade
center, encouragement of private capital investing in intermediary
business for technology trade, and stimulation of commercial banks
to provide IP mortgage loans.
18
II. Intellectual Property Promoting Innovation and
Technology Transfer
Major Problems in Technology Transfer

Imbalanced capacities and potentials of countries for
innovation

Complexity of technology transfer

No willing to transfer technology

Out of date technologies transferred
19
II. Intellectual Property Promoting Innovation and
Technology Transfer
Major Problems in Technology Transfer

Hard to access to information & evaluation of technology

High cost for negotiations, signing and executing contract

IP abuse hindering technology transfer and innovation
20
III. Enhance Int’l Cooperation, Promote Innovation
and Technology Transfer
Conclusion

Routine business for technology transfer for developing countries
not sufficient, and new methods needed

More technical assistance needed for developing countries, esp.LDCs

China will continue to reinforce cooperation with WIPO members in
IP, innovation and technology transfer

China will continue to work closely with WIPO in above areas
21
For more information, please get access to
www.sipo.gov.cn
Thank You
22