A Theory of Theory Formation
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A Theory of Theory Formation
Simon Colton
Universities of Edinburgh and York
Overview
What is a theory?
Four components of the theory of ATF
– Techniques inside the components
Cycles of theory formation
– Case Studies
Applications (briefly)
– Of both the theories and the process
What is a Theory?
Theories are (minimally) a collection of:
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Objects of interest
Concepts about the objects
Hypotheses relating the concepts
Explanations which prove the hypotheses
Finite Group Theory:
– All cyclic groups are Abelian
Inorganic Chemistry:
– Acid + Base Salt + Water
So, We Require:
Object
Generator
Concept
Generator
Hypothesis
Generator
Explanation
Generator
In Principle, These Could Be:
Database, CAS,
CSP, Model
Generator
Data Mining
Program
Machine
Learning
Program
ATP System,
Pathway Finder,
Visualisation
In Practice,
Current Implementation:
Database, Model
Generator, (CAS,
CSP nearly)
The HR
Program
The HR
Program
ATP Systems
Object Generation and
Explanation Generation
Object Generation:
– Machine learning – reading a file, database
In Mathematics
– CSP (e.g., FINDER, Solver), CAS (e.g., Maple)
– Davis Putnam method (e.g., MACE)
– Resolution Theorem Proving (e.g., Otter)
HR must be able to communicate
– Read models and concepts from MACE’s output
– Read proofs and statistics from Otters output
Concept Generation
Build a new concept from old ones
– 10 general production rules (demonstrated later)
– Produce both a definition and examples
Throw away concepts using definitions
– Tidy definitions up
– Repetitions, function conflict, negation conflict
Decide which concepts to use for construction
– Plethora of measures of interestingness
– Weighted sum of measures
Concept Generation:
Lakatos-inspired Techniques
Monster Barring
– Remove an object of interest from theory
Counterexample Barring
– Except a finite subset of objects from a theorem
– E.g., all primes except 2 are odd
Concept Barring
– Except a concept from a theorem
– All integers other than squares have an
even number of divisors
Credit to Alison Pease
Hypothesis Generation:
Finding Empirical Relationships
Equivalence conjectures
– One concept has the same examples as another
Subsumption conjectures
– All examples of one concept are examples of other
Non-existence conjectures
– A concept has no examples
Assessment of conjectures
– Used to assess the concepts mentioned in them
Hypothesis Generation
Extracting Prime Implicates
Extract implications, then prime implicates
Equivalence conjectures are split:
– A & B & C D & E & F becomes
– A & B & C D, A & B & C E, etc.
Non-existence conjectures are split:
– ¬(A & B & C) becomes: A & B ¬C, etc.
Extract Prime implicates:
– A & B & C D, try A D, then B D,
C D, then A & B D, etc.
Hypothesis Generation:
Imperfect Conjectures
User sets a percentage minimum, say 80%
Near-subsumption conjectures
– E.g., primes odd (99% true)
– Also returns the counterexamples: here, 2
Near-equivalence conjectures
– Prime odd (70% true)
Applicability conjectures
– A concept has a (small) finite number of examples
– E.g., even prime numbers: 2 is only example
Cycles of Theory Formation
How the individual techniques are employed
Concept driven conjecture making
– Finding conjectures to help understand concepts
– Exploration techniques
Conjecture driven concept formation
– Inventing concepts to fix faulty conjectures
– Imperfect conjectures, Lakatos techniques
Concept Driven Cycle (cut-down)
Invent Concept
Non Existence
Equivalence
Reject
New Concept
Subsumptions
Implications
Concept Driven Cycle Continued
Implications
Counterexample
Proof
Prime Implicates
Counterexample
Proof
Conjecture Driven Cycle
Invent Concept
Near Equivalence
Concept Barring
Applicability
Reject
Near Subsumption
Monster Barring
Counterex Barring
Concept Barring
New Concept
Counterex Barring
New/Old Concept
New/Old Concept
Equivalence
Implications
Case Study: Groups
Given: Group theory axioms
Case Study: Groups
Davis Putnam
Method
MACE model generator finds a model of size 1
Case Study: Groups
HR Reads
MACE’s Output
Extracts concepts:
Element, Multiplication, Identity, Inverse
Case Study: Groups
Match Production
Rule
Invents the concept idempotent elements (a*a=a)
Case Study: Groups
Equivalence
Finding
Makes Conjecture: a*a=a a is the identity element
Case Study: Groups
Resolution
Theorem Proving
Otter proves this in less than a second
Case Study: Groups
Extracts Prime
Implicates
a*a = a a=identity, a=identity a*a=a
End of cycle
Case Study: Groups
Compose
Production Rule
Later: Invents the concept of triples of elements
(a,b,c) for which a*b=c & b*a=c
Case Study: Groups
Exists Production
Rule
Invents concept of pairs (a,b) for which there
exists an element c such that: a*b=c & b*a=c
Case Study: Groups
Forall Production
Rule
Invents the concept of groups for which all pairs
of elements have such a c: Abelian groups
Case Study: Groups
Equivalence
Finding
Makes the Conjecture:
G is a group if and only if it is Abelian
Case Study: Groups
Sorry
Otter fails to prove this conjecture
Case Study: Groups
Davis Putnam
Method
MACE finds a counterexample:
Dihedral Group of size 6 (non-Abelian)
Case Study: Groups
Assessment of
Concepts
Concept of Abelian groups allowed into theory
Theory recalculated in light of new object of interest
Case Study: Goldbach
Given: Integers 1 to 100, Concepts: Divisors, Addition
Case Study: Goldbach
Split Production
Rule
Invents: Even Numbers (divisible by 2)
Case Study: Goldbach
Size Production
Rule
Invents: Number of Divisors (tau function)
Case Study: Goldbach
Split Production
Rule
Invents: Prime numbers (2 divisors)
Case Study: Goldbach
Compose
Production Rule
Half an hour later:
Invents: Goldbach numbers (sum of 2 primes)
Case Study: Goldbach
Near Equivalence
Finding
Conjectures: Even numbers are Goldbach numbers
(with one exception, the number 2)
Case Study: Goldbach
Counterexample
Barring (Split)
Forces: Concept of being the number 2
Case Study: Goldbach
Counterexample
Barring (Negate)
Forces concept: Even numbers except 2
Case Study: Goldbach
Subsumption
Finding
Conjectures: Even numbers except 2 are Goldbach
Numbers (Goldbach’s Conjecture)
Case Study: Goldbach
Absolutely No
Chance
Passes the conjecture to an inductive theorem prover?
Applications of Theories
Puzzle generation
– Which is the odd one out: 4, 9, 16, 24
– Which is the odd one out: 2, 9, 8, 3
Problem generation
– TPTP library: find theorem to differentiate Spass & E
– See AI and Maths paper
Prediction tests: (e.g., Progol animals file)
– P(mammal | has_milk) = 1.0
– P(mammal | habitat(water)) = 0.125
– Take average over all Bayesian probabilities
Applications of Theory Formation
Identifying concepts (e.g., Michalski trains)
– Forward look ahead mechanism (see ICML-00 paper)
Simplifying problems
– Lemma generation for ATP
– Constraint generation for CSP (see CP-01 paper)
Identifying outliers
– How unique an object of interest is
Inventing concepts
– Integer sequences (and conjectures),
– See AAAI-00 paper, Journal of Integer Sequences
Conclusions
Presented a snapshot of the theory of ATF
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Autonomous
Four components, numerous techniques
Uses third party software
Concept driven and conjecture driven cycles
Applies to many machine learning tasks
– Concept identification, puzzle generation,
– Predictions, problem simplification
Welcome to the Next Level
For any of the four components
– Substitute a human for interactive ATF
– Roy McCasland (hopefully), mathematician
– Work on Zariski spaces with HR
For any of the four components
– Substitute another agent for multi-agent ATF
– Alison Pease’s PhD, cognitive modelling
– Lakatos style reasoning and machine creativity
Theory Formation in
Bioinformatics?
Can work with non-maths data
Can form near-conjectures
Needs to relax notion of equality
Multi-agent approach definitely needed