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Protection and Security
Daniel Fernandez
Student Presentation
CS5204 – Operating Systems
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Protection and Security
Outline
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Protection Goals
Principle of least privilege and protection
mechanisms
Protection domains
Access Matrix and Access Control
Formal methods of a Protection system
Security components and threats
Summary
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Protection and Security
Protection
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Goals:
 Prevent mischievous, intentional violation
of an access restriction by a user.
 Ensure each active program component
uses system resources only in ways
consistent with policies.
 Improve reliability
Provide a mechanism for enforcement of policies governing
resource use.
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Protection and Security
Principles of Protection
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Principle of least privilege
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Failure or compromise of a component does
minimum damage and allows recovery from damage.
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Dictates that programs, users, and even systems be given just enough
privileges to perform their tasks.
Ex: security guard with a passkey
Separate user accounts (RBAC).
Provides mechanisms to enable privileges when
needed and remove when not needed.
Does not always provide a more secure environment.
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Example: Windows 2000
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Protection and Security
Protection Mechanisms
Mechanism
Description
No Protection
Sensitive procedures run at separate times.
Isolation
Each process runs separately from others.
Share all or nothing
Object declared public or private.
Share via access
limitation
OS checks permissibility of each access by user.
Share via dynamic
capabilities
Dynamic creation of sharing rights for objects.
Limit use of an
object
Limits access as well as use of object.
•Policies and Mechanisms – Different things!
•Separation of policies and mechanism
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Protection and Security
Protection Domain Structure
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The set of access rights is the domain.
Access right = <object-name, rights-set>
 Rights-set is
a set of all valid operations that can be
performed on an object.
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Need-to-know principle
Static and dynamic associations.
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Protection and Security
Domain Example: Unix
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Domain is associated with the user.
Domain switching requires changing user ID
temporarily:
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An owner identification and a domain bit (setuid bit) are associated with
each file.
 When setupid is on, and a user executes that file, the user ID is set to that
of the owner of the file; when setupid is off, user ID does not change.
 Example: User A executes file owned by user B, whose setuid is off, the
userID of the process is set to A. If setuid is on, the userID is set to B.
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Userful when an otherwise priveleged facility needs
to be made available to general users.
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Protection and Security
Access Matrix
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Consists of sets of objects (O) and
subjects (S).
r(s, o) belongs to set of rights (R).
From: “Protection in Operating Systems”, Harrison and
Ruzzo, 1976.
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Protection and Security
Implementation of Access Matrix
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Two most used approaches:
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Access Control Lists
Objects (Files)
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Users
File1
File2
File3
user1
RWX
RX
RW
user2
---
RWX
R
R (Read)
W (Write)
X (Execute)
Capability Lists
Users
user1
File1:RWX
File2:RX
File3:RW
user2
File1:---
File2:RWX
File3:R
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Protection and Security
Access Control
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Role-Based Access Control (RBAC).
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Revolves around privileges, where a privilege is the
right to execute a system call or use a system
option.
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Protection and Security
Formal Protection System Model
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Configuration of protection system: (S, O, P)
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P = access matrix
P[s,o] = subset of generic rights, R
Consists of 1)R and 2)commands
command a(X1, X2,…,Xk)
if r1 in (Xs1, Xo1) and
r2 in (Xs2, Xo2) and
…..
rm in (Xsm, Xom)
then
op1
op2
….
opn
end
or if m is zero, 
command a(X1, X2,…,Xk)
op1
op2
….
opn
end
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Protection and Security
Formal Protection System Model(cont.)
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(S, O, P)  op(S’, O’, P’)
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Examples:
 1) Process creates new file:
Rule:
op = create object o’
o’ not in O, S’ = S, O’ = O U{o’}
command CREATE(process, file)
create object file
enter own into (process, file)
end
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2) Owner revokes another subject’s access rights to file:
Rule:
op = delete r from (s,o)
S = S’, O = O’, and P’[s, o] = P[s, o] – {r}
command REMOVEr(owner, exfriend, file)
if own in (owner, file) and
r in (exfriend, file)
then delete r from (exfriend, file)
end
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Protection and Security
Language-Based Protection
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Protection systems focused also on functional
nature of an access to an object.
Polices vary depending on the application.
Applications designers user protection as a tool,
as well.
Protection in Java
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Java virtual machine (JVM) has many built-in protection mechanisms.
JVM may be from different sources and not be equally trusted. As a
result, protection in all areas of the JVM is necessary.
JVM assigns a loaded class to a protection domain.
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Protection and Security
What is Security in an Operating System
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Security in an operating system resolves around 4 elements:
 Confidentiality
 Integrity
 Availability
 Authenticity
Security Threats
 Interception
 Interruption
 Modification
 Fabrication
Protection is internal problem. Security is external.
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Protection and Security
Implementing Security Defenses
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Security Policy
Vulnerability Assessment
Intrusion Detection
Virus Protection
Auditing, Accounting, and Logging
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Protection and Security
Spyware
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Description:
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Malware that is loaded onto a PC without owner’s knowledge.
Runs in background doing things behind owner’s back.
Gathers info from owner and communicates it back to its distant
master.
Actions against Spyware
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Anti-spyware programs (Spybot, Ad-aware, Spyware Doctor).
Security practices to prevent infection.
 Avoid using Internet Explorer.
 Use firewalls to block certain websites.
 Surf and download more safely
May require reinstallation of operating system.
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Protection and Security
Summary
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Protection
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Internal problem
Role of protection is to provide a mechanism for enforcement of
policies.
Protection domain specifies the resources that a process may access.
Access matrix is representation of protection domains model.
Security
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External problem
Systems have to protect against threats in the form of interception,
interruption, modification, and fabrication.
Security defenses to fight off threats.
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