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Clinical Trial Measures in ALS
Douglas A. Kerr MD/PhD
Senior Director, Biogen IDEC
February 20th, 2014
Background on Amyotrophic Lateral Sclerosis
ALS is a fatal neurodegenerative disease characterized by progressive loss of
nerves innervating muscles, loss of motor function, progressive respiratory
impairment and death
Heterogeneity in onset and progression makes
measuring change in the rate and severity of
functional decline challenging
Therapies that influence ALS should affect
motor and pulmonary function and survival
Riluzole prolongs life by 2-3 months but has
not been shown to modulate motor or
respiratory function
Despite ~30 ALS Phase II/III clinical studies in
the last 20 years, no agent has been approved
for ALS since riluzole
Measuring ALS Disease Progression
With high mortality, survival or vent-free
survival is a relevant endpoint
Patients who do not reach the endpoint do not
contribute
Ignores the functional status of survivors
ALSFRS-R1 has been the most widely
used composite measure of function in
ALS over the last 15 years
1
The ALS CNTF treatment study (ACTS) phase I-II Study Group. Arch Neurol
3
1996;53:141-7.
Cedarbaum JM, Stambler N, Malta E, et al. J Neurol Sci 1999;169:13-
The ALSFRS-R includes12 items measuring multiple
aspects of daily functioning
Cedarbaum JM, Stambler N, Malta E, Fuller
C, Hilt D, Thurmond B, Nakanishi A. The
ALSFRS-R: a revised ALS functional rating
scale that incorporates assessments of
respiratory function. BDNF ALS Study
Group (Phase III). J Neurol Sci
1999;169:13-21.
4
Challenges of Measuring Function in ALS (1)
• How do you measure function of patients who died during the trial?
– You cannot.
– Imputation?
• “0” for functional score? Too punitive since ALS patients
invariably die at scores above 0
• LOCF? Not in a progressive disease.
• Mixed imputation? Challenging to interpret and defend
• Measuring function of survivors risks a biased conclusion
– What if a drug caused enhanced mortality of late stage ALS,
leaving the healthier patients to measure?
– What if a drug prolonged survival, leaving patients with low
function to be measured?
5
A Meaningful Endpoint in ALS Must…
• Measure function while statistically
accounting for mortality
• Measure meaningful measures of ALS
disease progression, i.e. motor function
and mortality
6
The Combined Assessment of Function and Survival
(CAFS) in ALS
Context
• In ALS trials, death and functional status are meaningful
measures of a drug’s effectiveness
• Prior studies use either death or function as a primary
outcome; no study has used an outcome that measures
both in a single endpoint
CAFS description
• Ranks patients’ clinical outcome based on survival and
function from 1 to the number of patients in the trial
Advantages
• Reflects seriousness of death outcome in the context of
an analysis of functional data
• Statistically accounts for death in measuring function
Limitations
• To determine clinical relevance of a significant difference
in CAFS scores, an analysis of component data
(ALSFRS-R and mortality) is required
ALFRS-R = revised ALS functional rating scale; CAFS = combined assessment of function and survival
Archibald
7 D et al. Poster presented at: 10th Annual Northeast ALS (NEALS) Consortium Meeting; October 27-28, 2011;
Clearwater Beach, FL
CAFS Scoring: Step by Step
For Illustrative Purposes Only
1
Determine
functional change
or time to death
for each patient
Functional Decline
Survival Time
(Patients who survive)
(Patients who die)
-20%
-30%
-40%
Day 0
8
Cudkowicz M. Nature: 2011; 17(12):1652-1656.
Trial End
10 months
Survival time→
ALSFRS-R
-10%
1 month
CAFS Scoring: Step by Step
For Illustrative Purposes Only
Rank
2
6
Group 2
-20%
5
-30%
4
All patients are
counted on the
same scale,
including those
who did not
survive
10
months
1
month
9
4.3
3
2
1
Survival Time
Group 1
-40%
Unblind assignments,
and compare means of
rank scores by group
2.6
Group 1
Group 2
CAFS score
-10%
3
Functional Decline
Rank all patients
by function,
then by survival
Dexpramipexole Demonstrated No Effect on
CAFS Through 12 Months
p = 0. 8568
Least Square
Mean Rank Score
500
438.84
441.76
400
300
200
Placebo
(n = 468)
Dexpramipexole*
(n = 473)
*Dexpramipexole dihydrochloride 150 mg; Abbreviation: CAFS, Combined Assessment of Function and Survival
Analysis used efficacy population: all subjects who received ≥1 dose of drug (or placebo) with ≥1 post-dosing evaluation
Challenges of Measuring Function in ALS (2)
Despite showing good internal consistency and a strong
correlation with survival in early validation studies, the
ALSFRS-R measures suffer from poor metric qualities1
Multidimensionality argues against a single summed
score
Poor rating category functioning suggests problems
with question wording and numbers of responses
1
Franchignoni, Mora, Giordano et al. Evidence of multidimensionality in the ALSFRS-R
Scale:
11 a critical appraisal on its measurement properties using Rasch analysis. J Neurol
Neurosurg Psychiatry Published Online June 19, 2013 doi:10.1136/jnnp-2012-304701
Other Concerns of the ALSFRS-R
A problematic feature of the ALSFRS-R is a reduced
sensitivity of raw scores to changes occurring in the extremes
of the severity continuum.
Typical of raw scores summed from ordinal responses
Partially derived from the types of items available for
patients to endorse
Patients with higher functioning may not be able to endorse
enough items – i.e., there may be other domains of
functioning that are important and are not measured
Causes problems in clinical trials
Measurement of functioning should be consistent across time
and across the severity spectrum
12
ALSFRS-R Person-Item Location Distribution
Time 1
N=1727
13
Time 2
N=648
Category Response Curves
4
1
2 3
14
Performance of Bulbar Items:
4
2
1
Conclusions
• Item mapping suggests that some dimensions of function
are not captured, especially at the low end of the severity
spectrum
• ALSFRS-R can be inconsistent when measuring patient
severity over time
– This is particularly problematic for conditions where progression is
an important outcome
• Category response curves indicate poor performance on
item responses
– Items could be revisited at the conceptual level to provide greater
detail on ALS-specific functional domains
16
Implications
• This analysis underscores the previously demonstrated
importance of using a modified version of the instrument1
– Using fewer response categories on some questions
– Evidence of multidimensionality suggests multiple instruments that can
be used for composite scoring
• Consider developing new unidimensional measures
– Bottom-up approach to capture meaningful concepts in ALS functioning
and progression
– Address ceiling effects by capturing health domains important to low
severity patients
– Create meaningful category responses for each question
– Measure ADLs per the standard (outside of this measure)
1
17
Franchignoni, Mora, Giordano et al. Evidence of multidimensionality in the ALSFRS-R Scale: a
critical appraisal on its measurement properties using Rasch analysis. J Neurol Neurosurg
Psychiatry Published Online June 19, 2013 doi:10.1136/jnnp-2012-304701