Transcript x nu
Essential Organic Chemistry
Paula Yurkanis Bruice
Chapter 9
Substitution and Elimination
Reactions of Alkyl Halides
9.1 How Alkyl Halides React
Substitution Reactions
One group takes the place of another.
Y +
R
X
R
Y
takes the place of
Y
“displaces”
X
X
Y +
(Substitution)
X
Nucleophilic Substitution
NUCLEOPHILIC DISPLACEMENT
leaving
group
substrate
Nu:
-
+
nucleophile
R
X
R Nu +
product
The nucleophile “displaces” the leaving group.
This is a “substitution” reaction:
Nu substitutes for X (takes its place).
:X
-
Example 1
H3C
CH2 Br
+ NaI
acetone H3C
CH2 I
soluble
iodide displaces bromide at carbon
+ NaBr
insoluble
DISPLACEMENT REACTIONS
NUCLEOPHILIC SUBSTITUTION REACTIONS
(substitution at carbon)
can be compared to …
ACID–BASE REACTIONS
(substitution at hydrogen)
COMPARE THESE REACTIONS
DISPLACEMENT AT CARBON
-
Nu:
+
R
nucleophile
X
substrate
R Nu +
product
-
:X
leaving
group
DISPLACEMENT AT HYDROGEN
-
B:
base
+
H
acid
X
B H
conjugate
acid
+
-
:X
conjugate
base
THESE REACTIONS
FIND WIDE APPLICATION
SINCE WE CAN USE A WIDE
RANGE OF NUCLEOPHILES
NUCLEOPHILES
A WIDE SELECTION OF NUCLEOPHILES MAKES POSSIBLE THE SYNTHESIS
OF MANY TYPES OF ORGANIC COMPOUNDS:
R-Y + Nu
Nucleophile
-
- -
Cl ,Br ,I
-
OH
R'O-
C NO
R' C
O-
R' C C:-
SH
R-Nu + Y
Product
R
Class
alkyl halides
X
R OH
alcohols
R O R'
ethers
R C N
O
nitriles
esters
R' C
O R
R' C C R
R SH
alkynes
thiols
THE NUCLEOPHILE DOES NOT NEED TO BE CHARGED
HOWEVER, REACTIVE ATOMS BEAR A LONE PAIR
+
H O
H O R + Br -
+ R Br
H
H
O H
Under some circumstances
water will react.
H
-
H O R + H3 O + + Br
Nucleophile
Product
Class
alcohols
ethers
H O H
R
O
H
R' O H
R' O
R
NH3
R NH2
amines
R'
amines
R'
NH2
NH R
A Closer Look at Alkyl Halides
Carbon and halogens have different electronegativity.
Carbon-halogen bonds are polarized.
Carbon is thought to be positive end of dipole.
Nucleophiles can attack at positively charged carbon.
Br
Cl
H
H
H
H
H
l
H
H
H
H
A Closer Look at the Reactions
All substitution reactions follow a general scheme
RBr + NaOH
ROH + NaBr
Two reactions follow ...
From the outcome they look
Identical; however, a closer inspection
shows they are different!
TWO “LOOK-ALIKE” REACTIONS
RBr + NaOH
1)
ROH + NaBr
CH 3 Br + NaOH
80% ethanol
20% water
55oC
CH 3 OH + Br
-
Speed of reaction depends
on two concentrations
rate = k2[RBr][NaOH]
high conc. NaOH
2)
CH 3
CH 3
H 3C C Br + NaOH
80% ethanol
20% water 55oC
CH 3
H 3C C OH + Br
-
CH 3
(+ some alkene by E1, E2)
rate = k1[RBr]
low conc. NaOH
Speed of reaction independent
of nucleophile concentration
Two Different Substitution Reactions
We can distinguish two reactions based on
their kinetics.
First is SN2, depends on substrate AND
nucleophile concentration.
Second is SN1, depends only on substrate
concentration.
9.2 The Mechanism of An SN2 Reaction
CH 3 Br + NaOH
80% ethanol
20% water
55oC
CH 3 OH + Br
-
rate = k2[RBr][NaOH]
H O
CH3
Br
80% ethanol
20% water
Rate dependence of the reaction
is interpreted in a way that
we expect a bimolecular reaction
with a concerted mechanism
CH3 OH + Br
SN2
-
substitution
nucleophilic
bimolecular
SN2 Reaction
Rate dependence is 2nd order
Two molecules have to come together to
form new bonds
Bimolecular reaction
Mechanism
ENERGY PROFILE
E
N
E
R
G
Y
-
HO
Br
Br-
Mechanism
ENERGY PROFILE
E
N
E
R
G
Y
-
HO
HO-
Br
Br-
Mechanism
ENERGY PROFILE
E
N
E
R
G
Y
-
HO
HO-
Br
Br-
Mechanism
ENERGY PROFILE
E
N
E
R
G
Y
-
HO
HO-
Br
Br-
Mechanism
ENERGY PROFILE
E
N
E
R
G
Y
-
HO
HO
Br
Br-
Mechanism
ENERGY PROFILE
E
N
E
R
G
Y
-
HO
HO
-Br
Br
Br-
Mechanism
ENERGY PROFILE
E
N
E
R
G
Y
-
HO
HO
Br-
Br-
Stereochemistry
Old bond is broken simultaneously with the
new bond formed.
Well-defined outcome
Stereochemistry is inverted
Factors Affecting SN2
Steric effects
Approaching the polarized carbon gets more and more difficult.
Energy Profile of SN2
SN2
9.3 Factors that Affect SN2 Reactions
Leaving Group
• I– > Br– > Cl– > F–
• The lower the basicity, the better the leaving
group.
Nucleophile
• HO– > H2O; CH3O– > CH3OH
• The better the base, the better the nucleophile
• NH2– > HO– > F–
9.4 The Mechanism of An SN1 Reaction
SN1
CH 3
H 3C C Br + NaOH
CH 3
80% ethanol
20% water 55oC
CH 3
H 3C C OH + Br
CH 3
rate = k1[RBr]
Rate depends only on substrate concentration.
Two independent steps that differ significantly in speed.
Unimolecular
SN1
substitution
nucleophilic
unimolecular
SN1
CH3
CH3
H3C C Br + NaOH
80% ethanol
20% water
CH3
H3C C OH + BrCH3
slow
O H
CH3
H3C C +
fast
+ Br-
CH3
Assuming the formation of a carbocation intermediate
as the rate-determining step, explains speed of reaction
SN1
Reaction profile
CH3
Br-
Br
CH3
CH3
-
OH
SN1
Reaction profile
CH3
Br-
Br
CH3
CH3
Bond gets longer
-
OH
SN1
Reaction profile
CH3
Br-
Br
CH3
CH3
Bond gets longer
and longer
Rehybridization sp3 sp2
-
OH
SN1
Reaction profile
CH3
Br
-
CH3
CH3
Bond gets longer
and longer
Rehybridization sp3 sp2
-
OH
SN1
Reaction profile
CH3
Br
-
CH3
CH3
Bond gets longer
and longer
Rehybridization sp3 sp2
sp2-Hybridized intermediate formed
-
OH
SN1
Reaction profile
CH3
Br
-
CH3
-
OH
CH3
Bond gets longer
and longer
Rehybridization sp3 sp2
sp2-Hybridized intermediate formed
Nucleophile approaches
Rehybridization sp3 sp2 takes place
-
OH
SN1
Reaction profile
CH3
Br
-
CH3
CH3
OH
Bond gets longer
and longer
Rehybridization sp3 sp2
sp2-Hybridized intermediate formed
Nucleophile approaches
Rehybridization sp3 sp2 takes place
-
OH
SN1
Reaction profile
CH3
Br
-
OH
CH3
CH3
Bond gets longer
and longer
Rehybridization sp3 sp2
sp2-Hybridized intermediate formed
Nucleophile approaches
Rehybridization sp3 sp2 takes place
Bond forms
-
OH
SN1
Reaction profile
CH3
Br
-
CH3
OH
CH3
Bond gets longer
and longer
Rehybridization sp3 sp2
sp2-Hybridized intermediate formed
Nucleophile approaches
Rehybridization sp3 sp2 takes place
Bond forms
-
OH
Energy Profile of SN1
transition state
E
N
E
R
G
Y
carbocation
intermediate
1
SN1
transition state
2
activation energy2
activation energy1
starting
material
step 1
step 2
REACTION COORDINATE
2
DH
product
SN1
Rate dependence is 1st order
Rate depends only on formation of cation
Unimolecular reaction
The intermediate requires rehybridization
sp3sp2
Stereochemistry
First, old bond is broken. In a second step,
we form new bond.
We have a carbocation intermediate.
This requires rehybridization sp3 sp2
Stereochemical information is lost.
Racemate formed.
Br
OH
HO+
OH
9.5 Factors that Affect SN1 Reactions
Cation stability
• 3o alkyl halide > 2o alkyl halide > 1o alkyl
halide.
Leaving group
• The weaker the bond, the easier to break.
• RI > RBr > RCl > RF
Nucleophile
• NO EFFECT.
9.6 Comparing SN2 and SN1 Reactions
9.7 Elimination Reactions of Alkyl Halides
In an elimination reaction the starting material
loses the elements of a small molecule such as
HCl or HBr during the course of the reaction
to form the product.
C C
H X
-HX
Example
Alkyl halide + strong base and heat LOSS OF HCl
H3CH2CH2CH2C Cl
H3CH2CH2CHCH3
Cl
NaOH
D
NaOH
D
H3CH2CCH CH2
H3CCH CH2CH3
Elimination
In this case the nucleophile reacts as a base;
we observe elimination reactions.
A hydrogen is removed from a carbon atom.
The halogen is removed from the adjacent
carbon.
Note that the elimination reaction is the
reverse of an addition reaction.
E2 Reaction
THE REACTION IS A
b-ELIMINATION
The b-hydrogen
is attached to the
b-carbon.
H
C C
b-carbon
Cl
a-carbon
The functional
group is attached
to the a-carbon.
Since the b-hydrogen is lost this reaction is
called a b-elimination.
Mechanism of E2
THE BASE TAKES THE b-HYDROGEN
B:
B
H
H
C C
:Cl
.. :
C C
..
: Cl
.. :
Bond formation (p bond) and breaking bonds
(C-H and C-X s bond) take place simultaneously
Regioselectivity
WHAT HAPPENS IF THERE IS MORE
THAN ONE b-HYDROGEN?
b
b’
H
H
C C C
Br
a
Regioselectivity
b
b’
Major product - b-H
H3C CH CH CH3
H H H H
2-butene
H C C C C H
H H Br H
2-bromobutane
Major product is the one
with lowest energy
H3C CH2 CH
CH2
1-butene
Minor product – b’-H
Regioselectivity
In some cases we have more than two b-hydrogens
b
b’
1-methylcyclohexene
Major product
- b-H
CH3
Cl
Minor product
– b’-H
NaOCH3
CH3OH/ D
methylenecyclohexane
b``
b’’ = b
1-methylcyclohexene
E1
ALKYL HALIDES + WEAK BASE
(SOLVOLYSIS)
The removal of a b-hydrogen becomes difficult without
a strong base and a different mechanism (ionization)
begins to take place …
… if the substrate is capable.
The E1 Elimination Reaction (two steps)
weak
base
H
C C
X
slow
step one
B:
carbocation
H
C C
+
:X
3 o > 2o > 1o
step
two
unimolecular
fast
rate = k[RX]
C C
Works best in a
polar solvent.
+
IONS
FORMED
also favored
if a resonancestabilized
carbocation
is formed
ENERGY PROFILE
two-step reaction
E
N
E
R
G
Y
E1
carbocation
intermediate
TS1
TS2
Ea2
Ea1
starting
material
step 1
slow
step 2
DH
product
Regioselectivity
H3C
CH3
CH3 H3C
E1 H3C
CH3
+
H3C
Cl
CH3
major
CH2
minor
Major products in E1 eliminations are the alkenes that
are thermodynamically most stable.
9.9 Competition Between SN2/E2 and SN1/E1
Consider “concentration” and “reactivity”
SN2/E2 are favored by a high concentration of
a good nucleophile/strong base.
SN1/E1 are favored by a poor nucleophile/
weak base.
10.10 Competition Between Substitution and
Elimination